THIRD STAGE INVESTMENT GROUP, LLC
Adviser information for THIRD STAGE INVESTMENT GROUP, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Washington, United States |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 0 | $0 |
Total | 0 | $0 |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for businesses or institutional clients |
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Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-67208 |
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SEC ERA File Number | 801-67208 |
SEC CIK Numbers | None |
SEC CRD Numbers | 141951 |
Legal Entity Identifier | None |
Principal Office
400 112TH AVENUE NESUITE 130
BELLEVUE
WA
United States
Monday - Friday, 8AM - 5PM
Tel: 425-284-7200, Fax: 425-284-7201
Chief Compliance Officer
MARK MILLER
COO
400 112TH AVENUE NE
SUITE 130
BELLEVUE
WA
United States
Tel:
425-284-7200
Fax:
425-284-7201
M**********@*******Z
(Full email address available in API data)
Industry Affiliates
MOUNTAIN PACIFIC ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
WYSOCKA, JOLANTA, MARGARET | Individual | – | CEO | 08/2008 | 10-25% |
MILLER, MARK, ERNEST | Individual | – | CHIEF COMPLIANCE OFFICER, COO, MANAGING MEMBER | 09/2006 | 5-10% |
LAYARDLIESCHING, RONALD, GEORGE | Individual | – | CHAIRMAN, CIO | 11/2007 | 50-75% |