KASSOUF WEALTH ADVISORS, LLC
Adviser information for KASSOUF WEALTH ADVISORS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Alabama, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 389 | $370.2M |
| Non-Discretionary | 0 | $0 |
| Total | 389 | $370.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 100 | $32.2M |
| HNW Individuals | 132 | $249.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 43 | $85.5M |
| Charitable organizations | <5 | $2.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $224,812 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 13 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-67293 |
|---|---|
| SEC ERA File Number | 801-67293 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 122683 |
| Legal Entity Identifier | None |
Principal Office
2101 HIGHLAND AVENUE SOUTHSUITE 650
BIRMINGHAM
AL
United States
Monday - Friday, 8AM-5PM
Tel: 205-776-0100, Fax: 205-776-0101
Websites
Chief Compliance Officer
SHANNON J. PIKE
CHIEF COMPLIANCE OFFICER
2101 HIGHLAND AVENUE SOUTH
SUITE 650
BIRMINGHAM
AL
United States
Tel:
205-776-0100
Fax:
205-776-0101
S****@**********M
(Full email address available in API data)
Regulatory Contact
ANITA ATKINSON
COO
2101 HIGHLAND AVENUE SOUTH
SUITE 650
BIRMINGHAM
AL
United States
Tel:
205-776-0101
Fax:
205-776-0101
A********@**********M
(Full email address available in API data)
Industry Affiliates
| KASSOUF & CO., P.C. | Accountant or accounting firm |
| KASSOUF RETIREMENT PLAN SERVICES, LLC | Pension consultant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KASSOUF, DAVID, PAUL | Individual | – | MEMBER | 12/1999 | 50-75% |
| KASSOUF, GERARD, JOSEPH | Individual | – | MEMBER | 12/1999 | 50-75% |
| PIKE, SHANNON, JON | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |