TSAI CAPITAL CORPORATION
Adviser information for TSAI CAPITAL CORPORATION last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 59 | $110.8M |
| Non-Discretionary | 0 | $0 |
| Total | 59 | $110.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $2.1M |
| HNW Individuals | 47 | $84.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.4M |
| Charitable organizations | <5 | $9.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $13.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
590 MADISON AVENUE, 21ST FLOORNEW YORK
NY
United States
Monday - Friday, 9:00 AM -5:00 PM
Tel: 917-979-4821, Fax: 917-979-4849
Chief Compliance Officer
CHRISTOPHER TSAI
PRESIDENT AND CHIEF INVESTMENT OFFICER
590 MADISON AVENUE, 21ST FLOOR
NEW YORK
NY
United States
Tel:
917-979-4821
Fax:
917-979-4849
C****@**************M
(Full email address available in API data)
Regulatory Contact
DAVID E. SCOTT
COMPLIANCE CONSULTANT
101 LA QUINTA PLACE
ST. AUGUSTINE
FL
United States
Tel:
646-415-8159
D**********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TSAI, CHRISTOPHER | Individual | – | PRESIDENT, CHIEF INVESTMENT OFFICER, AND CHIEF COMPLIANCE OFFICER | 11/1997 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMAZON COM INC | COM | 6M | 32K | – |
| JOHNSON & JOHNSON | COM | 360K | 2K | – |
| COSTCO WHSL CORP | NEW COM | 5M | 5K | – |
| MASTERCARD INCORPORATED | CL A | 3M | 6K | – |
| TYLER TECHNOLOGIES INC | COM | 3M | 6K | – |
| MICROSOFT CORP | COM | 4M | 8K | – |
| COPART INC | COM | 2M | 39K | – |
| NIKE INC | CL B | 3M | 36K | – |
| TESLA INC | COM | 26M | 131K | – |
| MSCI INC | COM | 3M | 7K | – |
| AIRBNB INC | COM CL A | 3M | 17K | – |
| VISA INC | COM CL A | 3M | 10K | – |
| COSTAR GROUP INC | COM | 3M | 41K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 2M | 6K | – |
| ZOETIS INC | CL A | 2M | 10K | – |
| ANSYS INC | COM | 2M | 7K | – |
| FACTSET RESH SYS INC | COM | 2M | 5K | – |
| MCDONALDS CORP | COM | 366K | 1K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 2M | 2K | – |
| IDEXX LABS INC | COM | 2M | 5K | – |
| MARKEL GROUP INC | COM | 1M | 803 | – |
| DANAHER CORPORATION | COM | 3M | 14K | – |
| ALPHABET INC | CAP STK CL C | 5M | 29K | – |
| APPLE INC | COM | 16M | 75K | – |