LEVINE LEICHTMAN CAPITAL PARTNERS, LLC
Adviser information for LEVINE LEICHTMAN CAPITAL PARTNERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 65 |
|---|---|
| Investment Advisory/Research | 46 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 56 | $9.6B |
| Non-Discretionary | 0 | $0 |
| Total | 56 | $9.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 56 | $9.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 34 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-66987 |
|---|---|
| SEC ERA File Number | 801-66987 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140980 |
| Legal Entity Identifier | None |
Principal Office
345 N. MAPLE DRIVESUITE 300
BEVERLY HILLS
CA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 310-237-7594, Fax: 310-275-1441
Chief Compliance Officer
JANE KIM
CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL
345 N. MAPLE DR., STE 300
BEVERLY HILLS
CA
United States
Tel:
310-237-7594
J***@*******M
(Full email address available in API data)
Regulatory Contact
DAVID WOLMER
GENERAL COUNSEL/CO-CHIEF OPERATING OFFICER/VICE PRESIDENT
345 N. MAPLE DR. STE 300
BEVERLY HILLS
CA
United States
Tel:
310-275-5335
D******@*******M
(Full email address available in API data)
Industry Affiliates
| LEVINE LEICHTMAN STRATEGIC CAPITAL, LLC | Other investment adviser, including financial planners |
| LLCP CO-INVESTMENT GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LLCP EUROPE GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LLCP EUROPE LLP | Other investment adviser, including financial planners |
| LLCP GERMANY GMBH | Other investment adviser, including financial planners |
| LLCP LMM GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LLCP LMM III GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LLCP NETHERLANDS B.V. | Other investment adviser, including financial planners |
| LLCP PARTNERS EUROPE II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LLCP PARTNERS EUROPE II GP, S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| LLCP PARTNERS IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LLCP PARTNERS V GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LLCP PARTNERS VI GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LLCP PARTNERS VII GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LLCP PCS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LLCP SMALL BUSINESS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LLCP SWEDEN AB | Other investment adviser, including financial planners |
| LLCP-A GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BSI DEBTCO, LLC | CO-INVESTMENT VEHICLE | $0.9M | $0.0M | 5 |
| BSI INVESTCO, LLC | CO-INVESTMENT VEHICLE | $0.0M | $0.0M | 4 |
| CCG EQUITYCO, LLC | CO-INVESTMENT VEHICLE | $0.9M | $0.0M | 6 |
| CSHC CO-INVEST BLOCKED LLC | CO-INVESTMENT VEHICLE | $89.9M | $0.0M | 5 |
| CSHC CO-INVEST UNBLOCKED LLC | CO-INVESTMENT VEHICLE | $138.8M | $0.0M | 13 |
| CSHC DEBTCO LLC | CO-INVESTMENT VEHICLE | $3.5M | $0.0M | 11 |
| GNVA DEBT HOLDCO, LLC | CO-INVESTMENT VEHICLE | $2.3M | $0.0M | 4 |
| GNVA EQUITY HOLDCO, LLC | CO-INVESTMENT VEHICLE | $0.0M | $0.0M | 5 |
| IPM CO-INVEST LP | CO-INVESTMENT VEHICLE | $68.0M | $0.0M | 7 |
| IPM CO-INVEST LP II, L.P. | CO-INVESTMENT VEHICLE | $7.7M | $0.0M | 6 |
| LBR CO-INVEST DEBTCO II, L.P. | CO-INVESTMENT VEHICLE | $4.7M | $0.0M | 7 |
| LBR CO-INVEST DEBTCO, L.P. | CO-INVESTMENT VEHICLE | $3.4M | $0.0M | 8 |
| LBR CO-INVEST EQUITYCO, LLC | CO-INVESTMENT VEHICLE | $76.7M | $0.0M | 8 |
| LEVINE LEICHTMAN CAPITAL PARTNERS EUROPE II SCSP | Private Equity Fund | $494.4M | $10.0M | 33 |
| LEVINE LEICHTMAN CAPITAL PARTNERS EUROPE, L.P. | Private Equity Fund | $1.3M | $0.0M | 2 |
| LEVINE LEICHTMAN CAPITAL PARTNERS IV - AMICUS FUND, L.P. | Private Equity Fund | $0.4M | $0.0M | 6 |
| LEVINE LEICHTMAN CAPITAL PARTNERS IV, L.P. | Private Equity Fund | $105.6M | $10.0M | 49 |
| LEVINE LEICHTMAN CAPITAL PARTNERS PRIVATE CAPITAL SOLUTIONS PARALLEL FUND, L.L.C. | Private Equity Fund | $0.0M | $0.0M | 4 |
| LEVINE LEICHTMAN CAPITAL PARTNERS PRIVATE CAPITAL SOLUTIONS, L.P. | Private Equity Fund | $3.5M | $5.0M | 8 |
| LEVINE LEICHTMAN CAPITAL PARTNERS V AIV, L.P. | Private Equity Fund | $0.5M | $10.0M | 58 |
| LEVINE LEICHTMAN CAPITAL PARTNERS V AMICUS FUND AIV, L.P. | Private Equity Fund | $0.0M | $0.0M | 16 |
| LEVINE LEICHTMAN CAPITAL PARTNERS V AMICUS FUND, L.P. | Private Equity Fund | $0.4M | $0.0M | 16 |
| LEVINE LEICHTMAN CAPITAL PARTNERS V INTERNATIONAL FUND, L.P. | Private Equity Fund | $17.5M | $10.0M | 16 |
| LEVINE LEICHTMAN CAPITAL PARTNERS V, L.P. | Private Equity Fund | $75.3M | $10.0M | 58 |
| LEVINE LEICHTMAN CAPITAL PARTNERS VI AIV, L.P. | Private Equity Fund | $466.8M | $10.0M | 98 |
| LEVINE LEICHTMAN CAPITAL PARTNERS VI AMICUS FUND AIV, L.P. | Private Equity Fund | $1.3M | $0.0M | 12 |
| LEVINE LEICHTMAN CAPITAL PARTNERS VI AMICUS FUND, L.P. | Private Equity Fund | $6.7M | $0.0M | 12 |
| LEVINE LEICHTMAN CAPITAL PARTNERS VI-A AIV, L.P. | Private Equity Fund | $353.3M | $10.0M | 79 |
| LEVINE LEICHTMAN CAPITAL PARTNERS VI-A, L.P. | Private Equity Fund | $1,826.2M | $10.0M | 80 |
| LEVINE LEICHTMAN CAPITAL PARTNERS VI, L.P. | Private Equity Fund | $2,426.4M | $10.0M | 98 |
| LEVINE LEICHTMAN CAPITAL PARTNERS VII-A, L.P. | Private Equity Fund | $1.6M | $10.0M | 16 |
| LEVINE LEICHTMAN CAPITAL PARTNERS VII, L.P. | Private Equity Fund | $3.3M | $10.0M | 33 |
| LEVINE LEICHTMAN SMALL BUSINESS FUND, L.P. | Hedge Fund | $2.2M | $10.0M | 10 |
| LLCP CO-INVESTMENT FUND AIV, L.P. | Private Equity Fund | $0.0M | $10.0M | 15 |
| LLCP CO-INVESTMENT FUND, L.P. | Private Equity Fund | $21.0M | $10.0M | 15 |
| LLCP CO-INVESTMENT PARALLEL FUND AIV, L.P. | Private Equity Fund | $0.0M | $10.0M | 1 |
| LLCP CO-INVESTMENT PARALLEL FUND, L.P. | Private Equity Fund | $10.1M | $10.0M | 1 |
| LLCP LOWER MIDDLE MARKET FUND III-A, L.P. | Private Equity Fund | $263.4M | $10.0M | 52 |
| LLCP LOWER MIDDLE MARKET FUND III, L.P. | Private Equity Fund | $489.4M | $10.0M | 82 |
| LLCP LOWER MIDDLE MARKET FUND, L.P. | Private Equity Fund | $386.9M | $0.0M | 2 |
| LLCP VI-A LR PARTNERSHIP LP | CO-INVESTMENT VEHICLE | $0.0M | $0.0M | 1 |
| LLCP-A INVESTMENT PARTNERSHIP, L.P. | Private Equity Fund | $11.6M | $0.0M | 1 |
| LMM PARALLEL FUND, L.P. | Private Equity Fund | $7.1M | $0.0M | 2 |
| PRIME CO-INVEST DEBTCO, L.P. | CO-INVESTMENT VEHICLE | $3.3M | $0.0M | 4 |
| PRIME CO-INVEST EQUITYCO I, L.P. | CO-INVESTMENT VEHICLE | $16.5M | $0.0M | 1 |
| PRIME CO-INVEST EQUITYCO II, L.P. | CO-INVESTMENT VEHICLE | $4.1M | $0.0M | 1 |
| PRIME CO-INVEST EQUITYCO III-D, L.P. | CO-INVESTMENT VEHICLE | $1.6M | $0.0M | 1 |
| PRIME CO-INVEST EQUITYCO III-L, L.P. | CO-INVESTMENT VEHICLE | $14.4M | $0.0M | 1 |
| SKA CAYMAN CO-INVEST DEBTCO, L.P. | CO-INVESTMENT VEHICLE | $0.0M | $0.0M | 2 |
| SKA CAYMAN CO-INVEST EQUITYCO, L.P. | CO-INVESTMENT VEHICLE | $0.0M | $0.0M | 2 |
| SUVETO CO-INVEST, LP | CO-INVESTMENT VEHICLE | $5.5M | $0.0M | 7 |
| TSC CO-INVEST LP | CO-INVESTMENT VEHICLE | $407.2M | $0.0M | 18 |
| TSS CO-INVEST HOLDINGS, LP | CO-INVESTMENT VEHICLE | $316.2M | $0.0M | 15 |
| UNICORN CO-INVEST CO, L.P. | CO-INVESTMENT VEHICLE | $43.9M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEVINE, ARTHUR, EDWARD | Individual | – | CO-CHAIRPERSON OF THE EXECUTIVE COMMITTEE | 03/1994 | < 5% |
| LEICHTMAN, LAUREN, BETH | Individual | – | CO-CHAIRPERSON OF THE EXECUTIVE COMMITTEE | 03/1994 | < 5% |
| HOGAN, STEPHEN, JAMES | Individual | – | PRESIDENT/CO-CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | 08/1996 | < 5% |
| WOLMER, DAVID, ISAAC | Individual | – | GENERAL COUNSEL/CO-CHIEF OPERATING OFFICER/VICE PRESIDENT | 03/2015 | < 5% |
| LLCP HOLDING COMPANY, LP | Foreign Entity | – | MEMBER | 09/2018 | > 75% |
| LEVINE, ARTHUR, EDWARD | Individual | LEICHTMAN-LEVINE LIVING TRUST, DATED JUNE 29, 1988 | TRUSTEE | 06/1988 | |
| LEICHTMAN, LAUREN, BETH | Individual | LEICHTMAN-LEVINE LIVING TRUST, DATED JUNE 29, 1988 | TRUSTEE | 06/1988 | |
| MAPLE DRIVE MANAGEMENT, LP | Foreign Entity | LLCP HOLDING COMPANY, LP | LIMITED PARTNER | 09/2018 | > 75% |
| MAPLE DRIVE MANAGEMENT GP, LLC | Domestic Entity | LLCP HOLDING COMPANY, LP | GENERAL PARTNER | 09/2018 | |
| MAPLE DRIVE MANAGEMENT HOLDINGS, INC. | Domestic Entity | MAPLE DRIVE MANAGEMENT, LP | LIMITED PARTNER | 09/2018 | 50-75% |
| MAPLE DRIVE MANAGEMENT GP, LLC | Domestic Entity | MAPLE DRIVE MANAGEMENT, LP | GENERAL PARTNER | 09/2018 | |
| LEICHTMAN-LEVINE LIVING TRUST, DATED JUNE 29, 1988 | Domestic Entity | MAPLE DRIVE MANAGEMENT HOLDINGS, INC. | SHAREHOLDER | 09/2018 | > 75% |
| LEICHTMAN-LEVINE LIVING TRUST, DATED JUNE 29, 1988 | Domestic Entity | MAPLE DRIVE MANAGEMENT GP, LLC | MEMBER | 09/2018 | > 75% |
| LEVINE, ARTHUR, EDWARD | Individual | MAPLE DRIVE MANAGEMENT GP, LLC | MANAGER | 09/2018 | |
| LEICHTMAN, LAUREN, BETH | Individual | MAPLE DRIVE MANAGEMENT GP, LLC | MANAGER | 09/2018 | |
| Kim, Jane, H. | Individual | – | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | 04/2023 | < 5% |