DYNAMIC TRADING MANAGEMENT, LLC.
Adviser information for DYNAMIC TRADING MANAGEMENT, LLC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 123 | $53.2M |
| Non-Discretionary | 0 | $0 |
| Total | 123 | $53.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 30 | $4.7M |
| HNW Individuals | 45 | $46.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $700,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-67375 |
|---|---|
| SEC ERA File Number | 801-67375 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 142638 |
| Legal Entity Identifier | None |
Principal Office
245 MAIN STREET 4TH FLOORWHITE PLAINS
NY
United States
Monday - Friday, 8AM-5PM
Tel: 914-220-9404, Fax: 914-614-8495
Chief Compliance Officer
TIMOTHY BRADLEY
PRESIDENT
245 MAIN STREET - SUITE 440
WHITE PLAINS
NY
United States
Tel:
914-220-9404
Fax:
914-614-8495
T***@********************M
(Full email address available in API data)
Regulatory Contact
TIMOTHY BRADLEY
PRESIDENT
245 MAIN STREET 4TH FLOOR
WHITE PLAINS
NY
United States
Tel:
914 220 9404
Fax:
914 614 8495
O******@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRADLEY, TIMOTHY, PAUL | Individual | – | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | 11/2006 | > 75% |