BROCKENBROUGH
LOWE, BROCKENBROUGH & COMPANY, INC. Legal Name
Adviser information for BROCKENBROUGH last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 31 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 15 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,127 | $4.3B |
| Non-Discretionary | 2 | $528.1M |
| Total | 1,129 | $4.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 119 | $33.4M |
| HNW Individuals | 345 | $1.8B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $48.8M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 16 | $1.1B |
| Pension and profit sharing plans | <5 | $21.0M |
| Charitable organizations | 36 | $1.3B |
| State or municipal gov entities | <5 | $449.5M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 18 | $165.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
1802 BAYBERRY CT.SUITE 400
RICHMOND
VA
United States
Monday - Friday, 8:30A.M.-5:00P.M.
Tel: 804-288-0404, Fax: 804-288-7872
Chief Compliance Officer
DAVID LYONS
MANAGING DIRECTOR
1802 BAYBERRY CT.
SUITE 400
RICHMOND
VA
United States
Tel:
804-287-2728
Fax:
(804)288-7872
D*****@*******************M
(Full email address available in API data)
Regulatory Contact
MICHELLE WITTERSHEIM
DIRECTOR OF FINANCIAL OPERATIONS & COMPLIANCE
1802 BAYBERRY CT.
SUITE 400
RICHMOND
VA
United States
Tel:
804-287-2740
M***********@*******************M
(Full email address available in API data)
Industry Affiliates
| BESPOKE CS-GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BESPOKE PS-GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BRYAN BROTHERS, INC. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BESPOKE CAPITAL STRATEGIES LP - SERIES TAX-EXEMPT ABSOLUTE STRATEGIES | Hedge Fund | $38.1M | $0.1M | 28 |
| BESPOKE CAPITAL STRATEGIES LP - SERIES TAX-EXEMPT GLOBAL EQUITY | Hedge Fund | $86.9M | $0.1M | 25 |
| BESPOKE CAPITAL STRATEGIES LP - SERIES TAX-EXEMPT HEDGED EQUITY | Hedge Fund | $53.2M | $0.1M | 29 |
| BESPOKE CAPITAL STRATEGIES LP - SERIES TAXABLE ABSOLUTE STRATEGIES | Hedge Fund | $56.8M | $0.0M | 48 |
| BESPOKE CAPITAL STRATEGIES LP - SERIES TAXABLE GLOBAL EQUITY | Hedge Fund | $116.0M | $0.0M | 46 |
| BESPOKE CAPITAL STRATEGIES LP - SERIES TAXABLE HEDGED EQUITY | Hedge Fund | $90.3M | $0.0M | 55 |
| BESPOKE CAPITAL STRATEGIES LP - SERIES TE FIXED INCOME STRATEGIES | Hedge Fund | $10.4M | $0.1M | 10 |
| BESPOKE PRIVATE STRATEGIES LP - CREDIT OPPORTUNITIES SERIES MASTER | Private Equity Fund | $14.8M | $0.0M | 18 |
| BESPOKE PRIVATE STRATEGIES LP - REAL ASSET SERIES MASTER 2022 | REAL ASSETS | $7.2M | $0.1M | 106 |
| BESPOKE PRIVATE STRATEGIES LP - REAL ASSETS SERIES MASTER 2020 | REAL ASSETS | $8.5M | $0.0M | 92 |
| BESPOKE PRIVATE STRATEGIES LP - REAL ESTATE SERIES MASTER 2015 | Real Estate Fund | $2.5M | $0.1M | 36 |
| BESPOKE PRIVATE STRATEGIES LP - REAL ESTATE SERIES MASTER 2016 | Real Estate Fund | $5.4M | $0.1M | 50 |
| BESPOKE PRIVATE STRATEGIES LP - REAL ESTATE SERIES MASTER 2019 | Real Estate Fund | $15.0M | $0.0M | 74 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER 2014 | Private Equity Fund | $21.4M | $0.0M | 33 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER 2015 | Private Equity Fund | $16.6M | $0.1M | 36 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER 2016 | Private Equity Fund | $45.0M | $0.1M | 50 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER 2017 | Private Equity Fund | $69.9M | $0.0M | 67 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER 2018 | Private Equity Fund | $90.6M | $0.0M | 73 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER 2019 | Private Equity Fund | $88.6M | $0.0M | 74 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER 2020 | Private Equity Fund | $105.3M | $0.0M | 92 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER 2021 | Private Equity Fund | $111.5M | $0.1M | 96 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER 2022 | Private Equity Fund | $101.6M | $0.1M | 106 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER 2023 | Private Equity Fund | $38.3M | $0.1M | 44 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER QP 2023 | Private Equity Fund | $43.0M | $0.1M | 69 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT 2014 | Private Equity Fund | $19.2M | $0.2M | 12 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT 2015 | Private Equity Fund | $15.9M | $0.1M | 14 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT 2016 | Private Equity Fund | $40.9M | $0.1M | 22 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT 2017 | Private Equity Fund | $52.4M | $0.1M | 27 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT 2018 | Private Equity Fund | $73.9M | $0.1M | 32 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT 2019 | Private Equity Fund | $84.4M | $0.1M | 31 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT 2020 | Private Equity Fund | $88.0M | $0.1M | 37 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT 2021 | Private Equity Fund | $77.0M | $0.1M | 36 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT 2022 | Private Equity Fund | $72.3M | $0.1M | 37 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT 2023 | Private Equity Fund | $34.9M | $0.1M | 27 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT QP 2023 | Private Equity Fund | $20.8M | $0.1M | 24 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAXABLE 2014 | Private Equity Fund | $2.2M | $0.0M | 21 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAXABLE 2015 | Private Equity Fund | $3.2M | $0.1M | 23 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAXABLE 2016 | Private Equity Fund | $9.5M | $0.1M | 30 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAXABLE 2017 | Private Equity Fund | $17.5M | $0.0M | 41 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAXABLE 2018 | Private Equity Fund | $16.7M | $0.0M | 43 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAXABLE 2019 | Private Equity Fund | $19.2M | $0.0M | 45 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAXABLE 2020 | Private Equity Fund | $25.8M | $0.0M | 57 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAXABLE 2021 | Private Equity Fund | $34.4M | $0.1M | 65 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAXABLE 2022 | Private Equity Fund | $36.5M | $0.1M | 70 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAXABLE 2023 | Private Equity Fund | $3.4M | $0.1M | 17 |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAXABLE QP 2023 | Private Equity Fund | $22.3M | $0.1M | 45 |
| BESPOKE PRIVATE STRATEGIES LP - TAX-EXEMPT CREDIT OPPORTUNITIES SERIES | Private Equity Fund | $13.5M | $0.0M | 13 |
| BESPOKE PRIVATE STRATEGIES LP - TAXABLE CREDIT OPPORTUNITIES SERIES | Private Equity Fund | $1.3M | $0.1M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROCKENBROUGH III, AUSTIN | Individual | – | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | 07/1970 | < 5% |
| CARAVATI, CHARLES, MARTIN | Individual | – | MANAGING DIRECTOR & SECRETARY; EXECUTIVE COMMITTEE | 12/1998 | 5-10% |
| LYONS, DAVID, ALLEN | Individual | – | CHIEF COMPLIANCE OFFICER (01/2021); MANAGING DIRECTOR; TREASURER (09/2000) ; EXECUTIVE COMMITTEE | 09/2000 | 5-10% |
| BROCKENBROUGH IV, AUSTIN | Individual | – | MANAGING DIRECTOR; PRESIDENT; EXECUTIVE COMMITTEE | 12/2005 | < 5% |
| ROBERTSON, WALTER, SPENCER | Individual | – | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | 09/2016 | < 5% |
| 2019 DYNASTY TRUST | Domestic Entity | – | OWNER | 01/2019 | 25-50% |
| 2005 TRUST | Domestic Entity | – | OWNER | 01/2005 | 10-25% |
| BROCKENBROUGH IV, AUSTIN | Individual | 2019 DYNASTY TRUST | TRUSTEE | 01/2019 | > 75% |
| BROCKENBROUGH IV, AUSTIN | Individual | 2005 TRUST | TRUSTEE | 01/2005 | > 75% |
| DION, CHRISTOPHER, JOHN | Individual | – | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | 12/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 2M | 23K | – |
| ABBOTT LABS | COM | 4M | 42K | – |
| ABBVIE INC | COM | 5M | 27K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 2M | 5K | – |
| ADOBE INC | COM | 10M | 18K | – |
| AIR PRODS & CHEMS INC | COM | 1M | 4K | – |
| ALBEMARLE CORP | COM | 372K | 4K | – |
| ALLSTATE CORP | COM | 1M | 8K | – |
| ALPHABET INC | CAP STK CL C | 22M | 119K | – |
| ALPHABET INC | CAP STK CL A | 20M | 112K | – |
| ALTRIA GROUP INC | COM | 3M | 54K | – |
| AMAZON COM INC | COM | 31M | 159K | – |
| AMERICAN ELEC PWR CO INC | COM | 277K | 3K | – |
| AMERICAN EXPRESS CO | COM | 2M | 9K | – |
| AMERIPRISE FINL INC | COM | 19M | 44K | – |
| AMGEN INC | COM | 11M | 34K | – |
| APPLE INC | COM | 68M | 321K | – |
| APPLIED MATLS INC | COM | 16M | 69K | – |
| APTARGROUP INC | COM | 1M | 8K | – |
| ARCHER DANIELS MIDLAND CO | COM | 790K | 13K | – |
| AT&T INC | COM | 633K | 33K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 5M | 19K | – |
| BANK AMERICA CORP | COM | 992K | 25K | – |
| BANK NEW YORK MELLON CORP | COM | 1M | 20K | – |
| BECTON DICKINSON & CO | COM | 2M | 8K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 612K | 1 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 7K | – |
| BLACKROCK INC | COM | 3M | 3K | – |
| BLACKSTONE INC | COM | 988K | 8K | – |
| BOOKING HOLDINGS INC | COM | 17M | 4K | – |
| BOSTON SCIENTIFIC CORP | COM | 232K | 3K | – |
| BP PLC | SPONSORED ADR | 367K | 10K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 2M | 37K | – |
| BROADCOM INC | COM | 21M | 13K | – |
| C H ROBINSON WORLDWIDE INC | COM NEW | 1M | 12K | – |
| CANADIAN NATL RY CO | COM | 1M | 12K | – |
| CAPITAL ONE FINL CORP | COM | 941K | 7K | – |
| CARDINAL HEALTH INC | COM | 287K | 3K | – |
| CARMAX INC | COM | 202K | 3K | – |
| CARRIER GLOBAL CORPORATION | COM | 420K | 7K | – |
| CATERPILLAR INC | COM | 3M | 9K | – |
| CENCORA INC | COM | 637K | 3K | – |
| CHEVRON CORP NEW | COM | 20M | 129K | – |
| CHUBB LIMITED | COM | 8M | 32K | – |
| CHURCH & DWIGHT CO INC | COM | 540K | 5K | – |
| CISCO SYS INC | COM | 14M | 294K | – |
| COCA COLA CO | COM | 4M | 58K | – |
| COLGATE PALMOLIVE CO | COM | 3M | 30K | – |
| COMCAST CORP NEW | CL A | 355K | 9K | – |
| CONOCOPHILLIPS | COM | 1M | 12K | – |
| CONSTELLATION BRANDS INC | CL A | 1M | 4K | – |
| CORNING INC | COM | 274K | 7K | – |
| CORTEVA INC | COM | 1M | 19K | – |
| COSTCO WHSL CORP NEW | COM | 562K | 661 | – |
| CSX CORP | COM | 981K | 29K | – |
| CVS HEALTH CORP | COM | 6M | 96K | – |
| DANAHER CORPORATION | COM | 776K | 3K | – |
| DEERE & CO | COM | 1M | 3K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 314K | 5K | – |
| DISNEY WALT CO | COM | 3M | 30K | – |
| DOLLAR TREE INC | COM | 619K | 6K | – |
| DOMINION ENERGY INC | COM | 1M | 28K | – |
| DOVER CORP | COM | 5M | 25K | – |
| DOW INC | COM | 1M | 21K | – |
| DUKE ENERGY CORP NEW | COM NEW | 7M | 69K | – |
| DUPONT DE NEMOURS INC | COM | 2M | 20K | – |
| EASTMAN CHEM CO | COM | 3M | 26K | – |
| EATON CORP PLC | SHS | 22M | 71K | – |
| ELEVANCE HEALTH INC | COM | 17M | 31K | – |
| ELI LILLY & CO | COM | 6M | 7K | – |
| EMERSON ELEC CO | COM | 4M | 35K | – |
| EVEREST GROUP LTD | COM | 2M | 5K | – |
| EXXON MOBIL CORP | COM | 23M | 198K | – |
| FEDERATED HERMES INC | CL B | 407K | 12K | – |
| FEDEX CORP | COM | 376K | 1K | – |
| FLEX LTD | ORD | 310K | 11K | – |
| FREEPORT-MCMORAN INC | CL B | 272K | 6K | – |
| GE AEROSPACE | COM NEW | 627K | 4K | – |
| GENERAL DYNAMICS CORP | COM | 3M | 11K | – |
| GENERAL MLS INC | COM | 378K | 6K | – |
| GILEAD SCIENCES INC | COM | 474K | 7K | – |
| GLOBE LIFE INC | COM | 573K | 7K | – |
| GOLDMAN SACHS GROUP INC | COM | 11M | 25K | – |
| HANOVER INS GROUP INC | COM | 2M | 15K | – |
| HERSHEY CO | COM | 784K | 4K | – |
| HOME DEPOT INC | COM | 9M | 27K | – |
| HONEYWELL INTL INC | COM | 546K | 3K | – |
| HORMEL FOODS CORP | COM | 641K | 21K | – |
| HUBBELL INC | COM | 397K | 1K | – |
| ILLINOIS TOOL WKS INC | COM | 3M | 14K | – |
| INGREDION INC | COM | 745K | 6K | – |
| INTEL CORP | COM | 2M | 70K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 2M | 13K | – |
| INVESCO EXCH TRADED FD TR II | KBW BK ETF | 7M | 139K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 17M | 106K | – |
| ISHARES GOLD TR | ISHARES NEW | 374K | 9K | – |
| ISHARES INC | CORE MSCI EMKT | 19M | 348K | – |
| ISHARES TR | SELECT DIVID ETF | 712K | 6K | – |
| ISHARES TR | CORE S&P500 ETF | 96M | 176K | – |
| ISHARES TR | CORE US AGGBD ET | 9M | 92K | – |
| ISHARES TR | MSCI EMG MKT ETF | 239K | 6K | – |
| ISHARES TR | S&P 500 GRWT ETF | 4M | 44K | – |
| ISHARES TR | S&P 500 VAL ETF | 1M | 7K | – |
| ISHARES TR | MSCI EAFE ETF | 1M | 16K | – |
| ISHARES TR | RUS MDCP VAL ETF | 634K | 5K | – |
| ISHARES TR | RUS MD CP GR ETF | 847K | 8K | – |
| ISHARES TR | RUS MID CAP ETF | 2M | 19K | – |
| ISHARES TR | CORE S&P MCP ETF | 33M | 563K | – |
| ISHARES TR | EXPANDED TECH | 5M | 57K | – |
| ISHARES TR | ISHARES SEMICDTR | 6M | 25K | – |
| ISHARES TR | RUS 1000 VAL ETF | 665K | 4K | – |
| ISHARES TR | RUS 1000 GRW ETF | 7M | 18K | – |
| ISHARES TR | RUS 1000 ETF | 849K | 3K | – |
| ISHARES TR | RUS 2000 VAL ETF | 2M | 13K | – |
| ISHARES TR | RUSSELL 2000 ETF | 2M | 8K | – |
| ISHARES TR | RUSSELL 3000 ETF | 1M | 4K | – |
| ISHARES TR | U.S. TECH ETF | 9M | 58K | – |
| ISHARES TR | CORE S&P SCP ETF | 18M | 166K | – |
| ISHARES TR | SP SMCP600VL ETF | 279K | 3K | – |
| ISHARES TR | S&P SML 600 GWT | 413K | 3K | – |
| ISHARES TR | MSCI ACWI ETF | 1M | 12K | – |
| ISHARES TR | NATIONAL MUN ETF | 3M | 26K | – |
| ISHARES TR | MBS ETF | 1M | 15K | – |
| ISHARES TR | INTRM GOV CR ETF | 5M | 50K | – |
| ISHARES TR | ISHS 5-10YR INVT | 1M | 24K | – |
| ISHARES TR | ISHS 1-5YR INVS | 2M | 37K | – |
| ISHARES TR | SHORT TREAS BD | 9M | 78K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 496K | 5K | – |
| ISHARES TR | CORE MSCI TOTAL | 34M | 503K | – |
| ISHARES TR | CORE MSCI EAFE | 14M | 196K | – |
| ISHARES U S ETF TR | BLACKROCK SH DUR | 6M | 121K | – |
| JOHNSON & JOHNSON | COM | 14M | 99K | – |
| JOHNSON CTLS INTL PLC | SHS | 1M | 15K | – |
| JPMORGAN CHASE & CO. | COM | 31M | 155K | – |
| KIMBERLY-CLARK CORP | COM | 4M | 29K | – |
| KINSALE CAP GROUP INC | COM | 1M | 4K | – |
| KLA CORP | COM NEW | 4M | 5K | – |
| KRAFT HEINZ CO | COM | 304K | 9K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 215K | 956 | – |
| LABCORP HOLDINGS INC | COM SHS | 204K | 1K | – |
| LOCKHEED MARTIN CORP | COM | 8M | 17K | – |
| LOWES COS INC | COM | 9M | 41K | – |
| MARATHON PETE CORP | COM | 2M | 10K | – |
| MARKEL GROUP INC | COM | 7M | 4K | – |
| MASTERCARD INCORPORATED | CL A | 398K | 902 | – |
| MCCORMICK & CO INC | COM NON VTG | 536K | 8K | – |
| MCDONALDS CORP | COM | 4M | 16K | – |
| MEDTRONIC PLC | SHS | 2M | 21K | – |
| MERCK & CO INC | COM | 13M | 102K | – |
| META PLATFORMS INC | CL A | 28M | 55K | – |
| MICROSOFT CORP | COM | 64M | 143K | – |
| MONDELEZ INTL INC | CL A | 2M | 30K | – |
| MORGAN STANLEY | COM NEW | 10M | 102K | – |
| MSC INDL DIRECT INC | CL A | 570K | 7K | – |
| NEXSTAR MEDIA GROUP INC | COMMON STOCK | 2M | 12K | – |
| NEXTERA ENERGY INC | COM | 1M | 16K | – |
| NIKE INC | CL B | 771K | 10K | – |
| NORFOLK SOUTHN CORP | COM | 14M | 63K | – |
| NORTHERN TR CORP | COM | 939K | 11K | – |
| NORTHROP GRUMMAN CORP | COM | 252K | 579 | – |
| NOVARTIS AG | SPONSORED ADR | 2M | 15K | – |
| NOVO-NORDISK A S | ADR | 5M | 33K | – |
| NVIDIA CORPORATION | COM | 19M | 156K | – |
| ORACLE CORP | COM | 27M | 191K | – |
| OTIS WORLDWIDE CORP | COM | 281K | 3K | – |
| PACKAGING CORP AMER | COM | 2M | 13K | – |
| PARKER-HANNIFIN CORP | COM | 4M | 8K | – |
| PEPSICO INC | COM | 12M | 75K | – |
| PFIZER INC | COM | 8M | 282K | – |
| PHILIP MORRIS INTL INC | COM | 4M | 37K | – |
| PHILLIPS 66 | COM | 1M | 9K | – |
| PNC FINL SVCS GROUP INC | COM | 10M | 63K | – |
| PRICE T ROWE GROUP INC | COM | 2M | 14K | – |
| PROCTER AND GAMBLE CO | COM | 16M | 96K | – |
| PULTE GROUP INC | COM | 6M | 54K | – |
| QUALCOMM INC | COM | 4M | 22K | – |
| QUEST DIAGNOSTICS INC | COM | 2M | 18K | – |
| ROYAL BK CDA | COM | 266K | 3K | – |
| RTX CORPORATION | COM | 10M | 102K | – |
| SCHLUMBERGER LTD | COM STK | 7M | 155K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 5M | 72K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 19M | 289K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 14M | 139K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 4M | 57K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 2M | 42K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 877K | 33K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 758K | 10K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 731K | 19K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 326K | 2K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 5M | 67K | – |
| SELECT SECTOR SPDR TR | ENERGY | 3M | 36K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 1M | 27K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 6M | 26K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 3M | 39K | – |
| SENSIENT TECHNOLOGIES CORP | COM | 598K | 8K | – |
| SHELL PLC | SPON ADS | 2M | 23K | – |
| SOUTHERN CO | COM | 502K | 6K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 1M | 39K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 2M | 61K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 12M | 21K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 468K | 872 | – |
| SPDR SER TR | PORT MTG BK ETF | 259K | 12K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 858K | 18K | – |
| STANLEY BLACK & DECKER INC | COM | 526K | 7K | – |
| STANTEC INC | COM | 506K | 6K | – |
| STARBUCKS CORP | COM | 2M | 20K | – |
| STRYKER CORPORATION | COM | 929K | 3K | – |
| SYSCO CORP | COM | 2M | 28K | – |
| TARGET CORP | COM | 8M | 55K | – |
| TEXAS INSTRS INC | COM | 263K | 1K | – |
| THE CIGNA GROUP | COM | 494K | 1K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 18M | 33K | – |
| TJX COS INC NEW | COM | 15M | 134K | – |
| TORO CO | COM | 1M | 12K | – |
| TOTALENERGIES SE | SPONSORED ADS | 6M | 89K | – |
| TRACTOR SUPPLY CO | COM | 540K | 2K | – |
| TRANE TECHNOLOGIES PLC | SHS | 17M | 52K | – |
| TRAVELERS COMPANIES INC | COM | 1M | 6K | – |
| TRUIST FINL CORP | COM | 1M | 27K | – |
| UNILEVER PLC | SPON ADR NEW | 10M | 185K | – |
| UNION PAC CORP | COM | 2M | 7K | – |
| UNITED PARCEL SERVICE INC | CL B | 7M | 49K | – |
| UNITEDHEALTH GROUP INC | COM | 13M | 27K | – |
| UNIVERSAL CORP VA | COM | 274K | 6K | – |
| US BANCORP DEL | COM NEW | 777K | 19K | – |
| VALERO ENERGY CORP | COM | 240K | 2K | – |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 2M | 15K | – |
| VANGUARD BD INDEX FDS | VANGUARD ULTRA | 9M | 174K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 4M | 7K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 2M | 8K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 778K | 9K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 10M | 42K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 690K | 3K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 2M | 37K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 5M | 106K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 401K | 8K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 9M | 149K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 1M | 18K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 9M | 151K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 4M | 44K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 749K | 4K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 6M | 96K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 28M | 570K | – |
| VANGUARD WORLD FD | ENERGY ETF | 1M | 10K | – |
| VANGUARD WORLD FD | INF TECH ETF | 14M | 24K | – |
| VERIZON COMMUNICATIONS INC | COM | 766K | 19K | – |
| VIRGINIA NATL BANKSHARES COR | COM | 558K | 17K | – |
| VISA INC | COM CL A | 13M | 48K | – |
| WALMART INC | COM | 10M | 153K | – |
| WASTE MGMT INC DEL | COM | 226K | 1K | – |
| WATERS CORP | COM | 443K | 2K | – |
| WELLS FARGO CO NEW | COM | 3M | 57K | – |
| WESTROCK CO | COM | 2M | 36K | – |
| WILLIAMS COS INC | COM | 200K | 5K | – |
| WISDOMTREE TR | US LARGECAP FUND | 3M | 46K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 280K | 6K | – |
| YUM BRANDS INC | COM | 283K | 2K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 578K | 5K | – |