YORKVILLE CAPITAL MANAGEMENT LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	2
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	56	$14.5M
Non-Discretionary	0	$0
Total	56	$14.5M

Clients

Type	Number	RAUM
Individuals	12	$920,513
HNW Individuals	44	$13.5M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	507,298
Both for Same	0

Portfolio Manager to Program	Sponsor
INVESTMENT MANAGEMENT SERVICES (IMS)	MORGAN STANLEY SMITH BARNEY

Identifiers

SEC RIA File Number	801-67050
SEC ERA File Number	801-67050
SEC CIK Numbers	1590784
SEC CRD Numbers	141333
Legal Entity Identifier	None

Principal Office

1516 PARK AVENUE
SUITE #7B
NEW YORK
NY
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic