Hedge Fund Database

WEALTHQUEST CORPORATION

Adviser information for WEALTHQUEST CORPORATION last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 38
Investment Advisory/Research 15
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 12
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4,860 $1.8B
Non-Discretionary 4 $2.5M
Total 4,864 $1.8B

Clients

Type Number RAUM
Individuals 1,073 $399.6M
HNW Individuals 448 $1.3B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 29 $40.3M
Charitable organizations <5 $11.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesTAX RETURN PREP
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-67079
SEC ERA File Number 801-67079
SEC CIK Numbers 1632968
SEC CRD Numbers 141473
Legal Entity Identifier None

Principal Office

50 E-BUSINESS WAY
SUITE 120
CINCINNATI
OH
United States
Monday - Friday, M-TH 8-5PM F 8-12PM
Tel: 513-530-9700, Fax: 513-530-9776

Websites

www.wqcorp.com www.linkedin.com/company/wealthquest www.facebook.com/wealthquest

Chief Compliance Officer

PATRICK D. HAYES
CHIEF COMPLIANCE OFFICER
50 E BUSINESS WAY
SUITE 120
CINCINNATI
OH
United States
Tel: 513-530-9700
Fax: 513-530-9776
(Full email address available in API data)

Regulatory Contact

STEPHEN P. KING
VICE PRESIDENT
50 E-BUSINESS WAY
SUITE 120
CINCINNATI
OH
United States
Tel: 513-530-9700
Fax: 513-530-9776
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DANIEL, WADE, KEITH Individual – CEO 03/2012 25-50%
LENHOFF, JAMES, M. Individual – DIRECTOR OF MISSION 01/2021 10-25%
KING, STEPHEN, PAUL Individual – VICE PRESIDENT 03/2012 10-25%
BATES, MARK, A Individual – CHIEF OPERATING OFFICER 06/2018 5-10%
Hayes, Patrick, Daniel Individual – CHIEF COMPLIANCE OFFICER 03/2020 < 5%
KERN, W., DAVID Individual – PRESIDENT 01/2021 < 5%
Larson, Daniel, Thomas Individual – VICE PRESIDENT 01/2022 < 5%

No. Employees, Historic

4020020202021202220232024202526 on 1/3/202027 on 3/30/202027 on 5/16/202027 on 6/24/202027 on 8/24/202027 on 9/18/202027 on 11/18/202030 on 3/31/202130 on 6/11/202130 on 7/9/202130 on 8/31/202130 on 2/8/202236 on 3/30/202236 on 4/26/202236 on 11/2/202238 on 3/30/202338 on 3/31/202338 on 1/4/202438 on 3/27/2024

RAUM, Historic

2B1B02020202120222023202420251158559093 on 1/3/2020993223918 on 3/30/2020993223918 on 5/16/2020993223918 on 6/24/2020993223918 on 8/24/2020993223918 on 9/18/2020993223918 on 11/18/20201348242986 on 3/31/20211348242986 on 6/11/20211348242986 on 7/9/20211348242986 on 8/31/20211348242986 on 2/8/20221673989794 on 3/30/20221673989794 on 4/26/20221673989794 on 11/2/20221493990937 on 3/30/20231493990937 on 3/31/20231493990937 on 1/4/20241793071169 on 3/27/2024

No. Clients, Historic

2,0001,00002020202120222023202420251224 on 1/3/20201230 on 3/30/20201230 on 5/16/20201230 on 6/24/20201230 on 8/24/20201230 on 9/18/20201230 on 11/18/20201348 on 3/31/20211348 on 6/11/20211348 on 7/9/20211348 on 8/31/20211348 on 2/8/20221440 on 3/30/20221440 on 4/26/20221440 on 11/2/20221491 on 3/30/20231491 on 3/31/20231491 on 1/4/20241552 on 3/27/2024

Holdings

From latest 13F, filed August 26th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
VANGUARD INDEX FDS LARGE CAP ETF 169M 67K –
Vanguard Scottsdate FDS VNG RUS1000GRW 113M 1M –
iShares TR Core MSCI EAFE 87M 1M –
SPDR TOTAL STK MKT 69M 1M –
AMERICAN FINL GROUP INC OHIO COM 42M 343K –
Innovator ETFS TR Defined Wealth Shield 41M 1M –
Innovator ETFS TR US Equity 10 Buffer 38M 1M –
F/m Investments US Treasury 2 Year 38M 796K –
F/M Investments 12 Month Bill 32M 646K –
ISHARES TR CORE S&P MCP ETF 32M 547K –
PROCTER & GAMBLE CO COM 30M 180K –
Vanguard Index FDS Small CP ETF 29M 135K –
F/M Investments US Tbill 6 Month 28M 559K –
VANGUARD INDEX FDS MID CAP ETF 27M 111K –
F/m Investments US TBIL 15M 302K –
SPDR SER TR Portfolio S&P 400 13M 259K –
iShares INC Core MSCI EMKT 12M 221K –
APPLE INC COM 10M 49K –
DFA International Core 7M 251K –
DFA Emerging Core 6M 229K –
MICROSOFT CORP COM 5M 12K –
iShares TR EAFE GRWTH ETF 5M 49K –
LILLY ELI & CO COM 5M 5K –
Apache COM 5M 154K –
ISHARES TR CORE S&P SCP ETF 4M 38K –
Innovator ETFS TR S&P 500 Buffer Oct 3M 83K –
SPDR Small CP ETF 3M 83K –
Innovator ETFS TR S&P 500 Buffer Jul 3M 70K –
SPDR S&P 500 ETF TR TR UNIT 3M 5K –
AMAZON COM INC COM 3M 14K –
CINTAS CORP COM 3M 4K –
NVIDIA CORP COM 2M 18K –
MERCK & CO INC NEW COM 2M 16K –
JPMORGAN CHASE & CO COM 2M 9K –
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 2M 32K –
Innovator ETFS TR S&P 500 Pwr Buffer May 2M 45K –
EXXON MOBIL CORP COM 1M 12K –
Vanguard Index FDS S&P 500 ETF SHS 1M 3K –
JOHNSON & JOHNSON COM 1M 10K –
VANGUARD INDEX FDS TOTAL STK MKT 1M 5K –
HERSHEY CO COM 1M 7K –
ISHARES TR CORE S&P500 ETF 1M 2K –
ISHARES TR Core S&P US VLU 1M 14K –
Invesco QQQ TR Unit SER 1 1M 2K –
AMGEN INC COM 1M 4K –
ABBVIE INC COM 1M 6K –
VANGUARD INDEX FDS GROWTH ETF 1M 3K –
US Bank COM 1M 26K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 2K –
ALPHABET INC CAP STK CL A 983K 5K –
ISHARES TR RUS 1000 ETF 954K 3K –
iShares TR Morningstar US Growth 880K 11K –
ABBOTT LABS COM 871K 8K –
iShares TR Rus Mid Cap ETF 867K 11K –
AIR PRODS & CHEMS INC COM 865K 3K –
ISHARES TR CORE S&P US GWT 824K 6K –
Innovator ETFS TR S&P 500 Buffer Dec 819K 20K –
CHEVRON CORP NEW COM 798K 5K –
ISHARES S&P AGGRESSIVE ALLOCATION ETF S&P AGGRESSIVE ALLOCATION ETF 688K 9K –
HONEYWELL INTL INC COM 688K 3K –
Vanguard Group Div App ETF 681K 4K –
Walmart COM 669K 10K –
HOME DEPOT INC COM 669K 2K –
NEXTERA ENERGY INC COM 664K 9K –
MCDONALDS CORP COM 653K 3K –
Duke Energy Corp COM 611K 6K –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 571K 2K –
GENERAL ELECTRIC CO COM 547K 3K –
Costco Whsl Corp New COM 508K 598 –
KROGER CO COM 490K 10K –
ISHARES TR S&P 500 GRWT ETF 474K 5K –
Alphabet INC Class C COM 471K 3K –
VISA INC COM CL A 466K 2K –
iShares TR Russell 2000 ETF 453K 2K –
VANGUARD INTL EQUITY INDEX FTSE EMR MKT ETF 452K 10K –
PFIZER COM 451K 16K –
Verizon COM 448K 11K –
HEARTLAND BANCORP OHIO COM 442K 5K –
Fifth Third Bancorp COM 423K 12K –
DISNEY WALT CO COM DISNEY 408K 4K –
Linde PLC SHS 405K 922 –
American Express Co COM 401K 2K –
Coca Cola COM 380K 6K –
iShares TR RUS 1000 GRW ETF 374K 1K –
VANGUARD WORLD FDS Health Car ETF 373K 1K –
CINCINNATI FINL CORP COM 371K 3K –
ISHARES GRWT ALLOCAT ETF 370K 7K –
Stryker Corp COM 369K 1K –
Lam Research COM 359K 337 –
iShares TR MSCI USA QLT FCT 348K 2K –
Meta COM 347K 688 –
BOEING CO COM 342K 2K –
Oracle COM 321K 2K –
VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 309K 4K –
INTERNATIONAL BUSINESS MACHS COM 304K 2K –
ISHARES TR S&P 500 VAL ETF 300K 2K –
SPDR SERIES TRUST PORTFOLIO LR ETF 300K 5K –
Sherwin Williams Co COM 297K 995 –
Tesla INC COM 287K 1K –
Novo Nordisk COM 281K 2K –
Mastercard COM 279K 633 –
Microstrategy COM 275K 200 –
LCNB Corp COM 275K 20K –
Parker Hannifin COM 269K 532 –
Wisconsin Energy Corp COM 267K 3K –
Eaton Corp COM 265K 844 –
AllianzIM 20 Buffer Jan 262K 8K –
Adobe Syatems COM 259K 466 –
AT&T COM 258K 14K –
Bristol Myers Squibb COM 254K 6K –
Comcast COM 248K 6K –
AllianzIM 20 Buffer Dec 244K 8K –
UNION PAC CORP COM 238K 1K –
iShares TR Morningstar US Eq 238K 3K –
SPDR Gold Trust 236K 1K –
Check Point Software COM 229K 1K –
Unitedhealth Group Inc COM 226K 444 –
Texas Instruments COM 224K 1K –
Southern Company COM 222K 3K –
Vanguard Value 213K 1K –
Wells Fargo COM 211K 4K –
Advanced Micro Devices COM 202K 1K –