ANODOS ADVISORS, LLC
Adviser information for ANODOS ADVISORS, LLC last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 198 | $753.9M |
| Total | 198 | $753.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $198.8M |
| HNW Individuals | 12 | $238.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 2 | $317.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-67288 |
|---|---|
| SEC ERA File Number | 801-67288 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140825 |
| Legal Entity Identifier | None |
Principal Office
5290 OVERPASS RDSUITE 217
GOLETA
CA
United States
Monday - Friday, 8:30 AM TO 4:00 PM
Tel: 805-899-1245, Fax: 805-899-1248
Chief Compliance Officer
JOSHUA YAGER
CHIEF COMPLIANCE OFFICER
5290 OVERPASS RD
SUITE 217
GOLETA
CA
United States
Tel:
(805) 899-1245
Fax:
(805) 899-1248
J***@*****************M
(Full email address available in API data)
Industry Affiliates
| FINANCIAL VISION LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YAGER, JOSHUA, SEQUOIA | Individual | – | MANAGING MEMBER - CHIEF COMPLIANCE OFFICER | 10/2005 | > 75% |
| WOLFSHORNDL, RYAN, DANIEL | Individual | – | MEMBER | 01/2013 | 10-25% |