Hedge Fund Database

RATHER & KITTRELL, INC.

Adviser information for RATHER & KITTRELL, INC. last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Tennessee, United States

Employees

Total Number of Employees 28
Investment Advisory/Research 16
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 15
Licensed Agents of an Insurance Company 9
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,789 $919.1M
Non-Discretionary 116 $572.0M
Total 2,905 $1.5B

Clients

Type Number RAUM
Individuals 727 $241.0M
HNW Individuals 281 $668.0M
Banking or thrift institutions <5 $59.6M
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 104 $506.2M
Charitable organizations 6 $4.8M
State or municipal gov entities <5 $1.5M
Other investment advisers <5 $1.2M
Insurance companies <5 $1.9M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $6.9M
Other <5 $9,308
Type Number
No. of Non-RAUM Clients 22
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1004

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING
Compensation % of AUMHourly chargesFixed feesCommissions

Identifiers

SEC RIA File Number 801-66996
SEC ERA File Number 801-66996
SEC CIK Numbers 1582112
SEC CRD Numbers 114885
Legal Entity Identifier None

Principal Office

11905 KINGSTON PIKE
KNOXVILLE
TN
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 865-218-8400, Fax: 865-218-8450

Websites

twitter.com/ratherkittrell www.rkcapital.com www.facebook.com/rkcapital/ www.meetfutureyou.com/ www.instagram.com/ratherkittrell/ www.linkedin.com/company/rather-&-kittrell

Chief Compliance Officer

LYTLE A. RATHER IV
PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER
11905 KINGSTON PIKE
KNOXVILLE
TN
United States
Tel: 865-218-8404
Fax: 865-218-8450
(Full email address available in API data)

Regulatory Contact

GREG MCMURRY
CHIEF OPERATING OFFICER
11905 KINGSTON PIKE
KNOXVILLE
TN
United States
Tel: 865-218-8410
Fax: 865-218-8450
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RATHER, LYTLE, ALEXANDER Individual RK HOLDINGS, INC. OWNER, PRESIDENT 01/2017 25-50%
RATHER, LYTLE, ALEXANDER Individual – PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER 05/2000 < 5%
KITTRELL, CHRISTIAN, GARTH Individual – VP., SECRETARY & DIRECTOR 05/2000 < 5%
MCMURRY, GREGORY, D Individual – CHIEF OPERATING OFFICER 10/2015 < 5%
KITTRELL, CHRISTIAN, GARTH Individual RK HOLDINGS, INC. OWNER, SECRETARY 01/2017 25-50%
RK HOLDINGS, INC. Domestic Entity – OWNER 01/2017 > 75%

No. Employees, Historic

3015020202021202220232024202521 on 1/22/202021 on 3/10/202021 on 5/26/202021 on 6/10/202021 on 11/19/202022 on 3/4/202122 on 3/17/202122 on 8/4/202122 on 8/24/202122 on 9/18/202127 on 3/28/202227 on 5/23/202227 on 9/8/202227 on 11/4/202225 on 3/30/202325 on 5/8/202328 on 3/12/2024

RAUM, Historic

2B1B0202020212022202320242025728221572 on 1/22/2020878694418 on 3/10/2020878694418 on 5/26/2020878694418 on 6/10/2020878694418 on 11/19/20201057573646 on 3/4/20211057573646 on 3/17/20211057573646 on 8/4/20211057573646 on 8/24/20211057573646 on 9/18/20211271370168 on 3/28/20221271370168 on 5/23/20221271370168 on 9/8/20221271370168 on 11/4/20221204469809 on 3/30/20231204469809 on 5/8/20231491125911 on 3/12/2024

No. Clients, Historic

2,0001,0000202020212022202320242025769 on 1/22/2020758 on 3/10/2020758 on 5/26/2020758 on 6/10/2020758 on 11/19/2020907 on 3/4/2021907 on 3/17/2021907 on 8/4/2021907 on 8/24/2021907 on 9/18/2021987 on 3/28/2022987 on 5/23/2022987 on 9/8/2022987 on 11/4/20221067 on 3/30/20231067 on 5/8/20231130 on 3/12/2024

Holdings

From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM 288K 1K –
APPLE INC COM 3M 14K –
ASTEC INDS INC COM 723K 24K –
BANK AMERICA CORP COM 1M 26K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 302K 742 –
BLACKROCK INC COM 239K 303 –
CAPITAL GROUP CORE EQUITY ET SHS CREATION UNI 277K 9K –
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 566K 17K –
CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI 354K 12K –
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 342K 10K –
CAPITAL GROUP INTERNATIONAL SHS 212K 7K –
CAPITAL GROUP INTL FOCUS EQT SHS CREATION UNI 372K 14K –
CAPITAL GRP FIXED INCM ETF T CORE BOND ETF 263K 10K –
CHENIERE ENERGY INC COM NEW 262K 1K –
CHEVRON CORP NEW COM 1M 7K –
CISCO SYS INC COM 519K 11K –
CONSOLIDATED COMM HLDGS INC COM 112K 25K –
COSTCO WHSL CORP NEW COM 311K 366 –
DIMENSIONAL ETF TRUST WORLD EX US CORE 2M 74K –
DIMENSIONAL ETF TRUST US TARGETED VLU 7M 131K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 12M 338K –
DIMENSIONAL ETF TRUST US CORE EQUITY 1 12M 197K –
DIMENSIONAL ETF TRUST GLOBAL REAL EST 9M 376K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 32M 774K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 38M 1M –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 476K 18K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 5M 123K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 2M 67K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 665K 17K –
DIMENSIONAL ETF TRUST SHORT DURATION F 31M 662K –
DIMENSIONAL ETF TRUST INFLATION PROTE 12M 305K –
DIMENSIONAL ETF TRUST NATL MUN BD ETF 28M 580K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 11M 387K –
DIMENSIONAL ETF TRUST US REAL ESTATE E 19M 852K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 9M 351K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 39M 1M –
DIMENSIONAL ETF TRUST EMERGING MKTS VA 484K 18K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 18M 664K –
ENERGY TRANSFER L P COM UT LTD PTN 171K 11K –
EXXON MOBIL CORP COM 806K 7K –
FIDELITY COVINGTON TRUST MSCI RL EST ETF 916K 36K –
FIRST HORIZON CORPORATION COM 1M 76K –
HILTON GRAND VACATIONS INC COM 2M 44K –
HOME DEPOT INC COM 881K 3K –
INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 827K 17K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 1M 38K –
ISHARES TR CORE 1 5 YR USD 1M 27K –
ISHARES TR CORE MSCI TOTAL 3M 49K –
ISHARES TR CORE S&P TTL STK 4M 33K –
ISHARES TR U.S. REAL ES ETF 2M 18K –
ISHARES TR 1 3 YR TREAS BD 1M 17K –
ISHARES TR MSCI ACWI ETF 549K 5K –
ISHARES TR CORE S&P500 ETF 1M 2K –
ISHARES TR TIPS BD ETF 6M 55K –
ISHARES TR CORE US AGGBD ET 2M 21K –
JOHNSON & JOHNSON COM 471K 3K –
JPMORGAN CHASE & CO. COM 277K 1K –
KIMBERLY-CLARK CORP COM 603K 4K –
LOWES COS INC COM 2M 11K –
MARTIN MARIETTA MATLS INC COM 17M 31K –
MCDONALDS CORP COM 415K 2K –
MICROSOFT CORP COM 1M 3K –
NEXTERA ENERGY INC COM 1M 15K –
NVIDIA CORPORATION COM 837K 7K –
OKTA INC CL A 527K 6K –
ORACLE CORP COM 227K 2K –
PROCTER AND GAMBLE CO COM 253K 2K –
PROGRESSIVE CORP COM 351K 2K –
QUALCOMM INC COM 363K 2K –
RYMAN HOSPITALITY PPTYS INC COM 812K 8K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 994K 13K –
SPDR S&P 500 ETF TR TR UNIT 212K 390 –
SUMMIT MATLS INC CL A 220K 6K –
TRUIST FINL CORP COM 2M 55K –
UNITED CMNTY BKS BLAIRSVLE G COM 462K 18K –
VANECK ETF TRUST GOLD MINERS ETF 2M 50K –
VANGUARD BD INDEX FDS SHORT TRM BOND 319K 4K –
VANGUARD INDEX FDS GROWTH ETF 619K 2K –
VANGUARD INDEX FDS VALUE ETF 693K 4K –
VANGUARD WORLD FD ENERGY ETF 1M 9K –
VULCAN MATLS CO COM 224K 899 –
WALMART INC COM 593K 9K –