CANNON BEACH FINANCIAL ADVISORS
CANNON BEACH CONSULTANTS INC Legal Name
Adviser information for CANNON BEACH FINANCIAL ADVISORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 567 | $170.7M |
| Non-Discretionary | 109 | $88.8M |
| Total | 676 | $259.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 48 | $5.9M |
| HNW Individuals | 78 | $252.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 9 | $1.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 13 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesTAX PREPARATION SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-66973 |
|---|---|
| SEC ERA File Number | 801-66973 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140959 |
| Legal Entity Identifier | None |
Principal Office
2603 CAMINO RAMONSUITE 416
SAN RAMON
CA
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 888-839-9399, Fax: 925-270-1011
Chief Compliance Officer
JUNMIN CHANG
CHIEF COMPLIANCE OFFICER
2603 CAMINO RAMON
SUITE 416
SAN RAMON
CA
United States
Tel:
888-839-9399
Fax:
925-270-1011
J*****@****************M
(Full email address available in API data)
Regulatory Contact
GREGORY S. ROGERS
COO
2603 CAMINO RAMON
SUITE 416
SAN RAMON
CA
United States
Tel:
888-839-9399
Fax:
925-270-1011
G******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHANG, JUNMIN, (NMN) | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | 08/2006 | 50-75% |
| ROGERS, GREGORY, STEWART | Individual | – | PRESIDENT, CHIEF OPERATING OFFICER | 10/2009 | 50-75% |