INDEPENDENCE WEALTH ADVISORS INC.
Adviser information for INDEPENDENCE WEALTH ADVISORS INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | Virginia, United States |
Employees
Total Number of Employees | 4 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 458 | $188.1M |
Non-Discretionary | 11 | $14.3M |
Total | 469 | $202.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 62 | $29.4M |
HNW Individuals | 69 | $163.4M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $9.6M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-67291 |
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SEC ERA File Number | 801-67291 |
SEC CIK Numbers | None |
SEC CRD Numbers | 142195 |
Legal Entity Identifier | None |
Principal Office
6731 WHITTIER AVENUEMCLEAN
VA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 703-752-6000, Fax: 703-752-6015
Chief Compliance Officer
KATHLEEN DUFFY
CHIEF COMPLIANCE OFFICER
6731 WHITTIER AVENUE
MCLEAN
VA
United States
Tel:
703-752-6003
Fax:
703-752-6015
K*****@**************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DUFFY, KATHLEEN, ELIZABETH | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 01/2007 | > 75% |