FIDELIS CAPITAL, LLC
Adviser information for FIDELIS CAPITAL, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Alabama, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $4.9M |
| Non-Discretionary | 2 | $13.5M |
| Total | 4 | $18.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $4.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $13.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-67192 |
|---|---|
| SEC ERA File Number | 801-67192 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 141341 |
| Legal Entity Identifier | None |
Principal Office
820 SHADES CREEK PKWY.STE. 1200
BIRMINGHAM
AL
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 205.578.0592, Fax: None
Websites
Chief Compliance Officer
JOHN STANLEY STEIN III
MEMBER, CHIEF COMPLIANCE OFFICER
820 SHADES CREEK PKWY.
STE. 1200
BIRMINGHAM
AL
United States
Tel:
205.588.6025
J*****@*****************T
(Full email address available in API data)
Regulatory Contact
WILLIAM E. REISER, JR.
MEMBER
820 SHADES CREEK PKWY.
STE. 1200
BIRMINGHAM
AL
United States
Tel:
205-588-6023
B******@*****************T
(Full email address available in API data)
Industry Affiliates
| BONAVENTURE CAPITAL, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PRIVATE MARKET INVESTMENT FUND II, LLC | Venture Capital Fund | $5.4M | $0.3M | 53 |
| WH&W PRIVATE MARKET INVESTMENT FUND I, LLC | Venture Capital Fund | $8.1M | $0.3M | 50 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REISER, WILLIAM, EDWARD | Individual | – | MEMBER | 05/2001 | 25-50% |
| STEIN, JOHN, STANLEY | Individual | – | MEMBER, CHIEF COMPLIANCE OFFICER | 05/2001 | 25-50% |
| DAUPHIN, STEVEN, MCCALL | Individual | – | MEMBER | 05/2001 | 25-50% |