NIPPON VALUE INVESTORS
NIPPON VALUE INVESTORS KK Legal Name
Adviser information for NIPPON VALUE INVESTORS last updated from Form ADV on January 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | APRIL |
| Legal Location | Japan |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $629.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $148.1M |
| Other | <5 | $384.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 80 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsRESEARCH OF JAPANESE EQUITY SECURITIES, PORTFOLIO ADVISORY FOR INVESTMENT COMPANY |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-66876 |
|---|---|
| SEC ERA File Number | 801-66876 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140500 |
| Legal Entity Identifier | 5493002EC9DNZB4RA561 |
Principal Office
MARUNOUCHI TRUST TOWER NORTH 18TH FLOOR1-8-1 MARUNOUCHI CHIYODA-KU
TOKYO
Japan
Monday - Friday, 09:00-18:00
Tel: 011-813-6551-2800, Fax: 011-813-6551-2801
Websites
Chief Compliance Officer
TAKASHI NAGAURA
MARUNOUCHI TRUST TOWER NORTH 18TH FLOOR
1-8-1 MARUNOUCHI CHIYODA-KU
TOKYO
Japan
Tel:
011-813-6551-2796
Fax:
011-813-6551-2801
T********@***************M
(Full email address available in API data)
Industry Affiliates
| SILCHESTER INTERNATIONAL INVESTORS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| THE NIPPON VALUE INVESTORS JAPANESE EQUITY TRUST | LONG ONLY PRIVATELY OFFERED COMMINGLED FUND | $157.7M | $1.0M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KURODA, HISANORI | Individual | – | SHAREHOLDER, SENIOR PORTFOLIO MANAGER, DIRECTOR | 06/2008 | 10-25% |
| BUTT, STEPHEN, CHARLES | Individual | SILCHESTER PARTNERS LIMITED | CHAIRMAN AND DIRECTOR | 04/1995 | 50-75% |
| ITO, YOSHIHIKO | Individual | – | SHAREHOLDER, CHAIRMAN, CHIEF INVESTMENT OFFICER, DIRECTOR | 12/2005 | 25-50% |
| KOBAYASHI, SHINGO | Individual | – | SHAREHOLDER, DIRECTOR OF RESEARCH | 02/2006 | 10-25% |
| NAGAURA, TAKASHI | Individual | – | SHAREHOLDER, CO-CHIEF COMPLIANCE OFFICER | 05/2022 | 5-10% |
| SILCHESTER PARTNERS LIMITED | Foreign Entity | – | SHAREHOLDER | 12/2005 | > 75% |
| CRAWFORD, LUCY, ANNA | Individual | – | NON-EXECUTIVE DIRECTOR | 05/2018 | < 5% |
| TANAKA, SHINICHI | Individual | – | SHAREHOLDER, CHIEF OPERATING OFFICER, DIRECTOR | 05/2019 | < 5% |
| GEMBA, MITSUHIRO | Individual | – | SHAREHOLDER CO-CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER | 05/2022 | < 5% |