HANYS BENEFIT SERVICES
HEALTHCARE COMMUNITY SECURITIES CORPORATION Legal Name
Adviser information for HANYS BENEFIT SERVICES last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 9 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 8 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 105 | $3.9B |
| Total | 105 | $3.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 47 | $3.9B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $22.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-67370 |
|---|---|
| SEC ERA File Number | 801-67370 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 36026 |
| Legal Entity Identifier | None |
Principal Office
ONE EMPIRE DRIVERENSSELAER
NY
United States
Monday - Friday, 8:30 AM TO 5:00PM
Tel: 518-431-7600, Fax: 518-431-7601
Chief Compliance Officer
JENNIFER LAROSE
ONE EMPIRE DRIVE
RENSSELAER
NY
United States
Tel:
248-250-0548
Fax:
518-431-7601
J******@*******************M
(Full email address available in API data)
Regulatory Contact
NOAH BUCK
PRESIDENT
ONE EMPIRE DRIVE
RENSSELAER
NY
United States
Tel:
518.431.7761
N****@*******************M
(Full email address available in API data)
Industry Affiliates
| GROUP INSURANCE AGENCY, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HANYS SERVICES INC | Domestic Entity | GROUP INSURANCE AGENCY | SOLE SHAREHOLDER | 12/1983 | > 75% |
| LAROSE, JENNIFER | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
| HEALTHCARE ASSOCIATION OF NEW YORK STATE, INC. (HANYS) | Domestic Entity | HANYS SOLUTIONS, INC. | SOLE SHAREHOLDER | 12/1983 | > 75% |
| GROUP INSURANCE AGENCY | Domestic Entity | – | PARENT CORPORATION | 07/1993 | > 75% |
| HAYES, MARY KATHERINE | Individual | – | CFO | 01/2020 | < 5% |
| BUCK, NOAH PATRICK | Individual | – | PRESIDENT | 04/2022 | < 5% |
| MANZER, ANDREW RAYMOND | Individual | – | BOARD OF DIRECTOR | 08/2017 | < 5% |
| MCCOLLUM, CYNTHIA | Individual | – | BOARD OF DIRECTOR | 04/2022 | < 5% |
| SOLAZZO, MARK JOSEPH | Individual | – | BOARD OF DIRECTOR | 01/2010 | < 5% |
| THOMAS, HUGH RICHARD | Individual | – | BOARD OF DIRECTOR | 08/2017 | < 5% |
| VERZI, DENNIS JAMES | Individual | – | BOARD OF DIRECTORS | 03/2015 | < 5% |
| WESTERVELT, KAREN SUE | Individual | – | BOARD OF DIRECTOR | 08/2017 | < 5% |
| BORYSZAK, MARTIN W | Individual | – | BOARD OF DIRECTOR | 01/2024 | < 5% |
| RATNER, JOSHUA S | Individual | – | BOARD OF DIRECTOR | 01/2024 | < 5% |
| SCHILLER, JONATHAN DAVID | Individual | – | BOARD OF DIRECTOR | 01/2024 | < 5% |
| GELLER, MARK ELI | Individual | – | BOARD OF DIRECTOR | 01/2024 | < 5% |