U.S. WEALTH GROUP, LLC
Adviser information for U.S. WEALTH GROUP, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 255 | $136.5M |
| Non-Discretionary | 0 | $0 |
| Total | 255 | $136.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 212 | $45.4M |
| HNW Individuals | 43 | $91.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-66977 |
|---|---|
| SEC ERA File Number | 801-66977 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 141062 |
| Legal Entity Identifier | None |
Principal Office
7600 JERICHO TURNPIKESUITE 303
WOODBURY
NY
United States
Monday - Friday, 8:30 AM TO 4:30 PM
Tel: 516-682-9800, Fax: 866-650-0938
Chief Compliance Officer
ROBERT J. SANTARPIA, JR.
PRESIDENT / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER
7600 JERICHO TURNPIKE
SUITE 303
WOODBURY
NY
United States
Tel:
516-682-9800
Fax:
866-650-0938
R***************@****************M
(Full email address available in API data)
Industry Affiliates
| SANTARPIA FINANCIAL CORPORATION | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SANTARPIA, ROBERT, JOSEPH | Individual | – | PRESIDENT / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | 08/2006 | > 75% |