FMF&E WEALTH MANAGEMENT, LLC

Adviser information for FMF&E WEALTH MANAGEMENT, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 691 $357.3M
Non-Discretionary 1 $360,013
Total 692 $357.6M

Clients

Type Number RAUM
Individuals 203 $57.8M
HNW Individuals 82 $257.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $31.1M
Charitable organizations <5 $5.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $5.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 71
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUM

Identifiers

SEC RIA File Number 801-66983
SEC ERA File Number 801-66983
SEC CIK Numbers 2022567
SEC CRD Numbers 125721
Legal Entity Identifier None

Principal Office

125 EAST JEFFERSON STREET
SUITE 920
SYRACUSE
NY
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 315-472-7045, Fax: 315-472-7053

Chief Compliance Officer

CHRISTOPHER H. GARDNER
PRESIDENT & CHIEF COMPLIANCE OFFICER
125 EAST JEFFERSON STREET
SUITE 920
SYRACUSE
NY
United States
Tel: 315-472-7045
Fax: 315-472-7053
(Full email address available in API data)

Regulatory Contact

APRIL MUELLER
VICE PRESIDENT OF OPERATIONS
125 EAST JEFFERSON STREET
SYRACUSE
NY
United States
Tel: 315-472-7045
Fax: 315-472-7053
(Full email address available in API data)

Industry Affiliates

FIRLEY, MORAN, FREER & EASSA, P.C. Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GARDNER, CHRISTOPHER, HOVEY Individual PRESIDENT & CHIEF COMPLIANCE OFFICER 12/2007 10-25%
MACLEOD, ROBERT, EDWIN Individual MANAGING MEMBER 05/2000 10-25%
PIETRASZEK, BRUCE, MICHAEL Individual MEMBER 05/2000 10-25%
GILHENEY, DANIEL, THOMAS Individual MEMBER 12/2007 10-25%
REID, MARK, STERLING Individual MEMBER 12/2007 10-25%
KINCAID, LAUREN, LOUISE Individual MEMBER 12/2010 10-25%
COLE, JEAN, ELLEN Individual MEMBER 01/2014 5-10%
COLOMBO, MARK, PETER Individual MEMBER 01/2014 < 5%
MUELLER, APRIL, MARIE Individual MEMBER 01/2020 < 5%
LABARGE, ANDREA, LEE Individual MEMBER 01/2020 < 5%
FLYNN, JAMES, S Individual MEMBER 01/2020 < 5%
BOUDREAU, ALFRED Individual MEMBER 01/2020 < 5%
ABBOUD, ANTHONY Individual MEMBER 01/2020 < 5%

No. Employees, Historic

10502020202120222023202420254 on 3/23/20204 on 6/15/20204 on 3/7/20214 on 3/17/20224 on 3/23/20234 on 8/29/20233 on 3/13/2024

RAUM, Historic

400M200M0202020212022202320242025262279599 on 3/23/2020262279599 on 6/15/2020280556757 on 3/7/2021340724767 on 3/17/2022316559274 on 3/23/2023316559274 on 8/29/2023357640491 on 3/13/2024

No. Clients, Historic

4002000202020212022202320242025306 on 3/23/2020306 on 6/15/2020326 on 3/7/2021326 on 3/17/2022292 on 3/23/2023292 on 8/29/2023294 on 3/13/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACCENTURE PLC IRELAND SHS CLASS A 233K 767
AFLAC INC COM 210K 2K
APPLE INC COM 332K 2K
AUTOMATIC DATA PROCESSING IN COM 222K 928
BROWN & BROWN INC COM 941K 11K
CENTRAL SECS CORP COM 602K 14K
DIMENSIONAL ETF TRUST INTERNATNAL VAL 13M 374K
DIMENSIONAL ETF TRUST US CORE EQUITY 2 1M 36K
DIMENSIONAL ETF TRUST US EQUITY ETF 22M 376K
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 24M 602K
DIMENSIONAL ETF TRUST US SMALL CAP ETF 12M 204K
DIMENSIONAL ETF TRUST US TARGETED VLU 28M 536K
DUCOMMUN INC DEL COM 232K 4K
ELI LILLY & CO COM 535K 591
EXXON MOBIL CORP COM 220K 2K
GE AEROSPACE COM NEW 474K 3K
JPMORGAN CHASE & CO. COM 225K 1K
MICROSOFT CORP COM 2M 4K
MONSTER BEVERAGE CORP NEW COM 300K 6K
NEXTERA ENERGY INC COM 238K 3K
QURATE RETAIL INC COM SER A 33K 53K
SPDR S&P 500 ETF TR TR UNIT 394K 723
TJX COS INC NEW COM 205K 2K
VISA INC COM CL A 266K 1K