PENSION PLANNING SOLUTIONS, INC.
Adviser information for PENSION PLANNING SOLUTIONS, INC. last updated from Form ADV on January 17th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $75.5M |
| Non-Discretionary | 14 | $58.3M |
| Total | 23 | $133.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 6 | $6.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 17 | $127.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-67290 |
|---|---|
| SEC ERA File Number | 801-67290 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126393 |
| Legal Entity Identifier | None |
Principal Office
301 SOUTH ELM STREETSUITE 1008
GREENSBORO
NC
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 336-389-9922, Fax: None
Websites
Chief Compliance Officer
MICHAEL QUINLIVAN
PRESIDENT
301 SOUTH ELM STREET
SUITE 1008
GREENSBORO
NC
United States
Tel:
336-389-9922
M*********@***************************M
(Full email address available in API data)
Regulatory Contact
MICHAEL QUINLIVAN
PRESIDENT
301 SOUTH ELM STREET
SUITE 1008
GREENSBORO
NC
United States
Tel:
336-389-9922
M*********@***************************M
(Full email address available in API data)
Industry Affiliates
| MICHAEL QUINLIVAN | Pension consultant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| QUINLIVAN, MICHAEL | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 01/1999 | > 75% |