ALLEN CAPITAL MANAGEMENT, LLC
Adviser information for ALLEN CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 268 | $179.3M |
| Non-Discretionary | 0 | $0 |
| Total | 268 | $179.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 97 | $84.1M |
| HNW Individuals | 13 | $95.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-67018 |
|---|---|
| SEC ERA File Number | 801-67018 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 135147 |
| Legal Entity Identifier | None |
Principal Office
701 COLUMBIA ST, STE 104VANCOUVER
WA
United States
Monday - Friday, 8:30AM-4:00PM
Tel: 503-292-1041, Fax: 503-243-6708
Websites
Chief Compliance Officer
STUART B. ALLEN
PRESIDENT/OWNER
5000 MEADOWS RD, STE 300
LAKE OSWEGO
OR
United States
Tel:
503 292 1041
Fax:
503 243-6708
S*****@*************M
(Full email address available in API data)
Regulatory Contact
STUART B. ALLEN
PRESIDENT/OWNER
701 COLUMBIA ST, STE 104
VANCOUVER
WA
United States
Tel:
5032921041
Fax:
503-243-6708
S*****@*************M
(Full email address available in API data)
Industry Affiliates
| 5000 MEADOWS RD., STE 300, LAKE OSWEGO, OR 97035 | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALLEN, STUART, BRADLEY | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 04/2005 | < 5% |
| ALLEN TRUST COMPANY | Domestic Entity | – | OWNER | 01/2023 | > 75% |