CLEAR BROOK ADVISORS, INC.
Adviser information for CLEAR BROOK ADVISORS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $28.3M |
| Non-Discretionary | 27 | $912.8M |
| Total | 31 | $941.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 18 | $554.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $124.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 6 | $179.5M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $83.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 31 |
| No. of Non-U.S. Clients | 39 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)INVESTMENT ADVICE |
|---|---|
| Compensation | Fixed feesPERCENTAGE OF ASSETS UNDER ADVISEMENT |
Identifiers
| SEC RIA File Number | 801-66918 |
|---|---|
| SEC ERA File Number | 801-66918 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 132045 |
| Legal Entity Identifier | None |
Principal Office
420 BOYLSTON STREET5TH FLOOR
BOSTON
MA
United States
Monday - Friday, 9AM-5PM
Tel: 617-315-8979, Fax: None
Chief Compliance Officer
C. KENNETH STRACHAN
MANAGING DIRECTOR
420 BOYLSTON STREET
5TH FLOOR
BOSTON
MA
United States
Tel:
617-315-8979
C************@*********************M
(Full email address available in API data)
Regulatory Contact
ANNA LAURA DI MARTINO
EXECUTIVE ASSISTANT
420 BOYLSTON STREET
5TH FLOOR
BOSTON
MA
United States
Tel:
617-315-8979
A********@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WAGNER, HENRY, WHITNEY | Individual | – | PRESIDENT / CHIEF EXECUTIVE OFFICE | 08/2001 | > 75% |
| STRACHAN, C., KENNETH | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2019 | < 5% |