Hedge Fund Database

GILL CAPITAL PARTNERS

GILL CAPITAL PARTNERS, LLC Legal Name

Adviser information for GILL CAPITAL PARTNERS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 18
Investment Advisory/Research 11
Registered Broker-Dealer Representatives 11
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,518 $717.9M
Non-Discretionary 0 $0
Total 1,518 $717.9M

Clients

Type Number RAUM
Individuals 285 $116.5M
HNW Individuals 154 $434.5M
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $24.3M
Pension and profit sharing plans 34 $87.4M
Charitable organizations <5 $18.2M
State or municipal gov entities <5 $26.9M
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses 14 $10.0M
Other <5 $78,966
Type Number
No. of Non-RAUM Clients 8
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed feesCommissions
Other Business Activities Broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number 801-67301
SEC ERA File Number 801-67301
SEC CIK Numbers 729563
SEC CRD Numbers 14559
Legal Entity Identifier None

Principal Office

600 S. CHERRY ST.
SUITE 800
DENVER
CO
United States
Monday - Friday, 7:30-4:30
Tel: 303-296-6260, Fax: 303-296-6213

Websites

www.gillinvest.com twitter.com/gillinvest www.linkedin.com/company/912046 www.facebook.com/gillcapitalpartners/

Chief Compliance Officer

LESLIE ROJAS
CCO
600 S. CHERRY ST.
SUITE 800
DENVER
CO
United States
Tel: 303-296-6260
Fax: 303-296-6213
(Full email address available in API data)

Regulatory Contact

KELLEY LELAND
DIRECTOR OF COMPLIANCE
600 S. CHERRY ST.
STE. 800
DENVER
CO
United States
Tel: 303-296-6260
Fax: 303-296-6213
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
PARLIAMENT INCOME FUND, LLC FUND OF FUNDS $24.3M $0.3M 70

Control Persons

Name Type Entity Title Since Ownership
OBW, LLC Domestic Entity – MEMBER 01/2017 > 75%
O'BRIEN, JAMES ROBERT Individual – MANAGER 02/2004 < 5%
WINSLOW, JOHN SHERWOOD Individual – MANAGER 02/2004 < 5%
O'BRIEN, JAMES ROBERT Individual O'BRIEN CAPITAL MANAGEMENT, INC. PRESIDENT 02/2002 > 75%
WINSLOW, JOHN SHERWOOD Individual OBW PARTNERS, LLC MEMBER 01/2017 > 75%
ROJAS, LESLIE SQUIRES Individual – CHIEF COMPLIANCE OFFICER, FINOP 04/2014 < 5%
OBW PARTNERS, LLC Domestic Entity OBW, LLC MEMBER 01/2017 25-50%
O'BRIEN CAPITAL MANAGEMENT, INC. Domestic Entity – ELECTED MANAGER 01/2017 < 5%
O'BRIEN CAPITAL MANAGEMENT, INC. Domestic Entity OBW, LLC MEMBER, ELECTED MANAGER 01/2017 25-50%

No. Employees, Historic

20100201920202021202220232024202514 on 4/25/201914 on 8/27/201917 on 3/23/202017 on 5/22/202017 on 6/3/202017 on 6/3/202017 on 6/29/202017 on 10/14/202018 on 3/30/202118 on 8/17/202119 on 3/31/202219 on 3/30/202318 on 3/29/2024

RAUM, Historic

800M400M02019202020212022202320242025246562150 on 4/25/2019246562150 on 8/27/2019532214453 on 3/23/2020532214453 on 5/22/2020493281560 on 6/3/2020493281560 on 6/3/2020493281560 on 6/29/2020493281560 on 10/14/2020520388280 on 3/30/2021520388280 on 8/17/2021644515348 on 3/31/2022590256647 on 3/30/2023717903721 on 3/29/2024

No. Clients, Historic

50025002019202020212022202320242025224 on 4/25/2019224 on 8/27/2019440 on 3/23/2020440 on 5/22/2020424 on 6/3/2020424 on 6/3/2020424 on 6/29/2020424 on 10/14/2020446 on 3/30/2021446 on 8/17/2021462 on 3/31/2022486 on 3/30/2023494 on 3/29/2024

Holdings

From latest 13F, filed July 10th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON.COM INC Stock 1M 7K 0
POWERSHARES QQQ TR ETF 5M 11K 0
TECHNOLOGY SELECT SECTOR SPDR ETF 352K 2K 0
STARBUCKS CORP Stock 358K 5K 0
JOHNSON & JOHNSON COM Stock 278K 2K 0
VANGUARD TOTAL STOCK MARKET ETF ETF 2M 7K 0
BLACKROCK MUNIASSETS FD INC COM CEF 442K 38K 0
COSTCO WHOLESALE CORP Stock 1M 1K 0
PROCTER AND GAMBLE CO COM Stock 455K 3K 0
PUTNAM MUN OPPORTUNITIES TR SH BEN INT CEF 237K 23K 0
INVESCO BULLETSHARES 2025 CORPORATE BOND ETF ETF 2M 107K 0
ARQ INC COM Stock 108K 18K 0
ISHARES U.S. FINANCIALS ETF ETF 495K 5K 0
SPDR S&P 500 ETF ETF 371K 682 0
THE TRADE DESK INC COM CL A Stock 376K 4K 0
GUGGENHEIM STRATEGIC OPPORTUNITY FUND CEF 205K 14K 0
ISHARES TIPS BOND ETF ETF 804K 8K 0
BROOKFIELD REAL ASSETS INCOME SHS BEN INT CEF 398K 31K 0
INSIGHT SELECT INCOME FD COM CEF 253K 16K 0
PEPSICO INC COM Stock 328K 2K 0
PROSHARES LARGE CAP CORE PLUS ETF 4M 70K 0
SCHWAB ETFS- US SMALL-CAP ETF ETF 6M 125K 0
ISHARES RUSSELL 1000 GROWTH ETF ETF 229K 629 0
SCHWAB INTERNATIONAL EQUITY ETF ETF 5M 133K 0
SCHWAB STRATEGIC TR US LRG CAP ETF ETF 477K 7K 0
SCHWAB US LARGE CAP GROWTH ETF ETF 14M 142K 0
CORECIVIC INC COM REIT 351K 27K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 2M 4K 0
SCHWAB EMERGING MARKET EQ ETF ETF 244K 9K 0
ADOBE INC COM Stock 282K 507 0
GOOGLE INC Stock 2M 10K 0
INTUIT COM Stock 495K 753 0
MICROSOFT Stock 3M 7K 0
INVESCO BULLETSHARES 2026 CORPORATE BOND ETF ETF 10M 503K 0
INNOVATOR U.S. EQUITY POWER BUFFER ETF - JULY ETF 669K 17K 0
INVESCO BULLETSHARES 2028 CORPORATE BOND ETF ETF 2M 90K 0
VANGUARD SMALL CAP ETF ETF 5M 22K 0
VANGUARD MID CAP ETF 7M 28K 0
VANGUARD LARGE-CAP ETF ETF 2M 7K 0
CLOUDFLARE INC CL A COM Stock 221K 3K 0
INNOVATOR U.S. EQUITY POWER BUFFER ETF - OCTOBER ETF 376K 10K 0
INNOVATOR U.S. EQUITY POWER BUFFER ETF - SEPTEMBER ETF 334K 9K 0
NXP SEMICONDUCTORS N V COM Stock 278K 1K 0
NUVEEN TAXABLE MUNICPAL INM FD COM CEF 2M 114K 0
INNOVATOR U.S. EQUITY POWER BUFFER ETF - JANUARY ETF 1M 36K 0
VANGUARD INFORMATION TECHNOLOGY ETF 1M 2K 0
SCHWAB US LARGE CAP VALUE ETF ETF 9M 125K 0
PUTNAM MASTER INTER INCOME TR SH BEN INT CEF 578K 179K 0
WESTERN ASSET MUN HIGH INCOME COM CEF 274K 40K 0
INNOVATOR U.S. EQUITY POWER BUFFER ETF - APRIL ETF 6M 170K 0
VANGUARD S&P 500 ETF ETF 941K 2K 0
INNOVATOR U.S. EQUITY POWER BUFFER ETF - JUNE ETF 470K 13K 0
INNOVATOR INTERNATIONAL DEVELOPED POWER BUFFER ETF - JULY ETF 302K 11K 0
KINROSS GOLD CORP NEW COM Stock 89K 11K 0
INNOVATOR U.S. EQUITY POWER BUFFER ETF - AUGUST ETF 5M 131K 0
INVESCO BULLETSHARES 2029 CORPORATE BOND ETF ETF 12M 655K 0
SCHWAB US MID-CAP ETF ETF 5M 70K 0
INNOVATOR U.S. EQUITY POWER BUFFER ETF - NOVEMBER ETF 2M 50K 0
INNOVATOR U.S. EQUITY POWER BUFFER ETF - DECEMBER ETF 4M 118K 0
PIMCO CORPORATE & INCOME OPPOR COM CEF 267K 19K 0
INNOVATOR INTERNATIONAL DEVELOPED POWER BUFFER ETF - JANUARY ETF 235K 7K 0
INNOVATOR EMERGING MARKETS POWER BUFFER ETF JANUARY ETF 784K 26K 0
POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC ETF 682K 32K 0
INNOVATOR U.S. EQUITY POWER BUFFER ETF - FEBRUARY ETF 1M 43K 0
INNOVATOR U.S. EQUITY POWER BUFFER ETF - MARCH ETF 2M 57K 0
ISHARES U.S. OIL & GAS EXPLORATION & PRODUCTION ETF ETF 442K 4K 0
INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL ETF 210K 7K 0
AFLAC INC COM Stock 346K 4K 0
PUTNAM MANAGED MUN INCOME TR CEF 258K 42K 0
INNOVATOR U.S. EQUITY POWER BUFFER ETF - MAY ETF 2M 61K 0
INNOVATOR U.S. EQUITY BUFFER ETF - MAY ETF 563K 15K 0
JPMORGAN EQUITY PREMIUM INCOME ETF ETF 2M 41K 0
INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY ETF 979K 35K 0
INVESCO NASDAQ NEXT GEN 100 ETF ETF 222K 8K 0
SPDR NUVEEN BLOOMBERG HIGH YIELD MUNICIPAL BOND ETF ETF 258K 10K 0
BLACKROCK ENHANCED DIVID ACHIEVERS TR COM CEF 143K 17K 0
DIMENSIONAL U.S. EQUITY ETF ETF 414K 7K 0
PIMCO MUN INCOME FD II COM CEF 563K 66K 0
HERSHEY CO COM Stock 223K 1K 0
VANGUARD VALUE ETF ETF 9M 56K 0
VANGUARD GROWTH ETF ETF 15M 39K 0
NUVEEN REAL ASSET INCOME & GRO COM CEF 145K 12K 0
META PLATFORMS INC CL A Stock 518K 1K 0
PIMCO DYNAMIC INCOME FD SHS CEF 3M 177K 0
AMERICAN AIRLS GROUP INC COM Stock 188K 17K 0
JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF ETF 2M 35K 0
ALPS ETF TR SECTOR DIVIDEND DOGS ETF ETF 204K 4K 0
BNY MELLON MUNICIPAL INCOME CEF 169K 24K 0
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN CEF 2M 86K 0
FEDERATED HERMES PREM MUNI INM COM CEF 1M 90K 0
INVESCO TR INVT GRADE MUNS COM CEF 108K 11K 0
BROADCOM INC COM Stock 660K 411 0
INVESCO BULLETSHARES 2032 CORPORATE BOND ETF ETF 9M 428K 0
BLACKROCK FLOATING RATE INCOME COM CEF 245K 19K 0
ISHARES CORE MSCI EAFE ETF ETF 228K 3K 0
KROGER CO COM Stock 14M 286K 0
NVIDIA CORPORATION COM Stock 2M 18K 0
NUVEEN FLOATING RATE INCOME FD COM CEF 868K 100K 0
MARKET VECTORS ETF TR BUSINESS DEVELOPMENT CO ETF ETF 185K 11K 0
FIRST TRUST PREFERRED SECURITIES & INCOME ETF ETF 3M 200K 0
NUVEEN QUALITY MUNCP INCOME FD COM CEF 9M 747K 0
STRYKER CORP Stock 433K 1K 0
MCDONALDS CORP COM Stock 207K 814 0
ENERGY SELECT SECTOR SPDR ETF 394K 4K 0
ISHARES S&P 500 INDEX ETF 652K 1K 0
SALESFORCE COM Stock 217K 843 0
JPMORGAN CHASE & CO. COM Stock 309K 2K 0
VANGUARD FTSE DEVELOPED MARKETS ETF ETF 11M 214K 0
VANGUARD FTSE EMERGING MARKETS ETF ETF 2M 47K 0
ALPHABET INC CAP STK CL C Stock 2M 9K 0
NUVEEN AMT FREE QLTY MUN INCME COM CEF 8M 664K 0
NUVEEN PREFERRED AND CONVERTIBLE INCOME FU CEF 118K 16K 0
ANTERO RESOURCES CORP COM Stock 272K 8K 0
PIMCO MUN INCOME FD III COM CEF 3M 421K 0
INVESCO MUN OPPORTUNITY TR COM CEF 105K 10K 0
PIMCO MUN INCOME FD COM CEF 3M 304K 0
DNP SELECT INCOME FD INC COM CEF 227K 28K 0
ANTERO MIDSTREAM CORP COM Stock 349K 24K 0
SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 235K 3K 0
SPDR PORTFOLIO S&P 500 VALUE ETF ETF 274K 6K 0
EXXON MOBIL CORP COM Stock 471K 4K 0
SHOPIFY INC CL A Stock 376K 6K 0
CHARLES SCHWAB CORP Stock 3M 45K 0
APPLE INC Stock 3M 12K 0
DISNEY WALT CO COM Stock 227K 2K 0