Hedge Fund Database

EXECUTIVE WEALTH MANAGEMENT, LLC

Adviser information for EXECUTIVE WEALTH MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Michigan, United States

Employees

Total Number of Employees 60
Investment Advisory/Research 29
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 30
Licensed Agents of an Insurance Company 19
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 7,565 $1.4B
Non-Discretionary 12 $26.1M
Total 7,577 $1.4B

Clients

Type Number RAUM
Individuals 3,368 $821.3M
HNW Individuals 383 $574.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 2 $262,389
Pension and profit sharing plans 12 $32.2M
Charitable organizations <5 $1.1M
State or municipal gov entities <5 $7.5M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 7 $1.3M
Other <5 $438,374
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 2000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-66881
SEC ERA File Number 801-66881
SEC CIK Numbers 1542611
SEC CRD Numbers 140736
Legal Entity Identifier None

Principal Office

135 WEST NORTH STREET
BRIGHTON
MI
United States
Monday - Friday, 8:30 AM TO 5 PM
Tel: 810-229-6446, Fax: 810-229-6775

Websites

www.ewmadvisors.com www.facebook.com/executivewealthmanagement/ www.linkedin.com/company/2777660/

Chief Compliance Officer

MICHAEL J. LAY
MANAGING DIRECTOR
135 WEST NORTH STREET
BRIGHTON
MI
United States
Tel: 810-229-6446
Fax: 810-229-6775
(Full email address available in API data)

Regulatory Contact

MICHELLE SULLIVAN
HR MANAGER
135 WEST NORTH STREET
BRIGHTON
MI
United States
Tel: 810-229-6446
Fax: 810-229-6775
(Full email address available in API data)

Industry Affiliates

EWM LEGAL SOLUTIONS Lawyer or law firm
EWM TAX SOLUTIONS Accountant or accounting firm
EXECUTIVE FINANCIAL PLANNING, INC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HERZOG, ALBERT, PINGREE Individual – BOARD OF MANAGERS 02/2017 10-25%
CHECHEL, MICHAEL, ROBERT Individual – BOARD OF MANAGERS 02/2017 10-25%
KULESZA, ADAM, R Individual – BOARD OF MANAGERS 02/2017 10-25%
LAY, MICHAEL, JAMES Individual – MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, BOARD OF MANAGERS 01/2023 5-10%
WICKHAM, CODY, EDWARD Individual – CHIEF INFORMATION SECURITY OFFICER 11/2015 < 5%
EWM CAPITAL, LLC Domestic Entity – MICHIGAN LIMITED LIABILITY COMPANY/INTEREST HOLDER 02/2017 > 75%
BARBER, GREGORY, JOSEPH Individual – BOARD OF MANAGERS 01/2023 10-25%
LARSEN, NATHAN, J Individual – CHIEF INVESTMENT OFFICER 01/2022 < 5%
LAWSON, SHAWN, ADAM Individual – CHIEF CLIENT SOLUTIONS OFFICER 01/2022 < 5%
MESSINA, ZACHARY, B Individual – BOARD OF MANAGERS 01/2022 < 5%
LARSEN, ROBERT, BOSTON Individual – BOARD OF MANAGERS 01/2022 < 5%
PLASKEY, JAMES, ALLAN Individual – BOARD OF MANAGERS 01/2022 < 5%
HERZOG, ALBERT, PINGREE Individual – BOARD OF MANAGERS 01/2022 < 5%

No. Employees, Historic

60300201920202021202220232024202527 on 10/15/201930 on 3/19/202030 on 5/12/202030 on 6/9/202030 on 10/27/202030 on 10/27/202030 on 12/3/202029 on 3/10/202129 on 3/29/202129 on 5/26/202129 on 10/4/202129 on 10/15/202129 on 1/28/202231 on 2/17/202231 on 5/2/202231 on 12/5/202231 on 12/21/202231 on 1/17/202331 on 2/24/202331 on 3/6/202331 on 4/6/202331 on 7/31/202331 on 11/20/202331 on 12/7/202331 on 12/7/202360 on 3/21/202460 on 3/22/2024

RAUM, Historic

2B1B02019202020212022202320242025820087710 on 10/15/2019924712625 on 3/19/2020924712625 on 5/12/2020924712625 on 6/9/2020924712625 on 10/27/2020924712625 on 10/27/2020924712625 on 12/3/20201101658528 on 3/10/20211101658528 on 3/29/20211101658528 on 5/26/20211101658528 on 10/4/20211101658528 on 10/15/20211101658528 on 1/28/20221333593111 on 2/17/20221333593111 on 5/2/20221333593111 on 12/5/20221333593111 on 12/21/20221333593111 on 1/17/20231177510126 on 2/24/20231177510126 on 3/6/20231177510126 on 4/6/20231177510126 on 7/31/20231177510126 on 11/20/20231177510126 on 12/7/20231177510126 on 12/7/20231438725950 on 3/21/20241438725950 on 3/22/2024

No. Clients, Historic

4,0002,000020192020202120222023202420252875 on 10/15/20193141 on 3/19/20203141 on 5/12/20203141 on 6/9/20203141 on 10/27/20203141 on 10/27/20203141 on 12/3/20203297 on 3/10/20213297 on 3/29/20213297 on 5/26/20213297 on 10/4/20213297 on 10/15/20213297 on 1/28/20223246 on 2/17/20223246 on 5/2/20223246 on 12/5/20223246 on 12/21/20223246 on 1/17/20233565 on 2/24/20233565 on 3/6/20233565 on 4/6/20233565 on 7/31/20233565 on 11/20/20233565 on 12/7/20233565 on 12/7/20233783 on 3/21/20243783 on 3/22/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AT&T INC COM 561K 29K Aperio Group, LLC
ABBVIE INC COM 484K 3K –
ADOBE INC COM 6M 10K Aperio Group, LLC
ALPHABET INC CAP STK CL C 3M 18K –
ALPHABET INC CAP STK CL A 8M 43K –
ALTRIA GROUP INC COM 232K 5K –
ANGEL OAK FUNDS TRUST INCOME ETF 20M 962K Aperio Group, LLC
ANSYS INC COM 2M 6K –
BLACKROCK INC COM 10M 13K Aperio Group, LLC
BLACKSTONE INC COM 835K 7K Aperio Group, LLC
BONDBLOXX ETF TRUST BLOOMBERG SEVEN 8M 161K Aperio Group, LLC
BONDBLOXX ETF TRUST BLOOMBERG ONE YR 15M 307K –
BROADCOM INC COM 698K 435 –
CANADIAN PACIFIC KANSAS CITY COM 3M 34K –
CISCO SYS INC COM 7M 151K –
CLOUDFLARE INC CL A COM 3M 34K Aperio Group, LLC
COMCAST CORP NEW CL A 278K 7K –
CONSTELLATION BRANDS INC CL A 3M 11K –
COSTCO WHSL CORP NEW COM 4M 5K –
CROWDSTRIKE HLDGS INC CL A 868K 2K –
DT MIDSTREAM INC COMMON STOCK 654K 9K –
DUKE ENERGY CORP NEW COM NEW 274K 3K –
DOXIMITY INC CL A 2M 61K –
ENBRIDGE INC COM 233K 7K –
ENTERGY CORP NEW COM 284K 3K –
EXXON MOBIL CORP COM 1M 12K –
META PLATFORMS INC CL A 15M 30K –
FEDEX CORP COM 275K 916 –
FIVE BELOW INC COM 2M 16K –
GLOBAL X FDS ARTIFICIAL ETF 436K 12K –
GLOBAL X FDS US INFR DEV ETF 302K 8K –
INNOVATOR ETFS TRUST EQUITY DEFI 2026 820K 32K –
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 6M 440K –
INVENTRUST PPTYS CORP COM NEW 240K 10K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL REL 267K 8K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 282K 2K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 9M 48K –
ISHARES SILVER TR ISHARES 400K 15K –
ISHARES TR MSCI USA MIN VOL 22M 258K –
ISHARES TR CORE MSCI EAFE 6M 81K –
ISHARES TR US SML CAP EQT 391K 6K –
ISHARES TR CORE MSCI EURO 6M 103K Aperio Group, LLC
ISHARES TR IBONDS DEC25 ETF 665K 27K Aperio Group, LLC
ISHARES TR IBONDS DEC24 ETF 202K 8K –
ISHARES TR INVESTMENT GRADE 227K 5K Aperio Group, LLC
ISHARES TR FALN ANGLS USD 8M 293K –
ISHARES TR IBONDS DEC2026 679K 29K –
ISHARES TR IBDS DEC28 ETF 800K 32K Aperio Group, LLC
ISHARES TR IBONDS 27 ETF 767K 32K –
ISHARES TR IBONDS DEC 2032 555K 23K Aperio Group, LLC
ISHARES TR IBONDS DEC 2031 637K 31K –
ISHARES TR IBONDS DEC 2030 751K 35K –
ISHARES BITCOIN TR SHS 2M 47K –
JPMORGAN CHASE & CO. COM 11M 55K Aperio Group, LLC
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 5M 92K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 464K 9K Aperio Group, LLC
JACOBS SOLUTIONS INC COM 3M 20K –
JANUS DETROIT STR TR HENDERSON MTG 333K 7K –
JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 16M 295K Aperio Group, LLC
MARATHON PETE CORP COM 274K 2K –
MASTERCARD INCORPORATED CL A 6M 14K –
MERCK & CO INC COM 8M 66K –
MONSTER BEVERAGE CORP NEW COM 2M 47K –
NETFLIX INC COM 557K 826 –
NEXTERA ENERGY INC COM 6M 85K –
NVIDIA CORPORATION COM 26M 213K –
ORACLE CORP COM 387K 3K –
PARSONS CORP DEL COM 360K 4K –
PIMCO ETF TR ENHAN SHRT MA AC 319K 3K –
PIMCO ETF TR INTER MUN BD ACT 3M 53K –
PROLOGIS INC. COM 10M 92K –
PROSHARES TR ULTRAPRO QQQ 468K 6K –
PROSPECT CAP CORP NOTE 6.375% 3/0 27K 27K –
PROSHARES TR ETHER STRATEGY E 306K 4K –
RYAN SPECIALTY HOLDINGS INC CL A 247K 4K –
SPDR S&P 500 ETF TR TR UNIT 3M 5K Aperio Group, LLC
SPDR GOLD TR GOLD SHS 12M 55K Aperio Group, LLC
SPDR SER TR PORTFOLIO INTRMD 366K 11K –
SPDR SER TR PRTFLO S&P500 GW 33M 408K –
SPDR SER TR PRTFLO S&P500 VL 14M 289K Aperio Group, LLC
SPDR SER TR S&P DIVID ETF 461K 4K Aperio Group, LLC
SPDR SER TR S&P 400 MDCP GRW 6M 72K Aperio Group, LLC
SPDR SER TR PORTFOLIO S&P400 9M 167K –
SPDR SER TR PORTFOLIO S&P500 28M 430K –
SSGA ACTIVE ETF TR SPDR TR TACTIC 469K 12K –
SPDR DOW JONES INDL AVERAGE UT SER 1 456K 1K –
SSGA ACTIVE TR SPDR DBLELN EMRG 2M 40K Aperio Group, LLC
SALESFORCE INC COM 3M 10K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 335K 2K Aperio Group, LLC
SELECT SECTOR SPDR TR SBI CONS STPLS 379K 5K –
SELECT SECTOR SPDR TR SBI CONS DISCR 280K 2K Aperio Group, LLC
SELECT SECTOR SPDR TR ENERGY 905K 10K –
SELECT SECTOR SPDR TR FINANCIAL 551K 13K –
SELECT SECTOR SPDR TR TECHNOLOGY 257K 1K Aperio Group, LLC
SERVICENOW INC COM 3M 3K –
STRATEGY SHS NS 7HANDL IDX 373K 18K –
TESLA INC COM 603K 3K –
THE TRADE DESK INC COM CL A 510K 5K –
TRANSMEDICS GROUP INC COM 2M 16K –
UBER TECHNOLOGIES INC COM 512K 7K –
UNITEDHEALTH GROUP INC COM 520K 1K –
VANGUARD WORLD FD INF TECH ETF 713K 1K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 20M 255K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 33M 573K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 48M 1M –
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 9M 161K –
VERIZON COMMUNICATIONS INC COM 290K 7K –
VISA INC COM CL A 6M 23K –
WESTROCK CO COM 302K 6K –
WISDOMTREE TR FLOATNG RAT TREA 251K 5K –
AMDOCS LTD SHS 6M 74K –
ACCENTURE PLC IRELAND SHS CLASS A 7M 24K –
EATON CORP PLC SHS 3M 8K –
MEDTRONIC PLC SHS 383K 5K –
ROYALTY PHARMA PLC SHS CLASS A 3M 98K –
STERIS PLC SHS USD 2M 10K –
ASML HOLDING N V N Y REGISTRY SHS 969K 947 –