AC INVESTMENT MANAGEMENT LLC
AC INVESTMENT MANAGEMENT, LLC Legal Name
Adviser information for AC INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 23 | $282.0M |
| Non-Discretionary | 0 | $0 |
| Total | 23 | $282.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $282.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 44 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-66922 |
|---|---|
| SEC ERA File Number | 801-66922 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140443 |
| Legal Entity Identifier | None |
Principal Office
1350 AVENUE OF THE AMERICAS, SUITE 2300NEW YORK
NY
United States
Monday - Friday, 9AM - 5PM
Tel: (212) 245-8200, Fax: (212) 245-8205
Chief Compliance Officer
TIMOTHY A. WARD
CHIEF COMPLIANCE OFFICER
1350 AVENUE OF THE AMERICAS, SUITE 2300
NEW YORK
NY
United States
Tel:
(212) 245-8200
Fax:
(212) 245-8205
T***@************M
(Full email address available in API data)
Industry Affiliates
| AC ENERGY PARTNERS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AC FTR LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AURELIAN CAPITAL GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AURELIAN CAPITAL LTD | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AURELIAN HOLDINGS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AC ENERGY, LLC | Hedge Fund | $3.0M | $1.0M | 1 |
| AGR MASTER LP | Hedge Fund | $200.0M | $1.0M | 14 |
| AURELIAN GLOBAL RESOURCES LTD | Hedge Fund | $186.8M | $1.0M | 6 |
| AURELIAN PLUS, LLC | Hedge Fund | $82.0M | $1.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EAGLE I, LLC | Domestic Entity | – | MEMBER | 01/2011 | 10-25% |
| EAGLE I, LLC | Domestic Entity | – | MEMBER (AURELIAN CAPITAL GP, LLC; GENERAL PARTNER OF AGR MASTER LP) | 01/2011 | 10-25% |
| EAGLE I, LLC | Domestic Entity | – | MEMBER (AURELIAN HOLDINGS, LLC; GENERAL PARTNER OF AURELIAN PLUS, LLC) | 01/2011 | 10-25% |
| EAGLE I, LLC | Domestic Entity | – | OWNER (AURELIAN CAPITAL, LTD.) | 01/2011 | 10-25% |
| Scalamandre, Daphne, Wilmerding | Individual | – | MEMBER | 11/2023 | > 75% |
| Scalamandre, Daphne, Wilmerding | Individual | – | MEMBER ((AURELIAN CAPITAL GP, LLC; GENERAL PARTNER OF AGR MASTER LP) | 11/2023 | > 75% |
| Scalamandre, Daphne, Wilmerding | Individual | – | MEMBER (AURELIAN HOLDINGS, LLC; GENERAL PARTNER OF AURELIAN PLUS, LLC) | 11/2023 | > 75% |
| Scalamandre, Daphne, Wilmerding | Individual | – | OWNER (AURELIAN CAPITAL, LTD.) | 11/2023 | > 75% |
| CHAPMAN, PHILIP RICHARD | Individual | – | INTERIM PRESIDENT | 11/2023 | < 5% |
| WARD, TIMOTHY | Individual | – | CHIEF COMPLIANCE OFFICER (CCO) | 11/2023 | < 5% |