PCA INVESTMENT ADVISORY SERVICES, INC.
Adviser information for PCA INVESTMENT ADVISORY SERVICES, INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,516 | $1.5B |
| Non-Discretionary | 326 | $1.4B |
| Total | 1,842 | $2.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 733 | $174.7M |
| HNW Individuals | 134 | $334.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 205 | $2.4B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $5.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissionsMUTUAL FUND REIMBURSEMENTS (SUB TA FEE) |
Identifiers
| SEC RIA File Number | 801-67369 |
|---|---|
| SEC ERA File Number | 801-67369 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 123475 |
| Legal Entity Identifier | None |
Principal Office
2133 LURAY AVENUECINCINNATI
OH
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 513.281.3366, Fax: 513.281.3389
Chief Compliance Officer
LESLIE A. GREEN
255 EAST FIFTH STREET
2800 FIRST FINANCIAL CENTER
CINCINNATI
OH
United States
Tel:
5136934871
L*****@**********M
(Full email address available in API data)
Regulatory Contact
SETH R. PRIESTLE
VICE PRESIDENT
2133 LURAY AVE
CINCINNATI
OH
United States
Tel:
513-719-4184
Fax:
513.281.3389
S********@**********M
(Full email address available in API data)
Industry Affiliates
| PENSION CORPORATION OF AMERICA | Pension consultant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SEITZ, THOMAS, EDWARD | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2002 | 50-75% |
| ECKERLE, JAMES, ROBERT | Individual | – | PRESIDENT | 12/2002 | 10-25% |
| SEITZ, KAREN, ANN | Individual | – | DIRECTOR | 12/2002 | < 5% |
| BURNS, ZACHARY, MICHAEL | Individual | – | EXECUTIVE VICE PRESIDENT- INVESTMENTS | 06/2012 | 10-25% |
| SEITZ, JUSTIN, EDWARD | Individual | – | VICE PRESIDENT | 10/2015 | 10-25% |
| PRIESTLE, SETH, ROBERT | Individual | – | VICE PRESIDENT | 01/2017 | 5-10% |
| JANSZEN, MARK, ANTHONY | Individual | – | VICE PRESIDENT- WEALTH MANAGEMENT | 10/2018 | 10-25% |
| GREEN, LESLIE, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |