WASSERMAN WEALTH MANAGEMENT, LLC
Adviser information for WASSERMAN WEALTH MANAGEMENT, LLC last updated from Form ADV on February 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 553 | $306.0M |
| Non-Discretionary | 0 | $0 |
| Total | 553 | $306.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 118 | $52.0M |
| HNW Individuals | 63 | $250.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $3.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-66931 |
|---|---|
| SEC ERA File Number | 801-66931 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 124556 |
| Legal Entity Identifier | None |
Principal Office
31700 MIDDLEBELT ROADSUITE 130
FARMINGTON HILLS
MI
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 248.626.3900, Fax: 248.626.3903
Chief Compliance Officer
BRADLEY ALAN WASSERMAN
MANAGING MEMBER
31700 MIDDLEBELT ROAD
SUITE 130
FARMINGTON HILLS
MI
United States
Tel:
248.626.3900
Fax:
248.626.3903
B*********@******************M
(Full email address available in API data)
Regulatory Contact
KEITH RYBAK
MEMBER
31700 MIDDLEBELT ROAD
SUITE 130
FARMINGTON HILLS
MI
United States
Tel:
248.626.3900
Fax:
248.626.3903
K*****@******************M
(Full email address available in API data)
Industry Affiliates
| WASSERMAN & RYBAK, PLLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WASSERMAN, BRADLEY, ALAN | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 11/2000 | < 5% |
| RYBAK, KEITH, CHRISTOPHER | Individual | – | MEMBER | 01/2010 | 25-50% |
| BRADLEY A. WASSERMAN LIVING TRUST U/A/D MAY 21, 1993, AS AMENDED AND RESTATED | Domestic Entity | – | MANAGING MEMBER | 11/2000 | 50-75% |