PINNACLE WEALTH ADVISORS

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Tennessee, United States

Employees

Total Number of Employees	6
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	2
Registered State Investment Advisers	5
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	264	$817.0M
Non-Discretionary	0	$0
Total	264	$817.0M

Clients

Type	Number	RAUM
Individuals	14	$9.3M
HNW Individuals	117	$571.2M
Banking or thrift institutions	10	$173.0M
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$821,667
Charitable organizations	<5	$24.2M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	5	$38.6M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	1-10

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	265.2M
Both for Same	0

Portfolio Manager to Program	Sponsor
RAYMOND JAMES OUTSIDE MANAGER	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Identifiers

SEC RIA File Number	801-67352
SEC ERA File Number	801-67352
SEC CIK Numbers	1698283
SEC CRD Numbers	132634
Legal Entity Identifier	None

Principal Office

150 THIRD AVENUE SOUTH
STE 900
NASHVILLE
TN
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic