TRIPACIFIC CAPITAL ADVISORS, LLC
Adviser information for TRIPACIFIC CAPITAL ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $12.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $12.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $12.3M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Real estate broker, dealer, or agent |
Identifiers
| SEC RIA File Number | 801-67311 |
|---|---|
| SEC ERA File Number | 801-67311 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 142121 |
| Legal Entity Identifier | None |
Principal Office
59 PETERS CANYON ROADIRVINE
CA
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: 949-724-5900, Fax: 949-724-5911
Websites
Chief Compliance Officer
GEOFFREY FEARNS
CHIEF EXECUTIVE OFFICER
59 PETERS CANYON RD.
IRVINE
CA
United States
Tel:
949-724-5901
Fax:
949-724-5911
G******@****************M
(Full email address available in API data)
Regulatory Contact
BLAKE PICKETT
VICE PRESIDENT - OPERATIONS
59 PETERS CANYON RD.
IRVINE
CA
United States
Tel:
949-724-5905
Fax:
949-724-5911
B*******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FEARNS, GEOFFREY, STERLING | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2006 | < 5% |
| FEARNS, GEOFFREY, STERLING | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2006 | < 5% |
| TRIPACIFIC MANAGERS, INC. | Domestic Entity | – | MEMBER | 10/2007 | > 75% |
| FEARNS, GEOFFREY, STERLING | Individual | TRIPACIFIC MANAGERS, INC. | SHAREHOLDER | 10/2007 | > 75% |