Hedge Fund Database

CLARIS ADVISORS, LLC

Adviser information for CLARIS ADVISORS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Missouri, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 941 $677.6M
Non-Discretionary 0 $0
Total 941 $677.6M

Clients

Type Number RAUM
Individuals 188 $81.1M
HNW Individuals 129 $550.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 9 $16.3M
Charitable organizations <5 $277,373
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $30.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING SERVICES
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-66993
SEC ERA File Number 801-66993
SEC CIK Numbers 1905092
SEC CRD Numbers 117734
Legal Entity Identifier None

Principal Office

800 MARKET STREET
SUITE 500
ST. LOUIS
MO
United States
Monday - Friday, 8:00AM TO 5:00 PM
Tel: 314-655-5504, Fax: 314-655-5506

Websites

www.claris-advisors.com www.linkedin.com/company/claris-advisors twitter.com/clarisadvisors

Chief Compliance Officer

STANLEY D. ROYER
PRESIDENT & CHIEF COMPLIANCE OFFICER
800 MARKET STREET
SUITE 500
ST. LOUIS
MO
United States
Tel: 314-655-5504
Fax: 314-655-5506
(Full email address available in API data)

Regulatory Contact

CHERYL MORENA
CLIENT SERVICES MANAGER
800 MARKET STREET
SUITE 500
ST. LOUIS
MO
United States
Tel: 314-655-5504
Fax: 314-655-5506
(Full email address available in API data)

Industry Affiliates

ANDERS Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ROYER, STANLEY, DEAN Individual – PRESIDENT, MEMBER & CHIEF COMPLIANCE OFFICER 04/1999 < 5%
CAMPBELL, CRAIG, RICHARD Individual – MEMBER 04/1999 < 5%
SCHULTE, ROBERT, CLIFTON Individual – MEMBER 04/1999 < 5%
EVANS, MICHAEL, JOHN Individual – MEMBER 04/1999 < 5%
MINKLER, ROBERT, JEROME Individual – MEMBER 12/2006 < 5%
SCOTT, JOHN, CHARLES Individual – MEMBER 12/2006 < 5%
MUELLER, DOUGLAS, DEAN Individual – MEMBER 01/2012 < 5%
HINSEN, MARK, GURVIS Individual – MEMBER 01/2012 < 5%
BARNARD, DEREK, ALAN Individual – MEMBER 01/2013 < 5%
MCCOOK, BRIAN, MICHAEL Individual – MEMBER 01/2013 < 5%
MUDD, DANIEL, WILLIAM Individual – MEMBER 01/2013 < 5%
BERGER, ROBERT, LEE Individual – MEMBER 01/2017 < 5%
IVERSON, SCOTT Individual – MEMBER 01/2020 < 5%
DEE, JEANNE, MARIE Individual – MEMBER 01/2022 < 5%
FINKLANG, DAVID, MATTHEW Individual – MEMBER 01/2022 < 5%
GALL, CHAD, RYAN Individual – MEMBER 01/2022 < 5%
HARTLEY, DAVID, ELWYN Individual – MEMBER 01/2022 < 5%
HELM, THOMAS, STEPHEN Individual – MEMBER 01/2022 < 5%
HIBLOVIC, JULIE, KATHERINE Individual – MEMBER 01/2022 < 5%
HOFFMAN, SCOTT, ALLAN Individual – MEMBER 01/2022 < 5%
MEYER, JEANNE, LOUISE Individual – MEMBER 01/2022 < 5%
MCCLURE, BRENT, ERVIN Individual – MEMBER 01/2022 < 5%
PREST, ADAM, STEVEN Individual – MEMBER 01/2022 < 5%
PREST, ERIN, ELIZABETH Individual – MEMBER 01/2022 < 5%
RIPPLEMEYER, LORRI, ANN Individual – MEMBER 01/2022 < 5%
SCHINDLER, DANIEL, KALIN Individual – MEMBER 01/2022 < 5%
STAFFORD, MICHAEL, ROBERT Individual – MEMBER 01/2022 < 5%
STUMPE, BRADLEY, ROBERT Individual – MEMBER 01/2022 < 5%
SUMMERS, KEVIN, PATRICK Individual – MEMBER 01/2022 < 5%
WAITIKITUS, JONATHAN, KYLE Individual – MEMBER 01/2022 < 5%
MADISON, ROBERT, CHRISTOPHER Individual – MEMBER 01/2022 < 5%
HALE, GABRIEL, ADAM Individual – MEMBER 07/2022 < 5%
KANIECKI, BRENT, JOSEPH Individual – MEMBER 01/2023 < 5%
LUCKETT, LUKE, AUSTIN Individual – MEMBER 01/2023 < 5%
MARTY, JUSTIN, PATRICK Individual – MEMBER 01/2023 < 5%
SANCHEZ, LESLIE, MARIE Individual – MEMBER 01/2023 < 5%
STONNER, NATHAN, PAUL Individual – MEMBER 01/2023 < 5%
GRUNDEN, JODY, ALLEN Individual – MEMBER 07/2022 < 5%
MADDOX, JANE, MARIE Individual – MEMBER 01/2024 < 5%
DEIEN, JULIA, ANN Individual – MEMBER 01/2024 < 5%
GOTWAY, JASON, NORMAN Individual – MEMBER 01/2024 < 5%

No. Employees, Historic

10502020202120222023202420254 on 3/2/20204 on 6/23/20206 on 3/18/20214 on 2/25/20225 on 3/20/20235 on 8/24/20235 on 3/26/2024

RAUM, Historic

700M350M0202020212022202320242025382209888 on 3/2/2020382209888 on 6/23/2020433019320 on 3/18/2021545978059 on 2/25/2022581875045 on 3/20/2023581875045 on 8/24/2023677649175 on 3/26/2024

No. Clients, Historic

4002000202020212022202320242025243 on 3/2/2020243 on 6/23/2020273 on 3/18/2021290 on 2/25/2022317 on 3/20/2023317 on 8/24/2023326 on 3/26/2024

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 210K 1K –
AMAZON COM INC COM 618K 3K –
AMERICAN CENTY ETF TR INTL SMCP VLU 1M 20K –
AMERICAN EXPRESS CO COM 241K 1K –
APPLE INC COM 2M 8K –
BECTON DICKINSON & CO COM 315K 1K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 260K 638 –
BOEING CO COM 366K 2K –
CALERES INC COM 443K 13K –
CATERPILLAR INC COM 810K 2K –
CHEVRON CORP NEW COM 302K 2K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 3M 98K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 2M 70K –
DIMENSIONAL ETF TRUST GLOBAL REAL EST 628K 25K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 12M 329K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 2M 56K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 256K 10K –
DIMENSIONAL ETF TRUST INTL HIGH PROFIT 3M 116K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 3M 121K –
DIMENSIONAL ETF TRUST NATL MUN BD ETF 219K 5K –
DIMENSIONAL ETF TRUST SHORT DURATION F 1M 28K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 4M 103K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 51M 2M –
DIMENSIONAL ETF TRUST US EQUITY ETF 13M 226K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 5M 160K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 15M 385K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 6M 105K –
DIMENSIONAL ETF TRUST US TARGETED VLU 4M 78K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 13M 509K –
EA SERIES TRUST EA BRIDGEWAY OMN 29M 1M –
EMERSON ELEC CO COM 243K 2K –
ENTERPRISE FINL SVCS CORP COM 230K 6K –
EXXON MOBIL CORP COM 496K 4K –
HONEYWELL INTL INC COM 218K 1K –
ISHARES TR CORE MSCI INTL 1M 21K –
ISHARES TR CORE S&P TTL STK 5M 41K –
ISHARES TR EAFE VALUE ETF 443K 8K –
JOHNSON & JOHNSON COM 208K 1K –
LOWES COS INC COM 421K 2K –
META PLATFORMS INC CL A 990K 2K –
MICROSOFT CORP COM 1M 3K –
NVIDIA CORPORATION COM 443K 4K –
PACCAR INC COM 731K 7K –
PEPSICO INC COM 316K 2K –
SCHWAB STRATEGIC TR US BRD MKT ETF 243K 4K –
SPDR SER TR PORTFOLIO S&P500 237K 4K –
STANLEY BLACK & DECKER INC COM 206K 3K –
THE CIGNA GROUP COM 274K 829 –
UNITEDHEALTH GROUP INC COM 740K 1K –
US BANCORP DEL COM NEW 2M 47K –
VANGUARD INDEX FDS SM CP VAL ETF 240K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 915K 3K –
VANGUARD MALVERN FDS STRM INFPROIDX 325K 7K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 1M 23K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 346K 4K –
WALMART INC COM 404K 6K –