NEPSIS, INC.
Adviser information for NEPSIS, INC. last updated from Form ADV on March 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 15 |
| Licensed Agents of an Insurance Company | 13 |
| No. of Firms/People that Solicit Clients | 8 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,942 | $350.8M |
| Non-Discretionary | 0 | $0 |
| Total | 1,942 | $350.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 778 | $199.9M |
| HNW Individuals | 67 | $146.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.4M |
| Charitable organizations | <5 | $2.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesSubscription feesFixed feesFEES FOR RESEARCH SERVICES |
| Other Business Activities | Insurance broker or agentQUALIFIED RETIREMENT ACCOUNT ADMINISTRATION |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 350.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| NEPSIS WRAP ACCOUNT PROGRAM | NEPSIS, INC. |
Principal Office
8674 EAGLE CREEK CIRCLEMINNEAPOLIS
MN
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 952-746-2003, Fax: 952-726-2006
Chief Compliance Officer
MARK PEARSON
PRESIDENT
8674 EAGLE CREEK CIRCLE
MINNEAPOLIS
MN
United States
Tel:
952-746-2003
Fax:
952-746-2006
M*******@********************M
(Full email address available in API data)
Regulatory Contact
DAVID KRYPEL
VICE PRESIDENT OF OPERATIONS
8674 EAGLE CREEK CIRCLE
MINNEAPOLIS
MN
United States
Tel:
952-746-2003
Fax:
952-746-2006
D******@********************M
(Full email address available in API data)
Industry Affiliates
| NEPSIS ADVISOR SERVICES, INC. | Other investment adviser, including financial planners |
| NEPSIS INSURANCE SERVICES | Insurance company or agency |
| NEPSIS TAX SOLUTIONS, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PEARSON, MARK, WILLIAM | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 02/2001 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ADVANCED MICRO DEVICES INC | COM | 25M | 154K | – |
| ALPHABET INC | CAP STK CL C | 23M | 123K | – |
| AMERICAN INTL GROUP INC | COM NEW | 19M | 262K | – |
| AMGEN INC | COM | 17M | 56K | – |
| APPLIED MATLS INC | COM | 16M | 68K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 236K | 6K | – |
| CAVA GROUP INC | COM | 13M | 141K | – |
| CHUBB LIMITED | COM | 18M | 71K | – |
| CYBERARK SOFTWARE LTD | SHS | 15M | 56K | – |
| DEVON ENERGY CORP NEW | COM | 21M | 441K | – |
| DIAMONDBACK ENERGY INC | COM | 17M | 83K | – |
| DUKE ENERGY CORP NEW | COM NEW | 2M | 16K | – |
| GENERAL MLS INC | COM | 4M | 61K | – |
| HEALTH CATALYST INC | COM | 8M | 1M | – |
| IRON MTN INC DEL | COM | 6M | 70K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 2M | 38K | – |
| MASTERCARD INCORPORATED | CL A | 16M | 37K | – |
| NATIONAL HEALTH INVS INC | COM | 4M | 57K | – |
| ORACLE CORP | COM | 343K | 2K | – |
| PETIQ INC | COM CL A | 20M | 901K | – |
| QUALCOMM INC | COM | 24M | 120K | – |
| RENAISSANCERE HLDGS LTD | COM | 20M | 91K | – |
| RLI CORP | COM | 15M | 104K | – |
| SHOPIFY INC | CL A | 20M | 309K | – |
| SOUTHERN CO | COM | 3M | 41K | – |
| THE CIGNA GROUP | COM | 15M | 46K | – |
| VISA INC | COM CL A | 16M | 60K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 11M | 1M | – |