FOUNDERS FINANCIAL SECURITIES, LLC
Adviser information for FOUNDERS FINANCIAL SECURITIES, LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 137 |
|---|---|
| Investment Advisory/Research | 97 |
| Registered Broker-Dealer Representatives | 94 |
| Registered State Investment Advisers | 96 |
| Licensed Agents of an Insurance Company | 92 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17,029 | $2.6B |
| Non-Discretionary | 1,240 | $276.2M |
| Total | 18,269 | $2.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 8,082 | $1.5B |
| HNW Individuals | 753 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 199 | $329.9M |
| Charitable organizations | 24 | $9.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 19 | $6.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 93 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesSubscription feesFixed fees |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Principal Office
1026 CROMWELL BRIDGE ROADSUITE 100
TOWSON
MD
United States
Monday - Friday, 8 AM - 5 PM
Tel: 410-308-9988, Fax: 410-308-9801
Websites
www.weinbergfinancialadvisory.com/
www.bcfinservices.com
www.zincap.com
www.morganfg.com
www.voyagerwm.com/
www.noblefn.com
www.wealthplanninggroupllc.com
www.kesslerinvestments.com
at.linkedin.com/company/foundersfinancial
www.chrestcpa.com/
thefreedomstrategies.com/
www.estabrookco.com
www.dreambridgeplanning.com
www.frederickfinancialplanners.com/
www.furtonfinancialservices.com
www.aquinofg.com
www.chycpa.com/wealth/wealth
www.limfinancialgroup.com
www.foundersfinancial.com
www.gr8lakesfinancial.com
www.goulartpartners.com/
www.millerfingroup.com
covenantplanning.com/
www.dhtfg.com
www.brooksfinancial.com
www.lambertsonfs.com/
www.truesensewealth.com/
www.tpafinancial.com
www.integra-if.com
www.timmickfinancial.com
www.statonwalsh.com/
www.lifetimewealthcare.com
www.cartographwealth.com/
www.overdorffinancial.net/
www.marylandwm.com
www.archerhuntley.com
www.benchmarkfinancialdesign.com
foundersfcms.com/
www.summitlegacygroup.com
www.herkertassociates.com
www.soundchoicefinancial.com
www.edmfinancialadvisors.com/
www.darrellfinancial.com
www.gerhartfinancial.com
www.foxwealthsolutions.com/
fairwayfinancialnc.com/
www.diversified-retirement.com/
www.magiswealth.com/
www.everlyfinancialservices.com
www.cadreassetmgmt.com/
www.fortwashingtonfinancial.com/
www.guided-wealth.com/
www.foxwealthsolutions.com/
Chief Compliance Officer
JOSEPH V KRCMA
1026 CROMWELL BRIDGE ROAD
SUITE 100
TOWSON
MD
United States
Tel:
410-308-9988
Fax:
410-308-9801
J*****@********************M
(Full email address available in API data)
Regulatory Contact
JOSEPH KRCMA
CHIEF COMPLIANCE OFFICER
1026 CROMWELL BRIDGE RD
SUITE 100
TOWSON
MD
United States
Tel:
410-308-9988 X1239
Fax:
410-308-9801
J*****@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHEPHERD, BRADLEY MATTHEW | Individual | – | CEO/ROSFP | 06/2014 | < 5% |
| FOUNDERS FINANCIAL LLC | Domestic Entity | – | MEMBER | 12/2022 | > 75% |
| BROOKS, MICHAEL OWENS | Individual | FOUNDERS FINANCIAL HOLDING INC. | MEMBER | 12/2022 | > 75% |
| KRCMA, JOSEPH VICTOR | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2014 | < 5% |
| RECKAMP, JILL ANNE | Individual | – | FINOP | 03/2015 | < 5% |
| FOUNDERS FINANCIAL HOLDINGS INC. | Domestic Entity | FOUNDERS FINANCIAL LLC | MEMBER FIRM | 12/2022 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| SPDR SER TR | PRTFLO S&P500 GW | 46M | 574K | Horizon Investments, LLC |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 33M | 421K | Horizon Investments, LLC |
| SPDR SER TR | PRTFLO S&P500 VL | 32M | 667K | Horizon Investments, LLC |
| NVIDIA CORPORATION | COM | 24M | 198K | Horizon Investments, LLC |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 24M | 489K | Horizon Investments, LLC |
| STRATEGY SHS | DAY HAGAN NED | 23M | 594K | Horizon Investments, LLC |
| INVESCO QQQ TR | UNIT SER 1 | 23M | 49K | Horizon Investments, LLC |
| ISHARES TR | CORE S&P SCP ETF | 22M | 206K | Horizon Investments, LLC |
| VANGUARD INDEX FDS | MID CAP ETF | 19M | 80K | Horizon Investments, LLC |
| APPLE INC | COM | 19M | 91K | Horizon Investments, LLC |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 18M | 700K | Horizon Investments, LLC |
| ISHARES TR | CORE US AGGBD ET | 18M | 186K | Horizon Investments, LLC |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 16M | 73K | Horizon Investments, LLC |
| ISHARES TR | MSCI USA QLT FCT | 16M | 94K | Horizon Investments, LLC |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 16M | 353K | Horizon Investments, LLC |
| ISHARES TR | CORE S&P MCP ETF | 15M | 251K | Horizon Investments, LLC |
| ISHARES TR | CORE S&P500 ETF | 14M | 26K | Horizon Investments, LLC |
| ISHARES TR | TRS FLT RT BD | 14M | 280K | – |
| MICROSOFT CORP | COM | 14M | 31K | Horizon Investments, LLC |
| ISHARES TR | CORE 1 5 YR USD | 14M | 287K | Horizon Investments, LLC |
| DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 13M | 421K | Horizon Investments, LLC |
| ISHARES TR | CORE MSCI EAFE | 13M | 182K | Horizon Investments, LLC |
| VANGUARD INDEX FDS | GROWTH ETF | 13M | 35K | Horizon Investments, LLC |
| ISHARES TR | CORE S&P US GWT | 11M | 87K | Horizon Investments, LLC |
| ISHARES TR | NATIONAL MUN ETF | 11M | 103K | Horizon Investments, LLC |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 11M | 22K | Horizon Investments, LLC |
| SPDR SER TR | BLOOMBERG 1-3 MO | 10M | 113K | Horizon Investments, LLC |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 10M | 71K | Horizon Investments, LLC |
| VANGUARD INDEX FDS | VALUE ETF | 10M | 64K | Horizon Investments, LLC |
| SELECT SECTOR SPDR TR | FINANCIAL | 10M | 245K | Horizon Investments, LLC |
| J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 10M | 206K | Horizon Investments, LLC |
| ISHARES TR | CORE MSCI INTL | 9M | 142K | Horizon Investments, LLC |
| AMAZON COM INC | COM | 9M | 47K | Horizon Investments, LLC |
| ISHARES TR | MSCI USA MIN VOL | 9M | 104K | Horizon Investments, LLC |
| ISHARES TR | BROAD USD HIGH | 8M | 230K | Horizon Investments, LLC |
| PIMCO ETF TR | ACTIVE BD ETF | 8M | 85K | Horizon Investments, LLC |
| ISHARES TR | SHRT NAT MUN ETF | 7M | 68K | Horizon Investments, LLC |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 7M | 177K | Horizon Investments, LLC |
| SPDR SER TR | SSGA US LRG ETF | 6M | 42K | Horizon Investments, LLC |
| SELECT SECTOR SPDR TR | COMMUNICATION | 6M | 71K | Horizon Investments, LLC |
| ISHARES TR | 0-3 MNTH TREASRY | 6M | 59K | Horizon Investments, LLC |
| ISHARES TR | JPMORGAN USD EMG | 6M | 67K | Horizon Investments, LLC |
| PGIM ETF TR | FLOATING RT INC | 6M | 116K | – |
| ISHARES TR | CORE DIV GRWTH | 6M | 100K | Horizon Investments, LLC |
| PACER FDS TR | US CASH COWS 100 | 6M | 105K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 5M | 20K | – |
| PROCTER AND GAMBLE CO | COM | 5M | 30K | Horizon Investments, LLC |
| SPDR SER TR | PORTFOLIO AGRGTE | 5M | 199K | Horizon Investments, LLC |
| EXXON MOBIL CORP | COM | 5M | 42K | Horizon Investments, LLC |
| WISDOMTREE TR | US QTLY DIV GRT | 5M | 61K | Horizon Investments, LLC |
| ISHARES TR | U.S. TECH ETF | 5M | 31K | – |
| SELECT SECTOR SPDR TR | ENERGY | 5M | 51K | Horizon Investments, LLC |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 4M | 24K | Horizon Investments, LLC |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 4M | 42K | – |
| ISHARES TR | TIPS BD ETF | 4M | 39K | Horizon Investments, LLC |
| META PLATFORMS INC | CL A | 4M | 8K | Horizon Investments, LLC |
| JPMORGAN CHASE & CO. | COM | 4M | 20K | Horizon Investments, LLC |
| BROADCOM INC | COM | 4M | 3K | Horizon Investments, LLC |
| ISHARES TR | U.S. INSRNCE ETF | 4M | 36K | – |
| ISHARES TR | MSCI USA MMENTM | 4M | 20K | Horizon Investments, LLC |
| SPDR SER TR | S&P HOMEBUILD | 4M | 39K | – |
| ISHARES TR | IBOXX INV CP ETF | 4M | 36K | Horizon Investments, LLC |
| DBX ETF TR | XTRACK USD HIGH | 4M | 105K | Horizon Investments, LLC |
| VISA INC | COM CL A | 4M | 14K | Horizon Investments, LLC |
| UNITEDHEALTH GROUP INC | COM | 4M | 7K | Horizon Investments, LLC |
| FS KKR CAP CORP | COM | 4M | 185K | – |
| ISHARES INC | MSCI JPN ETF NEW | 4M | 53K | Horizon Investments, LLC |
| SELECT SECTOR SPDR TR | INDL | 4M | 29K | Horizon Investments, LLC |
| CAPITAL GROUP GROWTH ETF | SHS CREATION UNI | 3M | 105K | – |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREATION UNI | 3M | 98K | – |
| CAPITAL GROUP CORE EQUITY ET | SHS CREATION UNI | 3M | 101K | – |
| POWERSHARES ACTIVELY MANAGED | VAR RATE INVT | 3M | 129K | – |
| ISHARES INC | MSCI EMERG MRKT | 3M | 56K | Horizon Investments, LLC |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 3M | 41K | Horizon Investments, LLC |
| ADVANCED MICRO DEVICES INC | COM | 3M | 19K | Horizon Investments, LLC |
| COSTCO WHSL CORP NEW | COM | 3M | 4K | Horizon Investments, LLC |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 3M | 40K | Horizon Investments, LLC |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 7K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 3M | 15K | – |
| ARK ETF TR | INNOVATION ETF | 3M | 62K | Horizon Investments, LLC |
| RTX CORPORATION | COM | 3M | 27K | Horizon Investments, LLC |
| ISHARES TR | MSCI INDIA ETF | 3M | 48K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 3M | 49K | – |
| TESLA INC | COM | 3M | 13K | Horizon Investments, LLC |
| COMCAST CORP NEW | CL A | 3M | 66K | Horizon Investments, LLC |
| APOLLO GLOBAL MGMT INC | COM | 3M | 22K | Horizon Investments, LLC |
| JOHNSON & JOHNSON | COM | 3M | 17K | Horizon Investments, LLC |
| WILLIAMS COS INC | COM | 2M | 56K | Horizon Investments, LLC |
| MERCK & CO INC | COM | 2M | 19K | Horizon Investments, LLC |
| CHEVRON CORP NEW | COM | 2M | 15K | Horizon Investments, LLC |
| VANGUARD INDEX FDS | LARGE CAP ETF | 2M | 9K | – |
| SEMPRA | COM | 2M | 30K | Horizon Investments, LLC |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 2M | 29K | Horizon Investments, LLC |
| ISHARES TR | S&P 100 ETF | 2M | 9K | – |
| CAPITAL GROUP CORE BALANCED | SHS | 2M | 77K | – |
| ISHARES TR | MSCI JP VALUE | 2M | 71K | – |
| WALMART INC | COM | 2M | 33K | Horizon Investments, LLC |
| ELI LILLY & CO | COM | 2M | 2K | Horizon Investments, LLC |
| FIRST TR VALUE LINE DIVID IN | SHS | 2M | 54K | – |
| LINDE PLC | SHS | 2M | 5K | Horizon Investments, LLC |
| BECTON DICKINSON & CO | COM | 2M | 9K | Horizon Investments, LLC |
| HOME DEPOT INC | COM | 2M | 6K | Horizon Investments, LLC |
| INTERNATIONAL BUSINESS MACHS | COM | 2M | 12K | Horizon Investments, LLC |
| INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 2M | 20K | – |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS EUR | 2M | 34K | Horizon Investments, LLC |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT INDS | 2M | 15K | – |
| COCA COLA CO | COM | 2M | 31K | Horizon Investments, LLC |
| ALPHABET INC | CAP STK CL A | 2M | 11K | Horizon Investments, LLC |
| UNION PAC CORP | COM | 2M | 9K | Horizon Investments, LLC |
| PNC FINL SVCS GROUP INC | COM | 2M | 13K | Horizon Investments, LLC |
| ENBRIDGE INC | COM | 2M | 55K | Horizon Investments, LLC |
| VANGUARD WORLD FD | INF TECH ETF | 2M | 3K | – |
| TRAVELERS COMPANIES INC | COM | 2M | 9K | Horizon Investments, LLC |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 2M | 16K | Horizon Investments, LLC |
| ISHARES TR | U.S. FINLS ETF | 2M | 19K | – |
| ALPS ETF TR | ALERIAN MLP | 2M | 38K | – |
| WELLS FARGO CO NEW | COM | 2M | 30K | Horizon Investments, LLC |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 2M | 7K | Horizon Investments, LLC |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 2M | 10K | Horizon Investments, LLC |
| ORACLE CORP | COM | 2M | 12K | Horizon Investments, LLC |
| VULCAN MATLS CO | COM | 2M | 7K | Horizon Investments, LLC |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 2M | 35K | Horizon Investments, LLC |
| NETFLIX INC | COM | 2M | 2K | Horizon Investments, LLC |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 2M | 32K | – |
| T-MOBILE US INC | COM | 2M | 9K | Horizon Investments, LLC |
| ISHARES TR | SELECT DIVID ETF | 2M | 13K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 2M | 54K | Horizon Investments, LLC |
| AMGEN INC | COM | 2M | 5K | Horizon Investments, LLC |
| CATERPILLAR INC | COM | 2M | 5K | – |
| CAPITAL GROUP GBL GROWTH EQT | SHS CREATION UNI | 2M | 54K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 2M | 6K | – |
| SPDR SER TR | S&P METALS MNG | 1M | 25K | Horizon Investments, LLC |
| PACER FDS TR | PACER US SMALL | 1M | 34K | – |
| TARGET CORP | COM | 1M | 10K | Horizon Investments, LLC |
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | 1M | 140K | – |
| DISNEY WALT CO | COM | 1M | 15K | Horizon Investments, LLC |
| PACER FDS TR | CASH COWS ETF | 1M | 39K | – |
| SAP SE | SPON ADR | 1M | 7K | Horizon Investments, LLC |
| SPDR S&P 500 ETF TR | TR UNIT | 1M | 3K | Horizon Investments, LLC |
| EATON CORP PLC | SHS | 1M | 4K | Horizon Investments, LLC |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 1M | 3K | Horizon Investments, LLC |
| ENERGY TRANSFER L P | COM UT LTD PTN | 1M | 84K | – |
| INVESCO EXCH TRADED FD TR II | S&P INTL MOMNT | 1M | 33K | – |
| AVALONBAY CMNTYS INC | COM | 1M | 7K | Horizon Investments, LLC |
| WISDOMTREE TR | FLOATNG RAT TREA | 1M | 27K | – |
| SPDR SER TR | PORTFLI HIGH YLD | 1M | 58K | – |
| WASTE MGMT INC DEL | COM | 1M | 6K | Horizon Investments, LLC |
| ACCENTURE PLC IRELAND | SHS CLASS A | 1M | 4K | Horizon Investments, LLC |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 1M | 20K | Horizon Investments, LLC |
| AMERICAN TOWER CORP NEW | COM | 1M | 7K | Horizon Investments, LLC |
| MCDONALDS CORP | COM | 1M | 5K | Horizon Investments, LLC |
| GOLDMAN SACHS GROUP INC | COM | 1M | 3K | Horizon Investments, LLC |
| ISHARES TR | INVESTMENT GRADE | 1M | 28K | – |
| MARRIOTT INTL INC NEW | CL A | 1M | 5K | – |
| CONOCOPHILLIPS | COM | 1M | 10K | Horizon Investments, LLC |
| ASML HOLDING N V | N Y REGISTRY SHS | 1M | 1K | Horizon Investments, LLC |
| CAPITAL ONE FINL CORP | COM | 1M | 8K | Horizon Investments, LLC |
| ADOBE INC | COM | 1M | 2K | Horizon Investments, LLC |
| STRYKER CORPORATION | COM | 1M | 3K | Horizon Investments, LLC |
| THERMO FISHER SCIENTIFIC INC | COM | 1M | 2K | Horizon Investments, LLC |
| ISHARES TR | RUS 1000 GRW ETF | 1M | 3K | – |
| ISHARES TR | ISHARES SEMICDTR | 1M | 5K | – |
| REALTY INCOME CORP | COM | 1M | 21K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 1M | 20K | – |
| SPDR SER TR | PORTFOLIO SHORT | 1M | 37K | Horizon Investments, LLC |
| SPDR GOLD TR | GOLD SHS | 1M | 5K | – |
| UBER TECHNOLOGIES INC | COM | 1M | 15K | Horizon Investments, LLC |
| GRAINGER W W INC | COM | 1M | 1K | Horizon Investments, LLC |
| VERIZON COMMUNICATIONS INC | COM | 1M | 26K | – |
| DIAGEO PLC | SPON ADR NEW | 1M | 8K | Horizon Investments, LLC |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 1M | 7K | Horizon Investments, LLC |
| ABBVIE INC | COM | 1M | 6K | Horizon Investments, LLC |
| LOCKHEED MARTIN CORP | COM | 1M | 2K | – |
| PALO ALTO NETWORKS INC | COM | 1M | 3K | Horizon Investments, LLC |
| UNILEVER PLC | SPON ADR NEW | 1M | 19K | Horizon Investments, LLC |
| NORTHROP GRUMMAN CORP | COM | 1M | 2K | Horizon Investments, LLC |
| ISHARES INC | CORE MSCI EMKT | 1M | 19K | Horizon Investments, LLC |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 1M | 31K | – |
| PPG INDS INC | COM | 1M | 8K | Horizon Investments, LLC |
| TEXAS INSTRS INC | COM | 994K | 5K | Horizon Investments, LLC |
| HANCOCK JOHN TAX-ADVANTAGED | COM | 989K | 49K | – |
| PEPSICO INC | COM | 988K | 6K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 988K | 13K | Horizon Investments, LLC |
| PUBLIC STORAGE OPER CO | COM | 978K | 3K | Horizon Investments, LLC |
| EOG RES INC | COM | 967K | 8K | Horizon Investments, LLC |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 965K | 4K | Horizon Investments, LLC |
| METLIFE INC | COM | 963K | 14K | Horizon Investments, LLC |
| INTUITIVE SURGICAL INC | COM NEW | 952K | 2K | Horizon Investments, LLC |
| FREEPORT-MCMORAN INC | CL B | 942K | 19K | Horizon Investments, LLC |
| FORD MTR CO DEL | COM | 939K | 75K | Horizon Investments, LLC |
| INTEL CORP | COM | 928K | 30K | Horizon Investments, LLC |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 924K | 16K | Horizon Investments, LLC |
| ISHARES TR | GLOBAL TECH ETF | 909K | 11K | – |
| SALESFORCE INC | COM | 901K | 4K | Horizon Investments, LLC |
| GENERAL MTRS CO | COM | 898K | 19K | Horizon Investments, LLC |
| SHERWIN WILLIAMS CO | COM | 896K | 3K | Horizon Investments, LLC |
| MONDELEZ INTL INC | CL A | 885K | 14K | Horizon Investments, LLC |
| MARATHON PETE CORP | COM | 863K | 5K | Horizon Investments, LLC |
| VANGUARD WORLD FD | HEALTH CAR ETF | 858K | 3K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 854K | 10K | Horizon Investments, LLC |
| ALPHABET INC | CAP STK CL C | 850K | 5K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 848K | 10K | – |
| AIR PRODS & CHEMS INC | COM | 845K | 3K | Horizon Investments, LLC |
| GILEAD SCIENCES INC | COM | 840K | 12K | Horizon Investments, LLC |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP MOMNTUM | 840K | 7K | – |
| DTE ENERGY CO | COM | 823K | 7K | Horizon Investments, LLC |
| CVS HEALTH CORP | COM | 821K | 14K | Horizon Investments, LLC |
| ISHARES TR | DOW JONES US ETF | 821K | 6K | – |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP QUALITY | 820K | 8K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 815K | 23K | Horizon Investments, LLC |
| ISHARES TR | US AER DEF ETF | 811K | 6K | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 801K | 9K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | 800K | 17K | – |
| SHELL PLC | SPON ADS | 790K | 11K | Horizon Investments, LLC |
| CISCO SYS INC | COM | 789K | 17K | – |
| EDISON INTL | COM | 771K | 11K | Horizon Investments, LLC |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 HY | 759K | 33K | – |
| ALCON AG | ORD SHS | 756K | 8K | Horizon Investments, LLC |
| S&P GLOBAL INC | COM | 752K | 2K | Horizon Investments, LLC |
| ISHARES TR | U.S. ENERGY ETF | 751K | 16K | – |
| HSBC HLDGS PLC | SPON ADR NEW | 750K | 17K | Horizon Investments, LLC |
| QUALCOMM INC | COM | 750K | 4K | – |
| BP PLC | SPONSORED ADR | 739K | 20K | Horizon Investments, LLC |
| AMPLIFY ETF TR | HIGH INCOME | 734K | 61K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 717K | 8K | Horizon Investments, LLC |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 714K | 17K | Horizon Investments, LLC |
| TOTALENERGIES SE | SPONSORED ADS | 714K | 11K | Horizon Investments, LLC |
| FEDEX CORP | COM | 707K | 2K | Horizon Investments, LLC |
| PRUDENTIAL FINL INC | COM | 707K | 6K | – |
| VANECK ETF TRUST | FALLEN ANGEL HG | 702K | 25K | Horizon Investments, LLC |
| MARSH & MCLENNAN COS INC | COM | 689K | 3K | Horizon Investments, LLC |
| UNITED PARCEL SERVICE INC | CL B | 688K | 5K | Horizon Investments, LLC |
| GSK PLC | SPONSORED ADR | 684K | 18K | Horizon Investments, LLC |
| AMERICAN INTL GROUP INC | COM NEW | 682K | 9K | Horizon Investments, LLC |
| ISHARES TR | S&P 500 GRWT ETF | 679K | 7K | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 676K | 8K | – |
| CION INVT CORP | COM | 672K | 55K | – |
| NEXTERA ENERGY INC | COM | 664K | 9K | Horizon Investments, LLC |
| GE AEROSPACE | COM NEW | 664K | 4K | – |
| RIO TINTO PLC | SPONSORED ADR | 651K | 10K | Horizon Investments, LLC |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 644K | 13K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 636K | 10K | – |
| ZOETIS INC | CL A | 635K | 4K | Horizon Investments, LLC |
| HALEON PLC | SPON ADS | 632K | 77K | Horizon Investments, LLC |
| PACCAR INC | COM | 626K | 6K | Horizon Investments, LLC |
| KENVUE INC | COM | 624K | 34K | Horizon Investments, LLC |
| ISHARES TR | S&P 500 VAL ETF | 623K | 3K | – |
| ISHARES TR | U.S. MED DVC ETF | 622K | 11K | – |
| BHP GROUP LTD | SPONSORED ADS | 620K | 11K | Horizon Investments, LLC |
| ISHARES TR | CORE S&P TTL STK | 616K | 5K | – |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 612K | 15K | Horizon Investments, LLC |
| CROWDSTRIKE HLDGS INC | CL A | 611K | 2K | Horizon Investments, LLC |
| CAPITAL GRP FIXED INCM ETF T | CORE PLUS INCM | 608K | 27K | – |
| SCHWAB CHARLES CORP | COM | 603K | 8K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 599K | 16K | Horizon Investments, LLC |
| ISHARES TR | PFD AND INCM SEC | 598K | 19K | – |
| SPDR SER TR | S&P BIOTECH | 596K | 6K | – |
| VERTEX PHARMACEUTICALS INC | COM | 590K | 1K | Horizon Investments, LLC |
| AMERICAN EXPRESS CO | COM | 586K | 3K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 572K | 11K | Horizon Investments, LLC |
| VANGUARD INDEX FDS | SM CP VAL ETF | 572K | 3K | – |
| ISHARES TR | 20 YR TR BD ETF | 571K | 6K | Horizon Investments, LLC |
| VANGUARD WORLD FD | CONSUM STP ETF | 569K | 3K | – |
| INNOVATOR ETFS TRUST | LADERD ALCTN PWR | 568K | 13K | – |
| INTUIT | COM | 567K | 862 | Horizon Investments, LLC |
| BRISTOL-MYERS SQUIBB CO | COM | 565K | 14K | Horizon Investments, LLC |
| JANUS DETROIT STR TR | HENDERSON MTG | 563K | 13K | Horizon Investments, LLC |
| COLGATE PALMOLIVE CO | COM | 561K | 6K | – |
| MONSTER BEVERAGE CORP NEW | COM | 560K | 11K | Horizon Investments, LLC |
| EQUINIX INC | COM | 559K | 739 | Horizon Investments, LLC |
| WORKDAY INC | CL A | 555K | 2K | Horizon Investments, LLC |
| ISHARES TR | FLTG RATE NT ETF | 554K | 11K | Horizon Investments, LLC |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 552K | 9K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 551K | 13K | Horizon Investments, LLC |
| ISHARES TR | RUS MD CP GR ETF | 543K | 5K | – |
| ANALOG DEVICES INC | COM | 538K | 2K | Horizon Investments, LLC |
| NOVO-NORDISK A S | ADR | 529K | 4K | Horizon Investments, LLC |
| ISHARES TR | MSCI EAFE ETF | 525K | 7K | – |
| BANK AMERICA CORP | COM | 522K | 13K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 518K | 12K | Horizon Investments, LLC |
| PHILLIPS 66 | COM | 517K | 4K | Horizon Investments, LLC |
| INNOVATOR ETFS TRUST | GRWT100 PWR BUF | 512K | 9K | – |
| AT&T INC | COM | 512K | 27K | Horizon Investments, LLC |
| PAYPAL HLDGS INC | COM | 509K | 9K | Horizon Investments, LLC |
| CAMBRIA ETF TR | SHSHLD YIELD ETF | 506K | 7K | – |
| ISHARES TR | GLOBAL ENERG ETF | 506K | 12K | – |
| PROSHARES TR | S&P 500 DV ARIST | 503K | 5K | – |
| ISHARES TR | RUSSELL 2000 ETF | 503K | 2K | Horizon Investments, LLC |
| WISDOMTREE TR | US SMALLCAP DIVD | 501K | 16K | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 496K | 2K | – |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 492K | 28K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 483K | 2K | Horizon Investments, LLC |
| SPDR SER TR | PORTFOLIO INTRMD | 473K | 15K | Horizon Investments, LLC |
| BANK NEW YORK MELLON CORP | COM | 471K | 8K | Horizon Investments, LLC |
| AFLAC INC | COM | 462K | 5K | – |
| INVESCO DB COMMDY INDX TRCK | UNIT | 461K | 20K | – |
| HERSHEY CO | COM | 460K | 3K | Horizon Investments, LLC |
| PFIZER INC | COM | 459K | 16K | – |
| STARBUCKS CORP | COM | 447K | 6K | Horizon Investments, LLC |
| ISHARES TR | MICRO-CAP ETF | 446K | 4K | – |
| CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 438K | 26K | – |
| KROGER CO | COM | 437K | 9K | Horizon Investments, LLC |
| VALERO ENERGY CORP | COM | 429K | 3K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 428K | 11K | – |
| FASTENAL CO | COM | 427K | 7K | Horizon Investments, LLC |
| MCCORMICK & CO INC | COM NON VTG | 425K | 6K | – |
| FIRST TR EXCHANGE-TRADED FD | WTR ETF | 413K | 4K | – |
| UNITED STS OIL FD LP | UNITS | 413K | 5K | – |
| FIRST TR EXCHANGE-TRADED FD | MANAGD MUN ETF | 411K | 8K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 410K | 4K | Horizon Investments, LLC |
| PALANTIR TECHNOLOGIES INC | CL A | 408K | 16K | – |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 406K | 12K | – |
| DIMENSIONAL ETF TRUST | GLOBAL EX US COR | 402K | 8K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 398K | 2K | Horizon Investments, LLC |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 394K | 7K | Horizon Investments, LLC |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 394K | 6K | – |
| PROSHARES TR | PSHS ULT S&P 500 | 391K | 5K | – |
| ATLASSIAN CORPORATION | CL A | 389K | 2K | Horizon Investments, LLC |
| FIFTH THIRD BANCORP | COM | 388K | 11K | Horizon Investments, LLC |
| LAUDER ESTEE COS INC | CL A | 382K | 4K | Horizon Investments, LLC |
| DOW INC | COM | 381K | 7K | – |
| GENERAL MLS INC | COM | 372K | 6K | Horizon Investments, LLC |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 371K | 2K | – |
| CARRIER GLOBAL CORPORATION | COM | 368K | 6K | Horizon Investments, LLC |
| SKYWORKS SOLUTIONS INC | COM | 363K | 3K | Horizon Investments, LLC |
| SPDR SER TR | BLOOMBERG HIGH Y | 359K | 4K | – |
| ISHARES INC | MSCI GLB SLV&MTL | 357K | 31K | – |
| ISHARES INC | MSCI GBL GOLD MN | 354K | 13K | – |
| DEERE & CO | COM | 353K | 944 | – |
| AUTODESK INC | COM | 353K | 1K | Horizon Investments, LLC |
| AIRBNB INC | COM CL A | 346K | 2K | Horizon Investments, LLC |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 345K | 4K | Horizon Investments, LLC |
| TE CONNECTIVITY LTD | SHS | 344K | 2K | Horizon Investments, LLC |
| EQT CORP | COM | 343K | 9K | Horizon Investments, LLC |
| ABBOTT LABS | COM | 333K | 3K | – |
| 3M CO | COM | 325K | 3K | – |
| HARTFORD FDS EXCHANGE TRADED | TOTAL RTRN ETF | 323K | 10K | Horizon Investments, LLC |
| ISHARES TR | US CONSM STAPLES | 315K | 5K | – |
| EBAY INC. | COM | 313K | 6K | Horizon Investments, LLC |
| INVESCO EXCHANGE TRADED FD T | GBL LISTED PVT | 313K | 5K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 310K | 8K | Horizon Investments, LLC |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 309K | 15K | – |
| AMERIPRISE FINL INC | COM | 309K | 724 | – |
| BOEING CO | COM | 306K | 2K | – |
| CAPITAL GROUP DIVIDEND GROWE | SHS ETF | 303K | 11K | – |
| TJX COS INC NEW | COM | 303K | 3K | Horizon Investments, LLC |
| NOVARTIS AG | SPONSORED ADR | 301K | 3K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 298K | 6K | – |
| PHILIP MORRIS INTL INC | COM | 296K | 3K | – |
| SPDR SER TR | S&P DIVID ETF | 293K | 2K | – |
| NIKE INC | CL B | 293K | 4K | – |
| ISHARES TR | MSCI EMG MKT ETF | 292K | 7K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S EQT | 290K | 9K | Horizon Investments, LLC |
| INVESCO EXCH TRADED FD TR II | S&P SMALLCAP 600 | 289K | 7K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 HY | 288K | 13K | – |
| CONSTELLATION ENERGY CORP | COM | 287K | 1K | – |
| HUBSPOT INC | COM | 285K | 484 | Horizon Investments, LLC |
| FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 281K | 4K | – |
| SANDY SPRING BANCORP INC | COM | 278K | 11K | – |
| OTIS WORLDWIDE CORP | COM | 276K | 3K | Horizon Investments, LLC |
| ROCKWELL AUTOMATION INC | COM | 275K | 1K | – |
| ENPHASE ENERGY INC | COM | 274K | 3K | – |
| APTIV PLC | SHS | 273K | 4K | Horizon Investments, LLC |
| MASTERCARD INCORPORATED | CL A | 272K | 617 | – |
| ISHARES TR | MBS ETF | 272K | 3K | Horizon Investments, LLC |
| NORFOLK SOUTHN CORP | COM | 267K | 1K | – |
| ISHARES GOLD TR | ISHARES NEW | 266K | 6K | – |
| CAPITAL GRP FIXED INCM ETF T | US MULTI-SECTOR | 266K | 10K | – |
| FIDELITY COVINGTON TRUST | MSCI UTILS INDEX | 264K | 6K | – |
| WISDOMTREE TR | US LARGECAP DIVD | 263K | 4K | – |
| HUBBELL INC | COM | 263K | 719 | – |
| FIRST TR NAS100 EQ WEIGHTED | SHS | 262K | 2K | – |
| SPDR SER TR | S&P 600 SMCP GRW | 260K | 3K | Horizon Investments, LLC |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 259K | 8K | Horizon Investments, LLC |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 259K | 3K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 253K | 9K | – |
| ISHARES TR | CORE HIGH DV ETF | 251K | 2K | – |
| ISHARES SILVER TR | ISHARES | 244K | 9K | – |
| ISHARES TR | 10+ YR INVST GRD | 243K | 5K | Horizon Investments, LLC |
| ISHARES TR | EXPANDED TECH | 243K | 3K | – |
| ALLIANCE RESOURCE PARTNERS L | UT LTD PART | 242K | 10K | – |
| ISHARES TR | ESG AWARE MSCI | 242K | 6K | Horizon Investments, LLC |
| ISHARES TR | GLB CNSM STP ETF | 236K | 4K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 236K | 1K | Horizon Investments, LLC |
| JOHNSON CTLS INTL PLC | SHS | 234K | 4K | Horizon Investments, LLC |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 232K | 8K | Horizon Investments, LLC |
| FIRST TR EXCHNG TRADED FD VI | FT VEST UQ EQT | 229K | 5K | Horizon Investments, LLC |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 228K | 3K | – |
| HONEYWELL INTL INC | COM | 228K | 1K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 228K | 3K | – |
| ISHARES TR | CORE DIVID ETF | 222K | 5K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 219K | 2K | Horizon Investments, LLC |
| AUTOMATIC DATA PROCESSING IN | COM | 218K | 914 | – |
| ALTRIA GROUP INC | COM | 217K | 5K | – |
| ENTERGY CORP NEW | COM | 215K | 2K | Horizon Investments, LLC |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 214K | 10K | – |
| DANAHER CORPORATION | COM | 213K | 854 | – |
| WESBANCO INC | COM | 212K | 8K | Horizon Investments, LLC |
| OSHKOSH CORP | COM | 208K | 2K | – |
| BARINGS BDC INC | COM | 207K | 21K | – |
| ISHARES TR | 1 3 YR TREAS BD | 206K | 3K | – |
| ISHARES TR | NORTH AMERN NAT | 206K | 5K | – |
| SPDR INDEX SHS FDS | S&P INTL SMLCP | 205K | 6K | – |
| DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 204K | 5K | – |
| ISHARES TR | RUS 1000 VAL ETF | 204K | 1K | – |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 203K | 2K | – |
| PIMCO DYNAMIC INCOME FD | SHS | 195K | 10K | – |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 184K | 19K | – |
| SOFI TECHNOLOGIES INC | COM | 179K | 27K | – |
| NEW AMER HIGH INCOME FD INC | COM NEW | 98K | 13K | – |
| GLOBALSTAR INC | COM | 76K | 68K | – |
| BRIGHTSPIRE CAPITAL INC | COM CL A | 62K | 11K | – |
| CRONOS GROUP INC | COM | 47K | 20K | – |
| TMC THE METALS COMPANY INC | COM | 45K | 34K | – |
| ENTRAVISION COMMUNICATIONS C | CL A | 33K | 17K | – |
| ASHFORD HOSPITALITY TR INC | COM SHS | 29K | 30K | – |
| CENTURY THERAPEUTICS INC | COM | 26K | 10K | – |
| SOLO BRANDS INC | COM CL A | 23K | 10K | – |
| MESA AIR GROUP INC | COM NEW | 21K | 12K | – |
| ECD AUTOMOTIVE DESIGN INC | COM | 18K | 15K | – |
| ALTO INGREDIENTS INC | COM | 18K | 13K | – |
| RED CAT HLDGS INC | COM | 17K | 15K | – |
| NORTHERN DYNASTY MINERALS LT | COM NEW | 11K | 35K | – |
| SOBR SAFE INC | COM NEW | 4K | 26K | – |