HAYES ASSET MANAGEMENT, LLC
Adviser information for HAYES ASSET MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 292 | $112.7M |
| Non-Discretionary | 18 | $21.1M |
| Total | 310 | $133.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 87 | $18.8M |
| HNW Individuals | 31 | $114.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $107,000 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-67003 |
|---|---|
| SEC ERA File Number | 801-67003 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 141220 |
| Legal Entity Identifier | None |
Principal Office
400 ANDREWS STREET, SUITE 600ROCHESTER
NY
United States
Monday - Friday, 9:00AM-4:30PM
Tel: 585-730-6951, Fax: 585-730-6944
Websites
Chief Compliance Officer
CHRIS HAYES
PRESIDENT AND CEO
400 ANDREWS ST. SUITE 600
ROCHESTER
NY
United States
Tel:
585-730-6951
Fax:
585-730-6944
C*****@****************M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER HAYES
PRES./CEO
400 ANDREWS STREET, SUITE 600
ROCHESTER
NY
United States
Tel:
585-730-6951
Fax:
585-730-6944
C*****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAYES, CHRISTOPHER, CHARLES | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 06/2006 | > 75% |