AVENTURA CAPITAL MANAGEMENT, LLC
Adviser information for AVENTURA CAPITAL MANAGEMENT, LLC last updated from Form ADV on December 12th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 285 | $58.5M |
| Non-Discretionary | 3 | $14.6M |
| Total | 288 | $73.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 116 | $32.7M |
| HNW Individuals | 11 | $40.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMCommissions |
Identifiers
| SEC RIA File Number | 801-67322 |
|---|---|
| SEC ERA File Number | 801-67322 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 142478 |
| Legal Entity Identifier | None |
Principal Office
5550 GLADES ROADSUITE 535
BOCA RATON
FL
United States
Monday - Friday, 9-5
Tel: 305-466-0467, Fax: 305-675-3369
Websites
Chief Compliance Officer
DANIEL CAUCEGLIA
CEO
5550 GLADES ROAD
SUITE 535
BOCA RATON
FL
United States
Tel:
305-466-0467
Fax:
305-675-3369
D*********@**************M
(Full email address available in API data)
Regulatory Contact
DANIEL CAUCEGLIA
CEO
5550 GLADES ROAD
SUITE 535
BOCA RATON
FL
United States
Tel:
5613723150
Fax:
305-675-3369
D*********@**************M
(Full email address available in API data)
Industry Affiliates
| AVENTURA INSURANCE SERVICES, LLC | Insurance company or agency |
| AVENTURA SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AVENTURA HOLDINGS, LLC | Domestic Entity | – | MEMBER | 08/2006 | > 75% |
| CAUCEGLIA, DANIEL, THOMAS | Individual | AVENTURA HOLDINGS, LLC | MEMBER | 08/2006 | > 75% |
| CAUCEGLIA, DANIEL, THOMAS | Individual | – | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/ CHIEF COMPLIANCE OFFICER | 12/2006 | < 5% |