UNFCU ADVISORS LLC
Adviser information for UNFCU ADVISORS LLC last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $32.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $32.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 23 | $0 |
| HNW Individuals | 5 | $0 |
| Banking or thrift institutions | <5 | $32.3M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 52 |
| No. of Non-U.S. Clients | 98 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-67069 |
|---|---|
| SEC ERA File Number | 801-67069 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 136572 |
| Legal Entity Identifier | None |
Principal Office
24-01 44TH ROADLONG ISLAND CITY
NY
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 212-324-3900, Fax: None
Chief Compliance Officer
ANTHONY DILORENZO
24-01 44TH ROAD
LONG ISLAND CITY
NY
United States
Tel:
212-476-8775
A*********@********M
(Full email address available in API data)
Regulatory Contact
JOSEPH MARASCIULLO
PRESIDENT
24-01 44TH ROAD
LONG ISLAND CITY
NY
United States
Tel:
212-324-2715
J***********@********M
(Full email address available in API data)
Industry Affiliates
| UNFCU ADVISORS GMBH | Insurance company or agency |
| UNITED NATIONS FEDERAL CREDIT UNION | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| UNFCU FEDERAL CREDIT UNION | Domestic Entity | – | MEMBER | 08/2005 | > 75% |
| MARASCIULLO, JOSEPH | Individual | – | PRESIDENT | 04/2019 | < 5% |
| DiLorenzo, Anthony, Francesco | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |