HALLADOR INVESTMENT ADVISORS, INC.
Adviser information for HALLADOR INVESTMENT ADVISORS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 26 | $306.7M |
| Non-Discretionary | 0 | $0 |
| Total | 26 | $306.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 9 | $35,400 |
| HNW Individuals | 12 | $8.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $298.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-67056 |
|---|---|
| SEC ERA File Number | 801-67056 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 141335 |
| Legal Entity Identifier | None |
Principal Office
5485 KIETZKE LANERENO
NV
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 775-548-1730, Fax: 775-548-1740
Chief Compliance Officer
AILEEN HOURIGAN
CFO
5485 KIETZKE LANE
RENO
NV
United States
Tel:
775-298-5887
A*****@***********M
(Full email address available in API data)
Regulatory Contact
KEVIN LEARY
PRESIDENT AND CEO
5485 KIETZKE LANE
RENO
NV
United States
Tel:
775-548-1737
K****@***********M
(Full email address available in API data)
Industry Affiliates
| HALLADOR MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HALLADOR ALTERNATIVE ASSETS FUND LLC | FUND OF FUNDS | $175.7M | $0.5M | 3 |
| HALLADOR BALANCED FUND LLC | FUND OF FUNDS | $82.2M | $0.5M | 31 |
| HALLADOR CASH FUND LP | Liquidity Fund | $4.8M | $0.0M | 23 |
| THE MOKA FUND LP | Hedge Fund | $28.6M | $0.5M | 19 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARDIE, DAVID, CLYDE | Individual | – | EXECUTIVE CHAIRMAN OF THE BOARD | 05/2004 | > 75% |
| LEARY, KEVIN, DANIEL | Individual | – | PRESIDENT AND CEO | 06/2018 | < 5% |
| HOURIGAN, AILEEN, MARGARET | Individual | – | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | 06/2018 | < 5% |