MEMPHIS CAPITAL MANAGEMENT, LLC
Adviser information for MEMPHIS CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $254.9M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $254.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $254.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | PRIVATE INVESTMENT FUND |
|---|---|
| Compensation | % of AUMPerformance-based feesGENERAL PARTNER PERFORMANCE FEE |
| Other Business Activities | Registered representative of a broker-dealer |
Identifiers
| SEC RIA File Number | 801-67102 |
|---|---|
| SEC ERA File Number | 801-67102 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 134522 |
| Legal Entity Identifier | None |
Principal Office
6410 POPLAR AVENUESUITE 500
MEMPHIS
TN
United States
Monday - Friday, 8-4:30
Tel: 901-261-5900, Fax: 901-261-5999
Websites
Chief Compliance Officer
KEVIN BENTLEY
DIRECTOR OF COMPLIANCE
6410 POPLAR AVENUE
SUITE 500
MEMPHIS
TN
United States
Tel:
901-261-5925
Fax:
901-261-5999
K*******@***************M
(Full email address available in API data)
Regulatory Contact
JOEL L BANES
PRESIDENT
6410 POPLAR AVENUE, SUITE 500
SUITE 500
MEMPHIS
TN
United States
Tel:
901-261-5951
Fax:
901-261-5999
J*****@*****************M
(Full email address available in API data)
Industry Affiliates
| MEMPHIS CAPITAL | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BCM HIGH INCOME FUND, LP | PRIVATE INVESTMENT FUND | $254.9M | $0.5M | 42 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BANES, JOEL, LEIGH | Individual | – | MANAGING MEMBER | 12/2004 | > 75% |
| BENTLEY, KEVIN, E | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2011 | < 5% |