PERSPECTIVE FINANCIAL SERVICES LLC
Adviser information for PERSPECTIVE FINANCIAL SERVICES LLC last updated from Form ADV on March 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 804 | $210.3M |
| Non-Discretionary | 11 | $2.3M |
| Total | 815 | $212.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 176 | $44.6M |
| HNW Individuals | 82 | $168.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 23 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-67234 |
|---|---|
| SEC ERA File Number | 801-67234 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 127704 |
| Legal Entity Identifier | None |
Principal Office
1440 E. MISSOURI AVENUESUITE C250
PHOENIX
AZ
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 602-281-4357, Fax: 602-626-8495
Chief Compliance Officer
MIKE MCCANN
MANAGING MEMBER
1440 E. MISSOURI AVE.
SUITE C250
PHOENIX
AZ
United States
Tel:
602-281-4357
Fax:
602-626-8495
M***@**********M
(Full email address available in API data)
Regulatory Contact
SHANNON CURKENDOLL
OPERATIONS MANAGER
1440 E. MISSOURI AVE.
SUITE C250
PHOENIX
MO
United States
Tel:
602-281-4357
Fax:
602-626-8495
S******@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCCANN, MICHAEL, PATRICK | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 07/2003 | > 75% |