NAMCOA
NAPLES ASSET MANAGEMENT CO., LLC Legal Name
Adviser information for NAMCOA last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 17 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 341 | $257.9M |
| Non-Discretionary | 27 | $19.7M |
| Total | 368 | $277.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 295 | $47.9M |
| HNW Individuals | 73 | $33.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 42 | $165.1M |
| Charitable organizations | <5 | $31.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 8 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsCONSULTATION SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCONSULTING SERVICES |
| Other Business Activities | AML AUDIT REPORT PREPARATION |
Identifiers
| SEC RIA File Number | 801-66945 |
|---|---|
| SEC ERA File Number | 801-66945 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 133978 |
| Legal Entity Identifier | None |
Principal Office
999 VANDERBILT BEACH ROADSUITE 200
NAPLES
FL
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: (239) 593-5525, Fax: (239) 593-9731
Chief Compliance Officer
PAUL J. MCINTYRE
CHIEF COMPLIANCE OFFICER
999 VANDERBILT BEACH ROAD
SUITE 200
NAPLES
FL
United States
Tel:
239-593-5525
Fax:
239-593-9731
P********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCINTYRE, PAUL, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2004 | 25-50% |
| SMITH, BRYAN, EVAN | Individual | – | PRESIDENT | 01/2020 | < 5% |
| RISER WHITLOCK, SUSAN, ROBIN | Individual | – | CHAIRPERSON | 02/2024 | 50-75% |