JEFFREY N. MEHLER, CFP LLC
Adviser information for JEFFREY N. MEHLER, CFP LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 875 | $243.4M |
| Non-Discretionary | 459 | $79.8M |
| Total | 1,334 | $323.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 69 | $31.6M |
| HNW Individuals | 127 | $286.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.5M |
| Charitable organizations | <5 | $2.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)FORENSIC FINANCIAL STATEMENT ANALYSIS IN DIVORCE PROCEEDINGS |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-66937 |
|---|---|
| SEC ERA File Number | 801-66937 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126681 |
| Legal Entity Identifier | None |
Principal Office
147 WESTBROOK ROADESSEX
CT
United States
Monday - Friday, 9AM - 5PM
Tel: 860-767-9700, Fax: 860-767-9701
Websites
Chief Compliance Officer
JEFFREY N. MEHLER
MEMBER
147 WESTBROOK ROAD
ESSEX
CT
United States
Tel:
860-767-9700
Fax:
860-767-9701
J***@***********M
(Full email address available in API data)
Regulatory Contact
SCOTT GOTTLIEB
CONSULTANT
15 E. PUTNAM AVENUE
#286
GREENWICH
CT
United States
Tel:
203-912-1537
S**@**************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MEHLER, JEFFREY, NAT | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 06/2005 | > 75% |