CURBSTONE FINANCIAL MANAGEMENT CORP.
CURBSTONE FINANCIAL MANAGEMENT CORPORATION Legal Name
Adviser information for CURBSTONE FINANCIAL MANAGEMENT CORP. last updated from Form ADV on June 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | New Hampshire, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 570 | $336.6M |
| Non-Discretionary | 0 | $0 |
| Total | 570 | $336.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 122 | $35.2M |
| HNW Individuals | 120 | $265.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $10.2M |
| Charitable organizations | 7 | $25.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPARTICIPATION IN CLIENT CONSULTATIONS WITH ADVISERS/SPECIAL PROJECTS |
|---|---|
| Compensation | % of AUM |
Principal Office
741 CHESTNUT STREETMANCHESTER
NH
United States
Monday - Friday, 8:30 - 4:30
Tel: 603-624-8462, Fax: 603-624-8274
Websites
Chief Compliance Officer
THOMAS LEWRY
PRESIDENT
741 CHESTNUT STREET
MANCHESTER
NH
United States
Tel:
603-624-8462
Fax:
603-624-8274
T*****@*********************M
(Full email address available in API data)
Regulatory Contact
JOYCE DAWE
ASSOCIATE
741 CHESTNUT STREET
MANCHESTER
NH
United States
Tel:
603-624-8462
Fax:
603-624-8274
J****@*********************M
(Full email address available in API data)
Industry Affiliates
| PAMELA DIAMANTIS | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEWRY, THOMAS MOTT IV | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | 02/1983 | > 75% |
| SEVERANCE, MELVIN JONATHAN III | Individual | – | PRINCIPAL | 09/2005 | < 5% |
| DIAMANTIS, PAMELA GAY | Individual | – | PRINCIPAL | 07/2006 | < 5% |
| Sparkman, Jon, B | Individual | – | SECRETARY / LEGAL COUNSEL | 03/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 3rd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Barings Corporate Investors (M | BDFUND | 7M | 352K | – |
| Barings Participation Inv (MPV | BDFUND | 806K | 49K | – |
| IShares 0-5 Year Tips ETF (STI | BDFUND | 1M | 14K | – |
| IShares Muni Bond 2024 ETF (IB | BDFUND | 484K | 19K | – |
| Income Fund of America (AMECX) | BDFUND | 451K | 19K | – |
| Invesco Bulletshares 2024 Corp | BDFUND | 4M | 170K | – |
| Invesco Bulletshares 2025 Corp | BDFUND | 1M | 54K | – |
| SPDR Int Corporate Bond ETF (S | BDFUND | 414K | 13K | – |
| SPDR Inv't Grade Floating Rate | BDFUND | 19M | 625K | – |
| SPDR Nuveen Barclays Shrt Term | BDFUND | 1M | 25K | – |
| Schwab Aggregate Bond ETF (SCH | BDFUND | 2M | 49K | – |
| Schwab US Tips ETF (SCHP) | BDFUND | 5M | 96K | – |
| VanEck Vectors Shrt Mun ETF (S | BDFUND | 714K | 42K | – |
| Vanguard Intermediate Corp Bon | BDFUND | 8M | 103K | – |
| Vanguard ST Corp Bond ETF (VCS | BDFUND | 18M | 230K | – |
| Vanguard Tax-Exempt Bond Index | BDFUND | 524K | 10K | – |
| iShares 1-5 yr Inv Grade Corp | BDFUND | 5M | 101K | – |
| iShares National Muni Bond (MU | BDFUND | 5M | 48K | – |
| iShares Short Term Nat'l Muni | BDFUND | 4M | 36K | – |
| iShares TIPS Bond Fund (TIP) | BDFUND | 6M | 52K | – |
| Schwab REIT ETF (SCHH) | REIT | 1M | 53K | – |
| Vanguard REIT Index ETF (VNQ) | REIT | 952K | 11K | – |
| Weyerhauser (WY) | REIT | 2M | 67K | – |
| 3M Company (MMM) | COM | 568K | 6K | – |
| A F L A C Inc. (AFL) | COM | 1M | 14K | – |
| AT&T Inc. (T) | COM | 517K | 27K | – |
| Abbott Laboratories (ABT) | COM | 3M | 27K | – |
| Abbvie Inc (ABBV) | COM | 2M | 11K | – |
| Accenture PLC (ACN) | COM | 564K | 2K | – |
| Advanced Micro Devices Inc (AM | COM | 2M | 9K | – |
| Aerovironment (AVAV) | COM | 1M | 8K | – |
| Air Prod & Chemicals (APD) | COM | 443K | 2K | – |
| Airborne Wireless Network (ABW | COM | 0 | 18M | – |
| Alphabet Class A (GOOGL) | COM | 1M | 7K | – |
| Alphabet Class C (GOOG) | COM | 8M | 45K | – |
| Amazon Com Inc (AMZN) | COM | 7M | 39K | – |
| Amcor PLC ADR (AMCR) | COM | 642K | 66K | – |
| Amgen Incorporated (AMGN) | COM | 597K | 2K | – |
| Analog Devices Inc. (ADI) | COM | 411K | 2K | – |
| AppFolio (APPF) | COM | 626K | 3K | – |
| Apple Computer (AAPL) | COM | 15M | 72K | – |
| Auto Data Processing (ADP) | COM | 1M | 5K | – |
| Autodesk Inc. (ADSK) | COM | 2M | 10K | – |
| BWX Technologies (BWXT) | COM | 964K | 10K | – |
| Bank of America Corp. (BAC) | COM | 889K | 22K | – |
| Bank of Montreal (BMO) | COM | 1M | 14K | – |
| Bank of New York (BK) | COM | 644K | 11K | – |
| Becton Dickinson (BDX) | COM | 438K | 2K | – |
| Berkshire Hathaway Cl B (BRKB) | COM | 4M | 9K | – |
| Boeing Company (BA) | COM | 542K | 3K | – |
| Bristol-Myers Squibb (BMY) | COM | 822K | 20K | – |
| Broadcom Inc (AVGO) | COM | 873K | 544 | – |
| CSG Systems Int'l (CSGS) | COM | 858K | 21K | – |
| CVS Health Corp. (CVS) | COM | 1M | 24K | – |
| Canoo Inc Cl A (GOEV) | COM | 43K | 20K | – |
| Carrier Global Corp (CARR) | COM | 1M | 23K | – |
| Caterpillar Inc. (CAT) | COM | 524K | 2K | – |
| Celanese (CE) | COM | 2M | 12K | – |
| Check Point Software Tech (CHK | COM | 3M | 17K | – |
| Chevron Corp (CVX) | COM | 2M | 13K | – |
| Chewy (CHWY) | COM | 600K | 22K | – |
| Cincinnati Financial (CINF) | COM | 419K | 4K | – |
| Cisco Systems Inc. (CSCO) | COM | 4M | 80K | – |
| Coca Cola Company (KO) | COM | 2M | 27K | – |
| Colgate-Palmolive Co. (CL) | COM | 1M | 14K | – |
| Comcast Corp NEW CL A (CMCSA) | COM | 2M | 44K | – |
| Constellation Brands (STZ) | COM | 472K | 2K | – |
| Corcept Therapeutics (CORT) | COM | 451K | 14K | – |
| Danaher Corp (DHR) | COM | 908K | 4K | – |
| Deere Co (DE) | COM | 515K | 1K | – |
| Disney Walt Hldg. Co. (DIS) | COM | 2M | 22K | – |
| ETFMG Prime Cyber Security ETF | COM | 2M | 27K | – |
| Eaton Corporation (ETN) | COM | 732K | 2K | – |
| Emerson Elec Co (EMR) | COM | 428K | 4K | – |
| Encore Wire (WIRE) | COM | 600K | 2K | – |
| Energy Transition Minerals Ltd | COM | 1K | 79K | – |
| Exact Sciences (EXAS) | COM | 669K | 16K | – |
| Exxon Mobil (XOM) | COM | 5M | 40K | – |
| Fair Isaac (FICO) | COM | 831K | 558 | – |
| Fastenal Company (FAST) | COM | 907K | 14K | – |
| GE Aerospace (GE) | COM | 787K | 5K | – |
| Garmin (GRMN) | COM | 625K | 4K | – |
| General Mills, Inc. (GIS) | COM | 543K | 9K | – |
| General Motors New (GM) | COM | 721K | 16K | – |
| Globalstar Inc. (GSAT) | COM | 497K | 444K | – |
| Graco Inc (GGG) | COM | 404K | 5K | – |
| Halozyme (HALO) | COM | 431K | 8K | – |
| Hamilton Beach Brands Cl A (HB | COM | 1M | 68K | – |
| Hamilton Beach Brands Cl B Res | COM | 811K | 69K | – |
| Hologic Inc (HOLX) | COM | 2M | 23K | – |
| Home Depot Inc. (HD) | COM | 2M | 7K | – |
| Honeywell International (HON) | COM | 2M | 9K | – |
| Hormel Foods (HRL) | COM | 816K | 27K | – |
| Hyster-Yale Inc (HY) | COM | 5M | 76K | – |
| Illinois Tool Works Inc (ITW) | COM | 1M | 5K | – |
| Ingredion (INGR) | COM | 424K | 4K | – |
| Intel Corp. (INTC) | COM | 2M | 69K | – |
| Inter Parfums (IPAR) | COM | 412K | 4K | – |
| Intl Business Machines (IBM) | COM | 480K | 3K | – |
| Invesco Water Resource Port (P | COM | 2M | 27K | – |
| J P Morgan Chase & Co (JPM) | COM | 5M | 23K | – |
| J.M. Smuckers Co (SJM) | COM | 1M | 13K | – |
| Johnson & Johnson (JNJ) | COM | 4M | 28K | – |
| Kohlberg Kravis & Co (KKR) | COM | 4M | 37K | – |
| Korn Ferry International (KFY) | COM | 581K | 9K | – |
| Landstar System (LSTR) | COM | 835K | 5K | – |
| LeMaitre Vascular (LMAT) | COM | 712K | 9K | – |
| Lilly Eli & Company (LLY) | COM | 6M | 7K | – |
| Linde PLC (LIN) | COM | 498K | 1K | – |
| Lowes Companies Inc. (LOW) | COM | 662K | 3K | – |
| McDonalds Corp (MCD) | COM | 1M | 5K | – |
| Merck & Co Inc. (MRK) | COM | 3M | 23K | – |
| Microsoft Corp. (MSFT) | COM | 10M | 22K | – |
| Mondelez (MDLZ) | COM | 427K | 7K | – |
| Morgan Stanley (MS) | COM | 567K | 6K | – |
| NVIDIA Corporation (NVDA) | COM | 1M | 9K | – |
| Nacco Inds Inc CL A (NC) | COM | 2M | 58K | – |
| NextEra Energy (NEE) | COM | 2M | 23K | – |
| Norfolk Southern Cop (NSC) | COM | 489K | 2K | – |
| Novartis AG Spon ADR F (NVS) | COM | 431K | 4K | – |
| Novo-Nordisk (NVO) | COM | 468K | 3K | – |
| Oracle Corp. (ORCL) | COM | 2M | 12K | – |
| Otis Worldwide (OTIS) | COM | 656K | 7K | – |
| PepsiCo Inc. (PEP) | COM | 4M | 24K | – |
| Pfizer Inc (PFE) | COM | 2M | 62K | – |
| Phillips 66 (PSX) | COM | 2M | 15K | – |
| Procter & Gamble (PG) | COM | 4M | 22K | – |
| Qualcomm Inc. (QCOM) | COM | 578K | 3K | – |
| ROBO Gbl Robotics & Auto'n ETF | COM | 1M | 21K | – |
| RTX Corporation (RTX) | COM | 3M | 27K | – |
| Regions Financial Corp (RF) | COM | 644K | 32K | – |
| SYNNEX Corp (SNX) | COM | 669K | 6K | – |
| Salesforce.com (CRM) | COM | 943K | 4K | – |
| Scandium International Mining | COM | 3K | 236K | – |
| Smith & Nephew (SNN) | COM | 432K | 17K | – |
| Sonoco Products (SON) | COM | 1M | 28K | – |
| Sprouts Farmers Markets (SFM) | COM | 1M | 18K | – |
| Standard Motor Products (SMP) | COM | 406K | 15K | – |
| Starbucks Corp. (SBUX) | COM | 956K | 12K | – |
| State Street Corp (STT) | COM | 633K | 9K | – |
| Stryker Corp. (SYK) | COM | 738K | 2K | – |
| Sysco Corp. (SYY) | COM | 2M | 30K | – |
| T Rowe Price Group (TROW) | COM | 657K | 6K | – |
| TJX Cos Inc (TJX) | COM | 5M | 42K | – |
| Taiwan Semiconductor ADRF Spon | COM | 2M | 12K | – |
| Target Corporation (TGT) | COM | 2M | 11K | – |
| Texas Instruments Inc (TXN) | COM | 982K | 5K | – |
| The Blackstone Group (BX) | COM | 808K | 7K | – |
| The Trade Desk Inc (TTD) | COM | 1M | 15K | – |
| Trex Inc (TREX) | COM | 2M | 28K | – |
| Tyler Technologies (TYL) | COM | 543K | 1K | – |
| US Bancorp (USB) | COM | 2M | 39K | – |
| Ulta Beauty (ULTA) | COM | 1M | 3K | – |
| Unilever PLC ADR New F (UL) | COM | 931K | 17K | – |
| Union Pacific Corp. (UNP) | COM | 556K | 2K | – |
| United American Petroleum Corp | COM | 1K | 1M | – |
| United Parcel Service Cl B (UP | COM | 414K | 3K | – |
| Unitedhealth Group Inc. (UNH) | COM | 614K | 1K | – |
| Universal Display (OLED) | COM | 549K | 3K | – |
| Vericel (VCEL) | COM | 593K | 13K | – |
| Verisk Analytics (VRSK) | COM | 3M | 10K | – |
| Verizon Communications (VZ) | COM | 2M | 37K | – |
| Visa Inc (V) | COM | 3M | 11K | – |
| Vortex Energy Corp (VTECF) | COM | 7K | 50K | – |
| WD 40 Co (WDFC) | COM | 1M | 6K | – |
| WalMart Inc. (WMT) | COM | 948K | 14K | – |
| Zimmer Biomet Holdings Inc. (Z | COM | 459K | 4K | – |
| Zoetis Inc (ZTS) | COM | 2M | 11K | – |
| IShares S&P 100 Index (OEF) | ETF | 1M | 5K | – |
| Invesco S&P 500 Equal Weighted | ETF | 7M | 40K | – |
| Invesco SP500 Hi Div Low Vol ( | ETF | 604K | 14K | – |
| SP 400 Midcap ETF (SPMD) | ETF | 870K | 17K | – |
| SPDR S&P Dividend ETF (SDY) | ETF | 935K | 7K | – |
| SPDR S&P Midcap 400 (MDY) | ETF | 16M | 30K | – |
| SPDR Trust S&P 500 (SPY) | ETF | 2M | 3K | – |
| Schwab Large Cap Growth ETF (S | ETF | 14M | 140K | – |
| Schwab Large Cap US ETF (SCHX) | ETF | 6M | 89K | – |
| Schwab US Broad Market ETF (SC | ETF | 7M | 115K | – |
| Schwab US Dividend Equity (SCH | ETF | 10M | 125K | – |
| Schwab US Mid Cap ETF (SCHM) | ETF | 14M | 184K | – |
| Schwab US Small Cap ETF (SCHA) | ETF | 9M | 183K | – |
| Vanguard Extended Market Index | ETF | 2M | 13K | – |
| Vanguard High Dividend Yield E | ETF | 522K | 4K | – |
| Vanguard Mid Cap ETF (VO) | ETF | 1M | 4K | – |
| Vanguard S&P 500 ETF (VOO) | ETF | 15M | 30K | – |
| Vanguard Small Cap Growth (VBK | ETF | 3M | 13K | – |
| Vanguard Total Stock Market ET | ETF | 595K | 2K | – |
| iShares S&P US Preferred Stock | ETF | 4M | 132K | – |
| iShares Trust S&P 500 Index (I | ETF | 3M | 5K | – |
| IShares S&P Global 100 ETF (IO | ETF | 2M | 20K | – |
| Ishares Int'l Select Dividend | ETF | 623K | 23K | – |
| Ishares MSCI Ireland ETF (EIRL | ETF | 759K | 12K | – |
| SPDR International Dividend ET | ETF | 416K | 12K | – |
| Schwab Emerging Markets ETF (S | ETF | 2M | 89K | – |
| Schwab International Equity ET | ETF | 15M | 389K | – |
| Vanguard Total World Stock Mar | ETF | 471K | 4K | – |
| iShares MSCI Canada Index Fund | ETF | 411K | 11K | – |
| iShares TR MSCI EAFE Fd (EFA) | ETF | 3M | 36K | – |