CATALYST CAPITAL ADVISORS LLC
Adviser information for CATALYST CAPITAL ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 18 | $7.9B |
| Non-Discretionary | 0 | $0 |
| Total | 18 | $7.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 18 | $7.9B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
53 PALMERAS STSUITE 601
SAN JUAN
PR
United States
Monday - Friday, 9:00-5:00
Tel: 787-334-1781, Fax: None
Chief Compliance Officer
ROBERT GLASS
36 NORTH NEW YORK AVENUE STE 3F
HUNTINGTON
NY
United States
Tel:
(631) 629-4907
R******@**********************M
(Full email address available in API data)
Regulatory Contact
JERRY SZILAGYI
PRESIDENT
53 PAMERAS ST
SUITE 601
SAN JUAN
PR
United States
Tel:
631-629-4909
J*****@**********************M
(Full email address available in API data)
Industry Affiliates
| ALPHACENTRIC ADVISORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ALT FUND DISTRIBUTORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CATALYST INTERNATIONAL ADVISORS LLC | Other investment adviser, including financial planners |
| RATIONAL ADVISORS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SZILAGYI, JERRY, JOHN | Individual | – | CHIEF EXECUTIVE OFFICER AND MANAGING MEMBER | 01/2006 | 50-75% |
| MILLER, DAVID, SCOTT | Individual | – | SENIOR PORTFOLIO MANAGER | 07/2006 | 5-10% |
| GLASS, ROBERT, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2015 | < 5% |
| JERRY J. SZILAGYI 2015 FAMILY TRUST | Domestic Entity | – | MEMBER | 12/2015 | 10-25% |
| SZILAGYI, ISOBEL, LINDA | Individual | THE JERRY J. SZILAGYI 2015 FAMILY TRUST | TRUSTEE | 12/2015 | |
| Szilagyi, June, Ann | Individual | THE JERRY J. SZILAGYI 2015 FAMILY TRUST | TRUSTEE | 12/2015 | |
| Schoonover, Michael, Thomas | Individual | – | CHIEF OPERATING OFFICER | 01/2016 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 245K | 2K | – |
| ABM INDS INC | COM | 25K | 487 | – |
| ADOBE INC | COM | 238K | 429 | – |
| ADVANCED DRAIN SYS INC DEL | COM | 11K | 66 | – |
| ADVANCED MICRO DEVICES INC | COM | 4M | 24K | COOKSON PEIRCE & CO INC |
| ADVANCED MICRO DEVICES INC | COM | 254K | 2K | – |
| AFC GAMMA INC | COM | 317K | 26K | – |
| AGCO CORP | COM | 11K | 114 | – |
| AIR PRODS & CHEMS INC | COM | 70K | 270 | – |
| AIRBNB INC | COM CL A | 64K | 420 | – |
| ALLIANT ENERGY CORP | COM | 16K | 305 | – |
| ALPHABET INC | CAP STK CL C | 376K | 2K | – |
| ALPHABET INC | CAP STK CL A | 390K | 2K | – |
| ALPHABET INC | CAP STK CL C | 874K | 5K | – |
| ALTUS POWER INC | COM CL A | 10K | 3K | – |
| AMAZON COM INC | COM | 6M | 31K | COOKSON PEIRCE & CO INC |
| AMAZON COM INC | COM | 742K | 4K | – |
| AMER STATES WTR CO | COM | 16K | 221 | – |
| AMERICAN ELEC PWR CO INC | COM | 45K | 515 | – |
| AMERICAN WTR WKS CO INC NEW | COM | 15K | 117 | – |
| AMERIPRISE FINL INC | COM | 150K | 350 | – |
| AMGEN INC | COM | 161K | 514 | – |
| AMPHENOL CORP NEW | CL A | 5M | 68K | COOKSON PEIRCE & CO INC |
| ANALOG DEVICES INC | COM | 109K | 476 | – |
| ANSYS INC | COM | 27K | 84 | – |
| APOLLO GLOBAL MGMT INC | COM | 5M | 41K | COOKSON PEIRCE & CO INC |
| APOLLO GLOBAL MGMT INC | COM | 333K | 3K | – |
| APOLLO GLOBAL MGMT INC | COM | 390K | 3K | – |
| APPLE INC | COM | 1M | 6K | – |
| APPLE INC | COM | 1M | 6K | Lyons Wealth Management, LLC. |
| APPLE INC | COM | 137K | 650 | – |
| APPLE INC | COM | 2M | 8K | – |
| APPLE INC | COM | 147K | 697 | – |
| APPLIED MATLS INC | COM | 185K | 784 | – |
| APPLIED MATLS INC | COM | 236K | 1K | – |
| APPLIED MATLS INC | COM | 2M | 10K | – |
| ARBOR REALTY TRUST INC | NOTE 7.500% 8/0 | 2M | 2M | – |
| ARCHER DANIELS MIDLAND CO | COM | 15K | 256 | – |
| ARCOSA INC | COM | 14K | 172 | – |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 331K | 2K | – |
| ARIS WATER SOLUTIONS INC | CLASS A COM | 14K | 921 | – |
| ARISTA NETWORKS INC | COM | 482K | 1K | – |
| ARRAY TECHNOLOGIES INC | COM SHS | 7K | 674 | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 88K | 86 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 44K | 558 | – |
| AT&T INC | COM | 96K | 5K | – |
| AT&T INC | COM | 1M | 62K | – |
| AT&T INC | COM | 268K | 14K | – |
| ATI INC | COM | 21K | 379 | – |
| ATLANTICA SUSTAINABLE INFR P | SHS | 19K | 856 | – |
| ATLASSIAN CORPORATION | CL A | 27K | 151 | – |
| AUTODESK INC | COM | 51K | 205 | – |
| AUTOMATIC DATA PROCESSING IN | COM | 94K | 395 | – |
| AUTOZONE INC | COM | 658K | 222 | – |
| AUTOZONE INC | COM | 1M | 428 | Lyons Wealth Management, LLC. |
| AXCELIS TECHNOLOGIES INC | COM NEW | 853K | 6K | – |
| BADGER METER INC | COM | 15K | 82 | – |
| BAKER HUGHES COMPANY | CL A | 33K | 952 | – |
| BALCHEM CORP | COM | 16K | 103 | – |
| BEYOND MEAT INC | COM | 5K | 810 | – |
| BIOGEN INC | COM | 33K | 142 | – |
| BLOOM ENERGY CORP | COM CL A | 22K | 2K | – |
| BOOKING HOLDINGS INC | COM | 127K | 32 | – |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 3M | 22K | COOKSON PEIRCE & CO INC |
| BP PLC | SPONSORED ADR | 71K | 2K | – |
| BP PLC | SPONSORED ADR | 963K | 27K | – |
| BROADCOM INC | COM | 721K | 449 | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 1M | 6K | Lyons Wealth Management, LLC. |
| BROWN & BROWN INC | COM | 4M | 42K | COOKSON PEIRCE & CO INC |
| BUNGE GLOBAL SA | COM SHS | 374K | 4K | – |
| BUNGE GLOBAL SA | COM SHS | 3M | 28K | – |
| BUNGE GLOBAL SA | COM SHS | 21K | 195 | – |
| BWX TECHNOLOGIES INC | COM | 44K | 464 | – |
| CADENCE DESIGN SYSTEM INC | COM | 80K | 261 | – |
| CALIFORNIA WTR SVC GROUP | COM | 15K | 316 | – |
| CANADIAN SOLAR INC | COM | 7K | 505 | – |
| CARLYLE GROUP INC | COM | 241K | 6K | – |
| CARPENTER TECHNOLOGY CORP | COM | 21K | 193 | – |
| CASELLA WASTE SYS INC | CL A | 25K | 253 | – |
| CBOE GLOBAL MKTS INC | COM | 157K | 925 | – |
| CDW CORP | COM | 30K | 133 | – |
| CECO ENVIRONMENTAL CORP | COM | 20K | 709 | – |
| CELSIUS HLDGS INC | COM NEW | 504K | 9K | – |
| CENCORA INC | COM | 5M | 24K | COOKSON PEIRCE & CO INC |
| CENCORA INC | COM | 1M | 5K | Lyons Wealth Management, LLC. |
| CF INDS HLDGS INC | COM | 13K | 182 | – |
| CHARTER COMMUNICATIONS INC N | CL A | 41K | 136 | – |
| CHEMED CORP NEW | COM | 1M | 2K | Lyons Wealth Management, LLC. |
| CHENIERE ENERGY INC | COM NEW | 29M | 168K | – |
| CINTAS CORP | COM | 68K | 97 | – |
| CISCO SYS INC | COM | 184K | 4K | – |
| CISCO SYS INC | COM | 324K | 7K | – |
| CISCO SYS INC | COM | 2M | 45K | – |
| CLEAN HARBORS INC | COM | 27K | 118 | – |
| CLEVELAND-CLIFFS INC NEW | COM | 15K | 988 | – |
| CME GROUP INC | COM | 144K | 730 | – |
| COCA-COLA EUROPACIFIC PARTNE | SHS | 33K | 446 | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 33K | 478 | – |
| COMCAST CORP NEW | CL A | 148K | 4K | – |
| COMMERCIAL METALS CO | COM | 25K | 453 | – |
| COMPASS DIVERSIFIED | SH BEN INT | 773K | 35K | – |
| CONOCOPHILLIPS | COM | 1M | 9K | Lyons Wealth Management, LLC. |
| CONSTELLATION ENERGY CORP | COM | 60K | 298 | – |
| COPART INC | COM | 396K | 7K | – |
| COPART INC | COM | 50K | 924 | – |
| COREBRIDGE FINL INC | COM | 2M | 71K | COOKSON PEIRCE & CO INC |
| CORTEVA INC | COM | 14K | 265 | – |
| COSTAR GROUP INC | COM | 29K | 394 | – |
| COSTCO WHSL CORP NEW | COM | 4M | 4K | COOKSON PEIRCE & CO INC |
| COSTCO WHSL CORP NEW | COM | 361K | 425 | – |
| COSTCO WHSL CORP NEW | COM | 2M | 2K | Lyons Wealth Management, LLC. |
| CROCS INC | COM | 40K | 275 | – |
| CROWDSTRIKE HLDGS INC | CL A | 84K | 219 | – |
| CSX CORP | COM | 64K | 2K | – |
| DANAHER CORPORATION | COM | 15K | 62 | – |
| DANAHER CORPORATION | COM | 17K | 68 | – |
| DARDEN RESTAURANTS INC | COM | 1M | 7K | Lyons Wealth Management, LLC. |
| DARLING INGREDIENTS INC | COM | 27K | 726 | – |
| DATADOG INC | CL A COM | 38K | 295 | – |
| DECKERS OUTDOOR CORP | COM | 6M | 6K | COOKSON PEIRCE & CO INC |
| DEERE & CO | COM | 15K | 40 | – |
| DEXCOM INC | COM | 44K | 385 | – |
| DIAGEO PLC | SPON ADR NEW | 724K | 6K | – |
| DIAMONDBACK ENERGY INC | COM | 34K | 172 | – |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 46M | 2M | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 103M | 3M | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQUITY | 43M | 2M | – |
| DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 33M | 1M | – |
| DISNEY WALT CO | COM | 756K | 8K | – |
| DOLLAR GEN CORP NEW | COM | 1M | 9K | Lyons Wealth Management, LLC. |
| DOLLAR TREE INC | COM | 23K | 214 | – |
| DOMINION ENERGY INC | COM | 32K | 647 | – |
| DONALDSON INC | COM | 28K | 398 | – |
| DOORDASH INC | CL A | 39K | 362 | – |
| DOW INC | COM | 1M | 22K | Lyons Wealth Management, LLC. |
| DRAFTKINGS INC NEW | COM CL A | 2M | 47K | – |
| DT MIDSTREAM INC | COMMON STOCK | 9M | 131K | – |
| DUKE ENERGY CORP NEW | COM NEW | 17K | 167 | – |
| EBAY INC. | COM | 188K | 4K | – |
| EBAY INC. | COM | 1M | 26K | – |
| ECOLAB INC | COM | 45K | 191 | – |
| ELANCO ANIMAL HEALTH INC | COM | 8K | 572 | – |
| ELECTRONIC ARTS INC | COM | 36K | 259 | – |
| ELECTRONIC ARTS INC | COM | 825K | 6K | – |
| ENBRIDGE INC | COM | 13M | 360K | – |
| ENBRIDGE INC | COM | 357K | 10K | – |
| ENERGY RECOVERY INC | COM | 24K | 2K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 28M | 2M | – |
| ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 13M | 950K | – |
| ENPHASE ENERGY INC | COM | 8K | 85 | – |
| ENSIGN GROUP INC | COM | 959K | 8K | – |
| ENTERGY CORP NEW | COM | 39K | 364 | – |
| ENTERPRISE PRODS PARTNERS L | COM | 13M | 451K | – |
| EOG RES INC | COM | 1M | 8K | Lyons Wealth Management, LLC. |
| ESSENTIAL UTILS INC | COM | 16K | 417 | – |
| EVERCORE INC | CLASS A | 3M | 13K | COOKSON PEIRCE & CO INC |
| EXELON CORP | COM | 34K | 978 | – |
| EXPEDITORS INTL WASH INC | COM | 1M | 10K | Lyons Wealth Management, LLC. |
| EZCORP INC | NOTE 2.375% 5/0 | 699K | 717K | – |
| FAIR ISAAC CORP | COM | 12K | 8 | – |
| FARMLAND PARTNERS INC | COM | 181K | 16K | – |
| FASTENAL CO | COM | 35K | 556 | – |
| FIDELITY NATL INFORMATION SV | COM | 655K | 9K | – |
| FIRST SOLAR INC | COM | 11K | 51 | – |
| FISERV INC | COM | 260K | 2K | – |
| FLEX LTD | ORD | 4M | 128K | COOKSON PEIRCE & CO INC |
| FMC CORP | COM NEW | 10K | 174 | – |
| FORD MTR CO DEL | COM | 78K | 6K | – |
| FORTINET INC | COM | 416K | 7K | – |
| FORTINET INC | COM | 44K | 728 | – |
| FORTUNE BRANDS INNOVATIONS I | COM | 390K | 6K | – |
| FRANKLIN ELEC INC | COM | 14K | 148 | – |
| FREEPORT-MCMORAN INC | CL B | 724K | 15K | – |
| FUELCELL ENERGY INC | COM | 16K | 25K | – |
| GE AEROSPACE | COM NEW | 20K | 124 | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 34K | 439 | – |
| GIBRALTAR INDS INC | COM | 26K | 377 | – |
| GILEAD SCIENCES INC | COM | 83K | 1K | – |
| GLADSTONE LD CORP | COM | 175K | 13K | – |
| GLOBALFOUNDRIES INC | ORDINARY SHARES | 27K | 528 | – |
| GORMAN RUPP CO | COM | 13K | 355 | – |
| GRAIL INC | COM | 13 | 1 | – |
| GRAINGER W W INC | COM | 1M | 2K | Lyons Wealth Management, LLC. |
| HANNON ARMSTRONG SUST INFR C | COM | 10K | 343 | – |
| HCA HEALTHCARE INC | COM | 193K | 600 | – |
| HCA HEALTHCARE INC | COM | 1M | 4K | Lyons Wealth Management, LLC. |
| HESS MIDSTREAM LP | CL A SHS | 6M | 168K | – |
| HEXCEL CORP NEW | COM | 13K | 211 | – |
| HOME DEPOT INC | COM | 1M | 4K | Lyons Wealth Management, LLC. |
| HOME DEPOT INC | COM | 111K | 323 | – |
| HOME DEPOT INC | COM | 724K | 2K | – |
| HONEYWELL INTL INC | COM | 134K | 629 | – |
| HSBC HLDGS PLC | SPON ADR NEW | 3M | 69K | COOKSON PEIRCE & CO INC |
| IDEX CORP | COM | 16K | 80 | – |
| IDEXX LABS INC | COM | 39K | 80 | – |
| ILLUMINA INC | COM | 16K | 153 | – |
| INNOVATIVE INDL PPTYS INC | COM | 261K | 2K | – |
| INTEL CORP | COM | 127K | 4K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 154K | 1K | – |
| INTERNATIONAL PAPER CO | COM | 17K | 393 | – |
| INTUIT | COM | 176K | 268 | – |
| INTUITIVE SURGICAL INC | COM NEW | 147K | 331 | – |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 9M | 426K | – |
| INVESCO QQQ TR | UNIT SER 1 | 2M | 3K | – |
| IRON MTN INC DEL | COM | 4M | 46K | COOKSON PEIRCE & CO INC |
| ISHARES INC | MSCI AUST ETF | 19M | 761K | – |
| ISHARES INC | MSCI BRAZIL ETF | 18M | 665K | – |
| ISHARES INC | MSCI CDA ETF | 19M | 507K | – |
| ISHARES INC | MSCI THAILND ETF | 5M | 84K | – |
| ISHARES INC | MSCI FRANCE ETF | 9M | 235K | – |
| ISHARES INC | MSCI TURKEY ETF | 5M | 117K | – |
| ISHARES INC | MSCI SWITZERLAND | 23M | 483K | – |
| ISHARES INC | MSCI SPAIN ETF | 9M | 291K | – |
| ISHARES INC | MSCI STH AFR ETF | 5M | 120K | – |
| ISHARES INC | MSCI MEXICO ETF | 18M | 323K | – |
| ISHARES INC | MSCI HONG KG ETF | 10M | 637K | – |
| ISHARES INC | MSCI TAIWAN ETF | 55M | 1M | – |
| ISHARES INC | MSCI SINGPOR ETF | 9M | 488K | – |
| ISHARES INC | MSCI MLY ETF NEW | 5M | 211K | – |
| ISHARES INC | MSCI JPN ETF NEW | 55M | 804K | – |
| ISHARES TR | ISHS 1-5YR INVS | 8M | 149K | – |
| ISHARES TR | CORE US AGGBD ET | 8M | 81K | – |
| ISHARES TR | RUS MID CAP ETF | 59M | 733K | – |
| ISHARES TR | CORE S&P MCP ETF | 451M | 8M | – |
| ISHARES TR | RUS 1000 ETF | 484M | 2M | – |
| ISHARES TR | RUSSELL 2000 ETF | 316M | 2M | – |
| ISHARES TR | CORE S&P SCP ETF | 238M | 2M | – |
| ISHARES TR | MSCI INDIA ETF | 120M | 2M | – |
| ISHARES TR | MSCI USA MIN VOL | 307M | 4M | – |
| ISHARES TR | MSCI USA QLT FCT | 38M | 220K | – |
| ISHARES TR | MSCI INTL QUALTY | 57M | 1M | – |
| ISHARES TR | MSCI UK ETF NEW | 54M | 2M | – |
| ITRON INC | COM | 10K | 106 | – |
| JOHNSON & JOHNSON | COM | 286K | 2K | – |
| JOHNSON & JOHNSON | COM | 1M | 10K | – |
| KEURIG DR PEPPER INC | COM | 44K | 1K | – |
| KINDER MORGAN INC DEL | COM | 3M | 147K | COOKSON PEIRCE & CO INC |
| KINDER MORGAN INC DEL | COM | 10M | 508K | – |
| KINETIK HOLDINGS INC | COM NEW CL A | 10M | 238K | – |
| KINSALE CAP GROUP INC | COM | 838K | 2K | – |
| KKR & CO INC | COM | 250K | 2K | – |
| KLA CORP | COM NEW | 6M | 8K | COOKSON PEIRCE & CO INC |
| KLA CORP | COM NEW | 104K | 126 | – |
| KRAFT HEINZ CO | COM | 38K | 1K | – |
| KRAFT HEINZ CO | COM | 170K | 5K | – |
| KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 1M | 66K | – |
| KYNDRYL HLDGS INC | COMMON STOCK | 11K | 432 | – |
| LAM RESEARCH CORP | COM | 131K | 123 | – |
| LENNOX INTL INC | COM | 2M | 3K | Lyons Wealth Management, LLC. |
| LINDE PLC | SHS | 204K | 464 | – |
| LINDE PLC | SHS | 101K | 230 | – |
| LINDSAY CORP | COM | 14K | 117 | – |
| LIVE NATION ENTERTAINMENT IN | COM | 516K | 6K | – |
| LOCKHEED MARTIN CORP | COM | 1M | 2K | Lyons Wealth Management, LLC. |
| LPL FINL HLDGS INC | COM | 885K | 3K | – |
| LULULEMON ATHLETICA INC | COM | 35K | 117 | – |
| MAIN STR CAP CORP | COM | 612K | 12K | – |
| MARRIOTT INTL INC NEW | CL A | 66K | 275 | – |
| MARRIOTT INTL INC NEW | CL A | 1M | 5K | Lyons Wealth Management, LLC. |
| MARTIN MARIETTA MATLS INC | COM | 3M | 6K | COOKSON PEIRCE & CO INC |
| MARVELL TECHNOLOGY INC | COM | 58K | 829 | – |
| MASTERCARD INCORPORATED | CL A | 466K | 1K | – |
| MDU RES GROUP INC | COM | 176K | 7K | – |
| MDU RES GROUP INC | COM | 2M | 79K | – |
| MEDPACE HLDGS INC | COM | 885K | 2K | – |
| MEDTRONIC PLC | SHS | 142K | 2K | – |
| MEDTRONIC PLC | SHS | 2M | 24K | – |
| MERCADOLIBRE INC | COM | 77K | 47 | – |
| MERCK & CO INC | COM | 5M | 37K | COOKSON PEIRCE & CO INC |
| META PLATFORMS INC | CL A | 642K | 1K | – |
| META PLATFORMS INC | CL A | 77K | 153 | – |
| META PLATFORMS INC | CL A | 3M | 5K | – |
| METALLUS INC | COM | 19K | 933 | – |
| MICROCHIP TECHNOLOGY INC. | COM | 47K | 517 | – |
| MICRON TECHNOLOGY INC | COM | 139K | 1K | – |
| MICRON TECHNOLOGY INC | COM | 214K | 2K | – |
| MICRON TECHNOLOGY INC | COM | 1M | 10K | – |
| MICROSOFT CORP | COM | 6M | 12K | COOKSON PEIRCE & CO INC |
| MICROSOFT CORP | COM | 324K | 725 | – |
| MICROSOFT CORP | COM | 1M | 3K | – |
| MICROSOFT CORP | COM | 1M | 3K | Lyons Wealth Management, LLC. |
| MICROSOFT CORP | COM | 532K | 1K | – |
| MICROSOFT CORP | COM | 4M | 8K | – |
| MIDDLESEX WTR CO | COM | 11K | 220 | – |
| MODERNA INC | COM | 44K | 370 | – |
| MONDELEZ INTL INC | CL A | 85K | 1K | – |
| MONGODB INC | CL A | 18K | 72 | – |
| MONSTER BEVERAGE CORP NEW | COM | 50K | 993 | – |
| MONTROSE ENVIRONMENTAL GROUP | COM | 11K | 256 | – |
| MOSAIC CO NEW | COM | 121K | 4K | – |
| MOSAIC CO NEW | COM | 1M | 47K | – |
| MOSAIC CO NEW | COM | 9K | 306 | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 5M | 12K | COOKSON PEIRCE & CO INC |
| MP MATERIALS CORP | COM CL A | 17K | 1K | – |
| MPLX LP | COM UNIT REP LTD | 11M | 262K | – |
| MSCI INC | COM | 713K | 1K | – |
| MUELLER INDS INC | COM | 14K | 239 | – |
| MUELLER WTR PRODS INC | COM SER A | 13K | 699 | – |
| MURPHY USA INC | COM | 526K | 1K | – |
| NAPCO SEC TECHNOLOGIES INC | COM | 260K | 5K | – |
| NATIONAL FUEL GAS CO | COM | 302K | 6K | – |
| NATIONAL FUEL GAS CO | COM | 2M | 28K | – |
| NEOGEN CORP | COM | 11K | 699 | – |
| NETFLIX INC | COM | 279K | 414 | – |
| NEW MTN FIN CORP | NOTE 7.500%10/1 | 3M | 3M | – |
| NEW MTN FIN CORP | NOTE 7.500%10/1 | 228K | 225K | – |
| NEXPOINT DIVERSIFIED REL ET | COM NEW | 163K | 29K | – |
| NEXTDECADE CORP | COM | 28M | 3M | – |
| NEXTERA ENERGY INC | COM | 12K | 170 | – |
| NEXTERA ENERGY INC | COM | 102K | 1K | – |
| NOVARTIS AG | SPONSORED ADR | 268K | 3K | – |
| NOVARTIS AG | SPONSORED ADR | 3M | 25K | – |
| NOVO-NORDISK A S | ADR | 828K | 6K | – |
| NUCOR CORP | COM | 22K | 141 | – |
| NVIDIA CORPORATION | COM | 1M | 9K | – |
| NXP SEMICONDUCTORS N V | COM | 66K | 245 | – |
| ODDITY TECH LTD | SHS CL A | 550K | 14K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 37K | 210 | – |
| ON SEMICONDUCTOR CORP | COM | 28K | 414 | – |
| ONEOK INC NEW | COM | 13M | 160K | – |
| OPERA LTD | SPONSORED ADS | 894K | 64K | – |
| ORANGE | SPONSORED ADR | 263K | 26K | – |
| ORANGE | SPONSORED ADR | 1M | 142K | – |
| OREILLY AUTOMOTIVE INC | COM | 723K | 685 | – |
| OREILLY AUTOMOTIVE INC | COM | 61K | 58 | – |
| OSCAR HEALTH INC | CL A | 2M | 97K | COOKSON PEIRCE & CO INC |
| OWENS CORNING NEW | COM | 15K | 86 | – |
| PACCAR INC | COM | 52K | 509 | – |
| PALO ALTO NETWORKS INC | COM | 104K | 306 | – |
| PAYCHEX INC | COM | 41K | 348 | – |
| PAYPAL HLDGS INC | COM | 59K | 1K | – |
| PDD HOLDINGS INC | SPONSORED ADS | 86K | 649 | – |
| PEMBINA PIPELINE CORP | COM | 12M | 330K | – |
| PENNANTPARK INVT CORP | COM | 748K | 99K | – |
| PENSKE AUTOMOTIVE GRP INC | COM | 1M | 7K | Lyons Wealth Management, LLC. |
| PENTAIR PLC | SHS | 12K | 160 | – |
| PEPSICO INC | COM | 219K | 1K | – |
| PG&E CORP | COM | 38K | 2K | – |
| PGIM ETF TR | PGIM ULTRA SH BD | 6M | 122K | – |
| PHILLIPS 66 | COM | 3M | 23K | COOKSON PEIRCE & CO INC |
| PIEDMONT LITHIUM INC | COM | 13K | 1K | – |
| PILGRIMS PRIDE CORP | COM | 23K | 609 | – |
| PLAINS GP HLDGS L P | LTD PARTNR INT A | 13M | 666K | – |
| PLUG POWER INC | COM NEW | 16K | 7K | – |
| PNM RES INC | COM | 46K | 1K | – |
| POTLATCHDELTIC CORPORATION | COM | 19K | 492 | – |
| PRICESMART INC | COM | 731K | 9K | – |
| PROSPECT CAP CORP | NOTE 6.375% 3/0 | 4M | 4M | – |
| PROSPECT CAP CORP | COM | 526K | 95K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 41K | 553 | – |
| PURE STORAGE INC | CL A | 3M | 54K | COOKSON PEIRCE & CO INC |
| PURECYCLE TECHNOLOGIES INC | COM | 11K | 2K | – |
| QUALCOMM INC | COM | 2M | 13K | COOKSON PEIRCE & CO INC |
| QUALCOMM INC | COM | 214K | 1K | – |
| QUANTA SVCS INC | COM | 7M | 28K | COOKSON PEIRCE & CO INC |
| RADIUS RECYCLING INC | CL A | 27K | 2K | – |
| RALPH LAUREN CORP | CL A | 2M | 12K | COOKSON PEIRCE & CO INC |
| RAYMOND JAMES FINL INC | COM | 688K | 6K | – |
| RAYONIER INC | COM | 20K | 703 | – |
| REALTY INCOME CORP | COM | 264K | 5K | – |
| REDWOOD TRUST INC | NOTE 5.625% 7/1 | 5M | 5M | – |
| REGENERON PHARMACEUTICALS | COM | 109K | 104 | – |
| RELIANCE INC | COM | 31K | 110 | – |
| REPUBLIC SVCS INC | COM | 42K | 218 | – |
| RITHM CAPITAL CORP | COM NEW | 263K | 24K | – |
| ROPER TECHNOLOGIES INC | COM | 58K | 103 | – |
| ROPER TECHNOLOGIES INC | COM | 22K | 39 | – |
| ROSS STORES INC | COM | 47K | 326 | – |
| RYERSON HLDG CORP | COM | 14K | 724 | – |
| SANOFI | SPONSORED ADR | 365K | 8K | – |
| SANOFI | SPONSORED ADR | 3M | 60K | – |
| SCORPIO TANKERS INC | SHS | 2M | 29K | COOKSON PEIRCE & CO INC |
| SHOALS TECHNOLOGIES GROUP IN | CL A | 8K | 1K | – |
| SIRIUS XM HOLDINGS INC | COM | 11K | 4K | – |
| SJW GROUP | COM | 15K | 285 | – |
| SMITH A O CORP | COM | 15K | 179 | – |
| SOLAREDGE TECHNOLOGIES INC | COM | 5K | 183 | – |
| SOLVENTUM CORP | COM SHS | 32K | 598 | – |
| SPDR S&P 500 ETF TR | CALL | 1M | 100 | – |
| SPDR S&P 500 ETF TR | CALL | 604K | 100 | – |
| SPDR S&P 500 ETF TR | CALL | 508K | 100 | – |
| SPDR S&P 500 ETF TR | CALL | 353K | 60 | – |
| SPDR S&P 500 ETF TR | CALL | 271K | 60 | – |
| SPDR S&P 500 ETF TR | PUT | 3K | 100 | – |
| SPDR S&P 500 ETF TR | PUT | 33K | 100 | – |
| SPDR S&P 500 ETF TR | PUT | 66K | 100 | – |
| SPDR S&P 500 ETF TR | PUT | 73K | 60 | – |
| SPDR S&P 500 ETF TR | PUT | 77K | 60 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 278M | 511K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 2M | 23K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 5M | 112K | – |
| STARBUCKS CORP | COM | 86K | 1K | – |
| STEEL DYNAMICS INC | COM | 1M | 10K | Lyons Wealth Management, LLC. |
| STEEL DYNAMICS INC | COM | 23K | 181 | – |
| STERICYCLE INC | COM | 19K | 323 | – |
| STERIS PLC | SHS USD | 23K | 107 | – |
| SUNCOKE ENERGY INC | COM | 25K | 3K | – |
| SUNNOVA ENERGY INTL INC. | COM | 8K | 1K | – |
| SUNPOWER CORP | COM | 8K | 3K | – |
| SUNRUN INC | COM | 7K | 587 | – |
| SURO CAPITAL CORP | COM NEW | 170K | 42K | – |
| SYLVAMO CORP | COMMON STOCK | 18K | 263 | – |
| SYNOPSYS INC | COM | 818K | 1K | – |
| SYNOPSYS INC | COM | 87K | 147 | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 4M | 25K | COOKSON PEIRCE & CO INC |
| TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 298K | 23K | – |
| TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 2M | 143K | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 26K | 166 | – |
| TARGA RES CORP | COM | 19M | 150K | – |
| TC ENERGY CORP | COM | 12M | 325K | – |
| TENNANT CO | COM | 22K | 219 | – |
| TESLA INC | COM | 347K | 2K | – |
| TETRA TECH INC NEW | COM | 216K | 1K | – |
| TETRA TECH INC NEW | COM | 3M | 17K | – |
| TETRA TECH INC NEW | COM | 37K | 179 | – |
| TEXAS INSTRS INC | COM | 171K | 877 | – |
| TEXTRON INC | COM | 3M | 31K | COOKSON PEIRCE & CO INC |
| THE TRADE DESK INC | COM CL A | 41K | 421 | – |
| T-MOBILE US INC | COM | 199K | 1K | – |
| TORO CO | COM | 32K | 347 | – |
| TPI COMPOSITES INC | COM | 5K | 1K | – |
| TRANSDIGM GROUP INC | COM | 4M | 3K | COOKSON PEIRCE & CO INC |
| TRANSDIGM GROUP INC | COM | 103K | 81 | – |
| TRANSMEDICS GROUP INC | COM | 983K | 7K | – |
| TRINITY CAP INC | COM | 256K | 18K | – |
| TRONOX HOLDINGS PLC | SHS | 25K | 2K | – |
| TWO HARBORS INVENTMENT CORPO | NOTE 6.250% 1/1 | 7M | 7M | – |
| TWO HARBORS INVENTMENT CORPO | NOTE 6.250% 1/1 | 216K | 225K | – |
| TYSON FOODS INC | CL A | 21K | 374 | – |
| U S GLOBAL INVS INC | CL A | 129K | 50K | – |
| ULTA BEAUTY INC | COM | 39K | 100 | – |
| ULTA BEAUTY INC | COM | 1M | 3K | Lyons Wealth Management, LLC. |
| UNILEVER PLC | SPON ADR NEW | 209K | 4K | – |
| UNILEVER PLC | SPON ADR NEW | 1M | 19K | – |
| UNITED STATES STL CORP NEW | COM | 18K | 477 | – |
| UNITEDHEALTH GROUP INC | COM | 125K | 245 | – |
| UNITEDHEALTH GROUP INC | COM | 999K | 2K | Lyons Wealth Management, LLC. |
| UPSTART HLDGS INC | NOTE 0.250% 8/1 | 465K | 584K | – |
| URANIUM ENERGY CORP | COM | 20K | 3K | – |
| US FOODS HLDG CORP | COM | 2M | 47K | COOKSON PEIRCE & CO INC |
| VALMONT INDS INC | COM | 14K | 50 | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 127M | 253K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 100M | 1M | – |
| VANGUARD INDEX FDS | MID CAP ETF | 98M | 406K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 109M | 436K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 73M | 336K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 295M | 7M | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 7M | 104K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 6M | 81K | – |
| VERALTO CORP | COM SHS | 11K | 115 | – |
| VERISK ANALYTICS INC | COM | 37K | 137 | – |
| VERIZON COMMUNICATIONS INC | COM | 188K | 5K | – |
| VERTEX PHARMACEUTICALS INC | COM | 5M | 10K | COOKSON PEIRCE & CO INC |
| VERTEX PHARMACEUTICALS INC | COM | 117K | 250 | – |
| VICI PPTYS INC | COM | 415K | 14K | – |
| VISA INC | COM CL A | 3M | 12K | COOKSON PEIRCE & CO INC |
| VISA INC | COM CL A | 241K | 920 | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 10K | 834 | – |
| WALMART INC | COM | 2M | 37K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 18K | 2K | – |
| WARRIOR MET COAL INC | COM | 20K | 325 | – |
| WASTE MGMT INC DEL | COM | 1M | 6K | Lyons Wealth Management, LLC. |
| WASTE MGMT INC DEL | COM | 42K | 196 | – |
| WATERS CORP | COM | 13K | 45 | – |
| WATTS WATER TECHNOLOGIES INC | CL A | 12K | 66 | – |
| WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 13M | 334K | – |
| WESTROCK CO | COM | 18K | 364 | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 21K | 742 | – |
| WILLIAMS COS INC | COM | 31M | 732K | – |
| WISDOMTREE INC | NOTE 5.750% 8/1 | 614K | 500K | – |
| WISDOMTREE INC | NOTE 5.750% 8/1 | 535K | 435K | – |
| WISDOMTREE TR | INDIA ERNGS FD | 19M | 384K | – |
| WORKDAY INC | CL A | 46K | 205 | – |
| WORLD GOLD TR | SPDR GLD MINIS | 392K | 9K | – |
| WORLD GOLD TR | SPDR GLD MINIS | 3M | 65K | – |
| WORTHINGTON ENTERPRISES INC | COM | 24K | 501 | – |
| XCEL ENERGY INC | COM | 29K | 538 | – |
| XPEL INC | COM | 25K | 700 | – |
| XYLEM INC | COM | 14K | 104 | – |
| YORK WTR CO | COM | 17K | 456 | – |
| ZOETIS INC | CL A | 15K | 84 | – |
| ZSCALER INC | COM | 27K | 143 | – |
| ZURN ELKAY WATER SOLNS CORP | COM | 12K | 413 | – |