WESTERN ASSET MANAGEMENT COMPANY PTE LTD
Adviser information for WESTERN ASSET MANAGEMENT COMPANY PTE LTD last updated from Form ADV on December 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $3.4B |
| Non-Discretionary | 5 | $786.9M |
| Total | 17 | $4.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $47.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 5 | $1.7B |
| Sovereign wealth funds and foreign official institutions | <5 | $963.5M |
| Corporations or other businesses | <5 | $47.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-67298 |
|---|---|
| SEC ERA File Number | 801-67298 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 142188 |
| Legal Entity Identifier | 549300GGQQAH8OMMCX51 |
Principal Office
1 GEORGE STREET #23-01SINGAPORE
Singapore
Monday - Friday, 8:30 - 5:30
Tel: 65-6428-3600, Fax: 65-6428-3700
Chief Compliance Officer
ALVIN LEE
MANAGER
1 GEORGE STREET #23-01
SINGAPORE
Singapore
A********@***************M
(Full email address available in API data)
Regulatory Contact
JENNIFER HERRON
REGULATORY COMPLIANCE OFFICER
385 EAST COLORADO BLVD.
PASADENA
CA
United States
J**************@***************M
(Full email address available in API data)
Industry Affiliates
| FRANKLIN TEMPLETON FUND ADVISER, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WESTERN ASSET MANAGEMENT COMPANY | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TITULOS E VALO | Other investment adviser, including financial planners |
| WESTERN ASSET MANAGEMENT COMPANY LIMITED | Other investment adviser, including financial planners |
| WESTERN ASSET MANAGEMENT COMPANY LTD | Other investment adviser, including financial planners |
| WESTERN ASSET MANAGEMENT COMPANY PTY LTD | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FRANKLIN TEMPLETON CAPITAL HOLDINGS PRIVATE LIMITED | Foreign Entity | – | SOLE SHAREHOLDER OF APPLICANT | 10/2021 | > 75% |
| LEGG MASON, INC. | Domestic Entity | ETP HOLDINGS (CAYMAN) LIMITED | SOLE SHAREHOLDER | 12/2005 | > 75% |
| ETP HOLDINGS (CAYMAN) LIMITED | Foreign Entity | TEMPLETON INTERNATIONAL, INC. | JOINT SHAREHOLDER | 06/2021 | > 75% |
| THOR, HUI KWOON, SHIRLEAN | Individual | – | FINANCE MANAGER | 01/2005 | < 5% |
| TEMPLETON WORLDWIDE, INC. | Domestic Entity | LEGG MASON, INC. | SOLE SHAREHOLDER | 07/2021 | > 75% |
| LEE, LIP SIN, ALVIN | Individual | – | EXECUTIVE DIRECTOR AND CHIEF COMPLIANCE OFFICER | 06/2011 | < 5% |
| TEMPLETON INTERNATIONAL, INC. | Domestic Entity | TEMPLETON WORLDWIDE, INC. | JOINT SHAREHOLDER | 06/2021 | > 75% |
| BOYDSTON, LAURA, A | Individual | – | NON-EXECUTIVE DIRECTOR | 03/2017 | < 5% |
| Dale, Michael | Individual | – | CHIEF EXECUTIVE OFFICER AND EXECUTIVE DIRECTOR | 04/2019 | < 5% |
| FRANKLIN RESOURCES, INC. | Domestic Entity | LEGG MASON, INC. | SOLE SHAREHOLDER OF LEGG MASON, INC. | 07/2020 | > 75% |
| Hoffmann, Courtney, Ann | Individual | – | NON-EXECUTIVE DIRECTOR | 08/2022 | < 5% |