FMF&E WEALTH MANAGEMENT, LLC
Adviser information for FMF&E WEALTH MANAGEMENT, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 691 | $357.3M |
Non-Discretionary | 1 | $360,013 |
Total | 692 | $357.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 203 | $57.8M |
HNW Individuals | 82 | $257.1M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $31.1M |
Charitable organizations | <5 | $5.7M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $5.9M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 71 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
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Compensation | % of AUM |
Principal Office
125 EAST JEFFERSON STREETSUITE 920
SYRACUSE
NY
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 315-472-7045, Fax: 315-472-7053
Chief Compliance Officer
CHRISTOPHER H. GARDNER
PRESIDENT & CHIEF COMPLIANCE OFFICER
125 EAST JEFFERSON STREET
SUITE 920
SYRACUSE
NY
United States
Tel:
315-472-7045
Fax:
315-472-7053
C*******@****************M
(Full email address available in API data)
Regulatory Contact
APRIL MUELLER
VICE PRESIDENT OF OPERATIONS
125 EAST JEFFERSON STREET
SYRACUSE
NY
United States
Tel:
315-472-7045
Fax:
315-472-7053
A*******@****************M
(Full email address available in API data)
Industry Affiliates
FIRLEY, MORAN, FREER & EASSA, P.C. | Accountant or accounting firm |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
GARDNER, CHRISTOPHER, HOVEY | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 12/2007 | 10-25% |
MACLEOD, ROBERT, EDWIN | Individual | – | MANAGING MEMBER | 05/2000 | 10-25% |
PIETRASZEK, BRUCE, MICHAEL | Individual | – | MEMBER | 05/2000 | 10-25% |
GILHENEY, DANIEL, THOMAS | Individual | – | MEMBER | 12/2007 | 10-25% |
REID, MARK, STERLING | Individual | – | MEMBER | 12/2007 | 10-25% |
KINCAID, LAUREN, LOUISE | Individual | – | MEMBER | 12/2010 | 10-25% |
COLE, JEAN, ELLEN | Individual | – | MEMBER | 01/2014 | 5-10% |
COLOMBO, MARK, PETER | Individual | – | MEMBER | 01/2014 | < 5% |
MUELLER, APRIL, MARIE | Individual | – | MEMBER | 01/2020 | < 5% |
LABARGE, ANDREA, LEE | Individual | – | MEMBER | 01/2020 | < 5% |
FLYNN, JAMES, S | Individual | – | MEMBER | 01/2020 | < 5% |
BOUDREAU, ALFRED | Individual | – | MEMBER | 01/2020 | < 5% |
ABBOUD, ANTHONY | Individual | – | MEMBER | 01/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ACCENTURE PLC IRELAND | SHS CLASS A | 233K | 767 | – |
AFLAC INC | COM | 210K | 2K | – |
APPLE INC | COM | 332K | 2K | – |
AUTOMATIC DATA PROCESSING IN | COM | 222K | 928 | – |
BROWN & BROWN INC | COM | 941K | 11K | – |
CENTRAL SECS CORP | COM | 602K | 14K | – |
DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 13M | 374K | – |
DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 1M | 36K | – |
DIMENSIONAL ETF TRUST | US EQUITY ETF | 22M | 376K | – |
DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 24M | 602K | – |
DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 12M | 204K | – |
DIMENSIONAL ETF TRUST | US TARGETED VLU | 28M | 536K | – |
DUCOMMUN INC DEL | COM | 232K | 4K | – |
ELI LILLY & CO | COM | 535K | 591 | – |
EXXON MOBIL CORP | COM | 220K | 2K | – |
GE AEROSPACE | COM NEW | 474K | 3K | – |
JPMORGAN CHASE & CO. | COM | 225K | 1K | – |
MICROSOFT CORP | COM | 2M | 4K | – |
MONSTER BEVERAGE CORP NEW | COM | 300K | 6K | – |
NEXTERA ENERGY INC | COM | 238K | 3K | – |
QURATE RETAIL INC | COM SER A | 33K | 53K | – |
SPDR S&P 500 ETF TR | TR UNIT | 394K | 723 | – |
TJX COS INC NEW | COM | 205K | 2K | – |
VISA INC | COM CL A | 266K | 1K | – |