CANNELL & SPEARS LLC
Adviser information for CANNELL & SPEARS LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 40 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 23 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,285 | $5.8B |
| Non-Discretionary | 36 | $54.4M |
| Total | 2,321 | $5.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 532 | $192.2M |
| HNW Individuals | 1,643 | $5.0B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $160.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $17.6M |
| Pension and profit sharing plans | 41 | $69.9M |
| Charitable organizations | 55 | $225.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 45 | $217.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)REVIEW OF ASSET ALLOCATION |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
545 MADISON AVENUE11TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 212-752-5255, Fax: 212-319-0937
Chief Compliance Officer
GLENN MICHAEL GOLDBERG
545 MADISON AVENUE
11TH FLOOR
NEW YORK
NY
United States
Tel:
212-752-5255
Fax:
212-319-0937
G********@****************M
(Full email address available in API data)
Industry Affiliates
| SA ALTERNATIVES, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SPEARS & CO. LLC | Domestic Entity | – | MEMBER | 11/2006 | < 5% |
| SPEARS, WILLIAM, GERLI | Individual | – | PRINCIPAL | 01/2007 | < 5% |
| SPEARS, WILLIAM, GERLI | Individual | SPEARS & CO. LLC | MANAGER & MEMBER | 11/2006 | 50-75% |
| ABACUS AND ASSOCIATES HOLDINGS, LLC | Domestic Entity | – | MEMBER | 01/2007 | 10-25% |
| RAICH, ROBERT, MICHAEL | Individual | – | MANAGER, MEMBER, AND PRINCIPAL | 01/2007 | < 5% |
| MACLENNAN, MARGARET, MARY H. | Individual | – | MEMBER AND PRINCIPAL | 01/2007 | < 5% |
| WEIL, WILLIAM, SYLVAN | Individual | ABACUS AND ASSOCIATES HOLDINGS, LLC | MANAGER | 12/2006 | |
| LASSALLE, HONOR, (NMN) | Individual | ABACUS AND ASSOCIATES HOLDINGS, LLC | MANAGER | 03/2009 | |
| BREECE, JAMES, ERNEST | Individual | – | MANAGER, MEMBER, AND PRINCIPAL | 01/2010 | 5-10% |
| PFEIFFER, PAUL, FRANK | Individual | – | MEMBER AND PRINCIPAL | 07/2009 | < 5% |
| RAGGIO, JOHN, VICTOR | Individual | – | MEMBER AND PRINCIPAL | 05/2008 | < 5% |
| MORGENTHAU, ROBERT, PATTRIDGE | Individual | – | MEMBER AND PRINCIPAL | 10/2011 | 5-10% |
| CLEARY, MICHELE, DAYLE | Individual | – | PRINCIPAL | 04/2013 | < 5% |
| WEINTRAUB, EMANUEL | Individual | – | PRINCIPAL | 01/2020 | < 5% |
| WERNER, JOSEPH, BLAIR | Individual | – | MANAGER, MEMBER, AND PRINCIPAL | 01/2024 | 10-25% |
| GILES, EDWARD, MORGAN | Individual | – | PRINCIPAL | 01/2024 | < 5% |
| MACCALLUM, IAN, BARRIE | Individual | – | PRINCIPAL | 01/2024 | < 5% |
| SHAPIRO, ROBERT, FRANK | Individual | – | PRINCIPAL | 01/2024 | < 5% |
| EISING, ROBERT, CHARLES | Individual | – | MANAGER, MEMBER, AND PRINCIPAL | 01/2024 | 5-10% |
| KOGAN, PATRICIA, ANN | Individual | – | MEMBER AND PRINCIPAL | 01/2024 | < 5% |
| MAZZULLO, DAVID, JONATHAN | Individual | – | MANAGER, MEMBER, AND PRINCIPAL | 01/2024 | 10-25% |
| HERRMAN II, WILLIAM, HENRY | Individual | – | PRINCIPAL | 01/2024 | < 5% |
| WARTMAN, PAUL, ANDREW | Individual | – | MEMBER AND PRINCIPAL | 01/2024 | 5-10% |
| GILES, WALTER, KENNETH | Individual | – | PRINCIPAL | 01/2024 | < 5% |
| GOLDBERG, GLENN, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |
| WETCHLER, DANIEL, JOSEPH | Individual | – | PRINCIPAL | 01/2024 | < 5% |
| THOW, RONALD, CHARLES | Individual | – | MEMBER AND PRINCIPAL | 01/2024 | < 5% |
| PBC ACQUISITION CORP. INC. | Domestic Entity | – | MEMBER | 01/2024 | 50-75% |
| MISKA, ALINA, LUISA | Individual | – | PRINCIPAL | 01/2024 | < 5% |
| JENNIFER B. LYNN REVOCABLE TRUST | Domestic Entity | – | MEMBER | 01/2024 | 5-10% |
| 2023 IAN B. MACCALLUM, JR. FAMILY DYNASTY TRUST | Domestic Entity | – | MEMBER | 01/2024 | 10-25% |
| EISING, ROBERT, CHARLES | Individual | 2023 IAN B. MACCALLUM, JR. FAMILY DYNASTY TRUST | TRUSTEE | 09/2023 | |
| LYNN, JENNIFER, BUCHMAN | Individual | JENNIFER B. LYNN REVOCABLE TRUST | TRUSTEE | 02/2021 | |
| HOWELL, ELIZABETH, W | Individual | 2023 IAN B. MACCALLUM, JR. FAMILY DYNASTY TRUST | TRUSTEE | 09/2023 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 2M | 16K | – |
| ABBOTT LABS | COM | 37M | 355K | – |
| ABBVIE INC | COM | 46M | 270K | – |
| ACCELERATE DIAGNOSTICS INC | COM NEW | 134K | 115K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 858K | 3K | – |
| ADOBE INC | COM | 57M | 103K | – |
| ADVANCED MICRO DEVICES INC | COM | 2M | 10K | – |
| AFLAC INC | COM | 11M | 123K | – |
| AGILENT TECHNOLOGIES INC | COM | 221K | 2K | – |
| AGNICO EAGLE MINES LTD | COM | 55M | 836K | – |
| AIR LEASE CORP | CL A | 28M | 580K | – |
| AIR PRODS & CHEMS INC | COM | 21M | 79K | – |
| ALCON AG | ORD SHS | 245K | 3K | – |
| ALECTOR INC | COM | 298K | 66K | – |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 235K | 2K | – |
| ALPHA METALLURGICAL RESOUR I | COM | 5M | 18K | – |
| ALPHABET INC | CAP STK CL C | 198M | 1M | – |
| ALPHABET INC | CAP STK CL A | 85M | 466K | – |
| ALPHATEC HLDGS INC | COM NEW | 1M | 100K | – |
| ALPS ETF TR | ALERIAN MLP | 328K | 7K | – |
| ALTRIA GROUP INC | COM | 858K | 19K | – |
| AMAZON COM INC | COM | 112M | 578K | – |
| AMERICAN ELEC PWR CO INC | COM | 342K | 4K | – |
| AMERICAN EXPRESS CO | COM | 2M | 8K | – |
| AMERICAN INTL GROUP INC | COM NEW | 218K | 3K | – |
| AMGEN INC | COM | 4M | 14K | – |
| AMPHENOL CORP NEW | CL A | 444K | 7K | – |
| ANALOG DEVICES INC | COM | 69M | 304K | – |
| ANNOVIS BIO INC | COM | 86K | 15K | – |
| AON PLC | SHS CL A | 37M | 125K | – |
| APA CORPORATION | COM | 296K | 10K | – |
| APOLLO GLOBAL MGMT INC | COM | 4M | 36K | – |
| APPLE INC | COM | 186M | 885K | – |
| APTARGROUP INC | COM | 454K | 3K | – |
| APTIV PLC | SHS | 12M | 172K | – |
| ARDAGH METAL PACKAGING S A | SHS | 76K | 22K | – |
| ARES CAPITAL CORP | COM | 251K | 12K | – |
| ARMSTRONG WORLD INDS INC NEW | COM | 715K | 6K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 258K | 3K | – |
| AT&T INC | COM | 329K | 17K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 21M | 90K | – |
| AVERY DENNISON CORP | COM | 219K | 1K | – |
| AXIS CAP HLDGS LTD | SHS | 2M | 25K | – |
| AXSOME THERAPEUTICS INC | COM | 7M | 82K | – |
| BALL CORP | COM | 12M | 192K | – |
| BANK AMERICA CORP | COM | 1M | 28K | – |
| BANK NEW YORK MELLON CORP | COM | 22M | 368K | – |
| BARCLAYS PLC | ADR | 331K | 31K | – |
| BARRICK GOLD CORP | COM | 2M | 135K | – |
| BAXTER INTL INC | COM | 13M | 375K | – |
| BECTON DICKINSON & CO | COM | 12M | 51K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 152M | 373K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 30M | 49 | – |
| BERRY GLOBAL GROUP INC | COM | 22M | 367K | – |
| BGC GROUP INC | CL A | 1M | 130K | – |
| BIODESIX INC | COM | 315K | 206K | – |
| BIOGEN INC | COM | 1M | 5K | – |
| BIOLIFE SOLUTIONS INC | COM NEW | 585K | 27K | – |
| BJS WHSL CLUB HLDGS INC | COM | 4M | 43K | – |
| BLACKSTONE INC | COM | 4M | 34K | – |
| BOEING CO | COM | 1M | 8K | – |
| BRADY CORP | CL A | 4M | 54K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 11M | 271K | – |
| BROADCOM INC | COM | 8M | 5K | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 1M | 7K | – |
| BROADSTONE NET LEASE INC | COM | 595K | 38K | – |
| BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 2M | 44K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 83M | 2M | – |
| BROOKFIELD INFRAST PARTNERS | LP INT UNIT | 4M | 143K | – |
| BROOKFIELD REINS LTD | CL A-1 EXCH NONV | 373K | 9K | – |
| BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 984K | 35K | – |
| BROWN & BROWN INC | COM | 630K | 7K | – |
| CAMBIUM NETWORKS CORP | SHS | 416K | 149K | – |
| CANADIAN NAT RES LTD | COM | 231K | 7K | – |
| CAPITAL ONE FINL CORP | COM | 3M | 19K | – |
| CARMAX INC | COM | 7M | 96K | – |
| CATERPILLAR INC | COM | 6M | 19K | – |
| CENTENE CORP DEL | COM | 2M | 30K | – |
| CHESAPEAKE ENERGY CORP | COM | 69M | 838K | – |
| CHEVRON CORP NEW | COM | 29M | 183K | – |
| CHUBB LIMITED | COM | 86M | 339K | – |
| CHURCH & DWIGHT CO INC | COM | 5M | 52K | – |
| CINTAS CORP | COM | 340K | 485 | – |
| CISCO SYS INC | COM | 6M | 127K | – |
| CITIGROUP INC | COM NEW | 4M | 60K | – |
| CME GROUP INC | COM | 3M | 14K | – |
| COCA COLA CO | COM | 19M | 293K | – |
| COCA COLA CONS INC | COM | 347K | 320 | – |
| COCA-COLA EUROPACIFIC PARTNE | SHS | 15M | 211K | – |
| COLGATE PALMOLIVE CO | COM | 32M | 331K | – |
| COMCAST CORP NEW | CL A | 46M | 1M | – |
| COMMSCOPE HLDG CO INC | COM | 39K | 32K | – |
| CONOCOPHILLIPS | COM | 1M | 13K | – |
| CONSOLIDATED EDISON INC | COM | 335K | 4K | – |
| CONSTELLIUM SE | CL A SHS | 54M | 3M | – |
| CORNING INC | COM | 6M | 158K | – |
| COSTCO WHSL CORP NEW | COM | 53M | 62K | – |
| CRANE NXT CO | COM | 711K | 12K | – |
| CRH PLC | ORD | 61M | 815K | – |
| CROWN CASTLE INC | COM | 1M | 13K | – |
| CROWN HLDGS INC | COM | 3M | 42K | – |
| CROWN HLDGS INC | COM | 23M | 310K | – |
| CSX CORP | COM | 5M | 149K | – |
| CULLEN FROST BANKERS INC | COM | 536K | 5K | – |
| CUMMINS INC | COM | 2M | 6K | – |
| CVD EQUIP CORP | COM | 62K | 16K | – |
| D R HORTON INC | COM | 7M | 51K | – |
| DANAHER CORPORATION | COM | 34M | 137K | – |
| DANAHER CORPORATION | COM | 23M | 93K | – |
| DAVITA INC | COM | 4M | 26K | – |
| DEERE & CO | COM | 8M | 22K | – |
| DELTA AIR LINES INC DEL | COM NEW | 645K | 14K | – |
| DIAMONDBACK ENERGY INC | COM | 222K | 1K | – |
| DIGITAL RLTY TR INC | COM | 209K | 1K | – |
| DISCOVER FINL SVCS | COM | 275K | 2K | – |
| DISNEY WALT CO | COM | 37M | 378K | – |
| DOMINOS PIZZA INC | COM | 1M | 2K | – |
| DOVER CORP | COM | 1M | 7K | – |
| EATON CORP PLC | SHS | 355K | 1K | – |
| ECOLAB INC | COM | 4M | 15K | – |
| ELEVANCE HEALTH INC | COM | 36M | 67K | – |
| ELI LILLY & CO | COM | 3M | 3K | – |
| EMERSON ELEC CO | COM | 5M | 45K | – |
| ENBRIDGE INC | COM | 2M | 56K | – |
| ENOVIX CORPORATION | COM | 7M | 449K | – |
| ENSTAR GROUP LIMITED | SHS | 901K | 3K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 2M | 68K | – |
| EOG RES INC | COM | 240K | 2K | – |
| EOS ENERGY ENTERPRISES INC | COM CL A | 25K | 20K | – |
| EQT CORP | COM | 52M | 1M | – |
| EXXON MOBIL CORP | COM | 20M | 174K | – |
| FEDEX CORP | COM | 35M | 118K | – |
| FERROGLOBE PLC | SHS | 54K | 10K | – |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 22M | 436K | – |
| FIDELITY NATL INFORMATION SV | COM | 59M | 784K | – |
| FIRST CTZNS BANCSHARES INC N | CL A | 13M | 8K | – |
| FISERV INC | COM | 581K | 4K | – |
| FISERV INC | COM | 32M | 212K | – |
| FMC CORP | COM NEW | 691K | 12K | – |
| FORD MTR CO DEL | COM | 241K | 19K | – |
| FORESTAR GROUP INC | COM | 451K | 14K | – |
| FORTIVE CORP | COM | 22M | 299K | – |
| FORTREA HLDGS INC | COMMON STOCK | 540K | 23K | – |
| FRANCO NEV CORP | COM | 12M | 104K | – |
| FRANCO NEV CORP | COM | 20M | 171K | – |
| GE AEROSPACE | COM NEW | 30M | 190K | – |
| GE VERNOVA INC | COM | 205K | 1K | – |
| GENERAL DYNAMICS CORP | COM | 1M | 5K | – |
| GENERAL MTRS CO | COM | 74M | 2M | – |
| GILDAN ACTIVEWEAR INC | COM | 20M | 519K | – |
| GILEAD SCIENCES INC | COM | 290K | 4K | – |
| GLOBAL PMTS INC | COM | 2M | 25K | – |
| GLOBUS MED INC | CL A | 2M | 29K | – |
| GOLDMAN SACHS GROUP INC | COM | 8M | 18K | – |
| GRAFTECH INTL LTD | COM | 3M | 3M | – |
| GRANITE CONSTR INC | COM | 6M | 99K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 323K | 6K | – |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 514K | 10K | – |
| HCA HEALTHCARE INC | COM | 15M | 48K | – |
| HERSHEY CO | COM | 581K | 3K | – |
| HOLOGIC INC | COM | 282K | 4K | – |
| HOME DEPOT INC | COM | 32M | 94K | – |
| HONEYWELL INTL INC | COM | 20M | 95K | – |
| HOULIHAN LOKEY INC | CL A | 2M | 12K | – |
| HUMANA INC | COM | 711K | 2K | – |
| HUNTINGTON INGALLS INDS INC | COM | 51M | 207K | – |
| I-80 GOLD CORP | COM | 140K | 130K | – |
| IDEXX LABS INC | COM | 570K | 1K | – |
| ILLINOIS TOOL WKS INC | COM | 19M | 78K | – |
| ILLUMINA INC | COM | 46M | 438K | – |
| ILLUMINA INC | COM | 28M | 272K | – |
| INSTALLED BLDG PRODS INC | COM | 403K | 2K | – |
| INTEGRA LIFESCIENCES HLDGS C | COM NEW | 7M | 241K | – |
| INTEL CORP | COM | 12M | 398K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 52M | 380K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 6M | 37K | – |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 624K | 7K | – |
| INTUIT | COM | 3M | 4K | – |
| INTUITIVE SURGICAL INC | COM NEW | 2M | 4K | – |
| INVESCO DB COMMDY INDX TRCK | UNIT | 504K | 22K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 3M | 19K | – |
| INVESCO QQQ TR | UNIT SER 1 | 1M | 3K | – |
| IQVIA HLDGS INC | COM | 3M | 16K | – |
| ISHARES TR | ISHARES BIOTECH | 1M | 10K | – |
| ISHARES TR | EXPANDED TECH | 348K | 4K | – |
| ISHARES TR | S&P 100 ETF | 298K | 1K | – |
| ISHARES TR | CORE S&P500 ETF | 1M | 2K | – |
| ISHARES TR | RUSSELL 2000 ETF | 2M | 8K | – |
| ISHARES TR | RUS 2000 VAL ETF | 423K | 3K | – |
| ISHARES TR | RUS 1000 GRW ETF | 2M | 7K | – |
| ISHARES TR | RUS 1000 ETF | 8M | 26K | – |
| ISHARES TR | BLACKROCK ULTRA | 239K | 5K | – |
| ISHARES TR | CORE S&P US VLU | 398K | 5K | – |
| ISHARES TR | RUS 2000 GRW ETF | 255K | 970 | – |
| ISHARES TR | CORE S&P SCP ETF | 935K | 9K | – |
| ITRON INC | COM | 4M | 44K | – |
| IZEA WORLDWIDE INC | COM NEW | 59K | 25K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 425K | 8K | – |
| JOHNSON & JOHNSON | COM | 25M | 170K | – |
| JPMORGAN CHASE & CO. | COM | 58M | 286K | – |
| KENVUE INC | COM | 2M | 84K | – |
| KIMBERLY-CLARK CORP | COM | 2M | 15K | – |
| KINDER MORGAN INC DEL | COM | 2M | 100K | – |
| KINROSS GOLD CORP | COM | 2M | 212K | – |
| KIRBY CORP | COM | 12M | 102K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 5M | 24K | – |
| LABCORP HOLDINGS INC | COM SHS | 34M | 165K | – |
| LAM RESEARCH CORP | COM | 249K | 234 | – |
| LAMB WESTON HLDGS INC | COM | 55M | 653K | – |
| LENNAR CORP | CL A | 29M | 191K | – |
| LINDE PLC | SHS | 621K | 1K | – |
| LOCKHEED MARTIN CORP | COM | 29M | 62K | – |
| LOEWS CORP | COM | 217K | 3K | – |
| LOWES COS INC | COM | 75M | 342K | – |
| MAG SILVER CORP | COM | 3M | 257K | – |
| MARATHON PETE CORP | COM | 278K | 2K | – |
| MARCUS CORP DEL | COM | 115K | 10K | – |
| MARKEL GROUP INC | COM | 3M | 2K | – |
| MARRIOTT INTL INC NEW | CL A | 231K | 955 | – |
| MARTIN MARIETTA MATLS INC | COM | 566K | 1K | – |
| MASTERCARD INCORPORATED | CL A | 7M | 15K | – |
| MAUI LD & PINEAPPLE INC | COM | 206K | 9K | – |
| MCDONALDS CORP | COM | 2M | 8K | – |
| MEDIAALPHA INC | CL A | 842K | 64K | – |
| MEDTRONIC PLC | SHS | 1M | 17K | – |
| MERCK & CO INC | COM | 40M | 320K | – |
| META PLATFORMS INC | CL A | 2M | 3K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 432K | 309 | – |
| MICRON TECHNOLOGY INC | COM | 527K | 4K | – |
| MICROSOFT CORP | COM | 151M | 337K | – |
| MICROSOFT CORP | COM | 227M | 507K | – |
| MID-AMER APT CMNTYS INC | COM | 214K | 2K | – |
| MITEK SYS INC | COM NEW | 3M | 271K | – |
| MONDELEZ INTL INC | CL A | 17M | 263K | – |
| MONDELEZ INTL INC | CL A | 27M | 408K | – |
| MORNINGSTAR INC | COM | 234K | 790 | – |
| MURPHY USA INC | COM | 254K | 541 | – |
| NCR ATLEOS CORPORATION | COM SHS | 7M | 256K | – |
| NEW FOUND GOLD CORP | COM | 85K | 30K | – |
| NEW GOLD INC CDA | COM | 25K | 13K | – |
| NEW YORK TIMES CO | CL A | 8M | 153K | – |
| NEWMONT CORP | COM | 2M | 48K | – |
| NEXTERA ENERGY INC | COM | 2M | 26K | – |
| NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 3M | 126K | – |
| NIKE INC | CL B | 1M | 17K | – |
| NIKE INC | CL B | 13M | 167K | – |
| NORTHERN TR CORP | COM | 2M | 20K | – |
| NORTHROP GRUMMAN CORP | COM | 332K | 761 | – |
| NOVARTIS AG | SPONSORED ADR | 687K | 6K | – |
| NOVO-NORDISK A S | ADR | 698K | 5K | – |
| NVIDIA CORPORATION | COM | 10M | 85K | – |
| NXP SEMICONDUCTORS N V | COM | 975K | 4K | – |
| OPTION CARE HEALTH INC | COM NEW | 1M | 42K | – |
| ORACLE CORP | COM | 75M | 534K | – |
| OSISKO GOLD ROYALTIES LTD | COM | 5M | 308K | – |
| PACKAGING CORP AMER | COM | 10M | 54K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 970K | 38K | – |
| PAR TECHNOLOGY CORP | COM | 9M | 183K | – |
| PARKER-HANNIFIN CORP | COM | 811K | 2K | – |
| PEAPACK-GLADSTONE FINL CORP | COM | 658K | 29K | – |
| PEPSICO INC | COM | 24M | 143K | – |
| PERRIGO CO PLC | SHS | 1M | 49K | – |
| PFIZER INC | COM | 6M | 212K | – |
| PHILIP MORRIS INTL INC | COM | 4M | 40K | – |
| PHILLIPS 66 | COM | 2M | 11K | – |
| PINTEREST INC | CL A | 67M | 2M | – |
| PNC FINL SVCS GROUP INC | COM | 311K | 2K | – |
| PROCTER AND GAMBLE CO | COM | 12M | 71K | – |
| PROLOGIS INC. | COM | 23M | 202K | – |
| PRUDENTIAL FINL INC | COM | 216K | 2K | – |
| PURE CYCLE CORP | COM NEW | 1M | 114K | – |
| PURE STORAGE INC | CL A | 4M | 61K | – |
| QUANTA SVCS INC | COM | 34M | 133K | – |
| RADNET INC | COM | 242K | 4K | – |
| RANGE RES CORP | COM | 3M | 97K | – |
| REGENERON PHARMACEUTICALS | COM | 11M | 11K | – |
| REGIONS FINANCIAL CORP NEW | COM | 1M | 57K | – |
| RESTAURANT BRANDS INTL INC | COM | 85M | 1M | – |
| REYNOLDS CONSUMER PRODS INC | COM | 291K | 10K | – |
| ROPER TECHNOLOGIES INC | COM | 3M | 5K | – |
| ROYAL BK CDA | COM | 278K | 3K | – |
| ROYAL GOLD INC | COM | 3M | 21K | – |
| RTX CORPORATION | COM | 13M | 133K | – |
| S&P GLOBAL INC | COM | 3M | 7K | – |
| SANDSTORM GOLD LTD | COM NEW | 5M | 1M | – |
| SCHLUMBERGER LTD | COM STK | 4M | 85K | – |
| SCHWAB CHARLES CORP | COM | 311K | 4K | – |
| SEADRILL 2021 LTD | COM | 574K | 11K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 435K | 3K | – |
| SELECT SECTOR SPDR TR | ENERGY | 2M | 18K | – |
| SERVICENOW INC | COM | 30M | 39K | – |
| SHARECARE INC | COM CL A | 14K | 10K | – |
| SHELL PLC | SPON ADS | 2M | 33K | – |
| SHERWIN WILLIAMS CO | COM | 2M | 7K | – |
| SIX FLAGS ENTMT CORP NEW | COM | 57M | 2M | – |
| SMITH A O CORP | COM | 276K | 3K | – |
| SOLAREDGE TECHNOLOGIES INC | COM | 218K | 9K | – |
| SOUTHWESTERN ENERGY CO | COM | 589K | 88K | – |
| SPDR GOLD TR | GOLD SHS | 2M | 9K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 222K | 6K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 7M | 14K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 350K | 655 | – |
| SPROTT INC | COM NEW | 4M | 101K | – |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 11M | 483K | – |
| SPROTT PHYSICAL GOLD TR | UNIT | 11M | 616K | – |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 2M | 194K | – |
| STANLEY BLACK & DECKER INC | COM | 759K | 9K | – |
| STARBUCKS CORP | COM | 725K | 9K | – |
| STELLANTIS N.V | SHS | 2M | 117K | – |
| STERIS PLC | SHS USD | 205K | 935 | – |
| STRYKER CORPORATION | COM | 2M | 5K | – |
| SUPER MICRO COMPUTER INC | COM | 69M | 84K | – |
| SYSCO CORP | COM | 30M | 413K | – |
| T-MOBILE US INC | COM | 11M | 63K | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 18M | 115K | – |
| TECHNIPFMC PLC | COM | 7M | 259K | – |
| TELEFLEX INCORPORATED | COM | 597K | 3K | – |
| TESLA INC | COM | 494K | 2K | – |
| TEXAS PACIFIC LAND CORPORATI | COM | 2M | 2K | – |
| THE CIGNA GROUP | COM | 841K | 3K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 54M | 97K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 7M | 13K | – |
| THOUGHTWORKS HOLDING INC | COM | 64K | 23K | – |
| TJX COS INC NEW | COM | 38M | 348K | – |
| TKO GROUP HOLDINGS INC | CL A | 211K | 2K | – |
| TOLL BROTHERS INC | COM | 789K | 7K | – |
| TRIMBLE INC | COM | 1M | 23K | – |
| UBER TECHNOLOGIES INC | COM | 71M | 983K | – |
| UNILEVER PLC | SPON ADR NEW | 219K | 4K | – |
| UNION BANKSHARES INC | COM | 922K | 43K | – |
| UNION PAC CORP | COM | 11M | 48K | – |
| UNITED PARCEL SERVICE INC | CL B | 928K | 7K | – |
| UNITEDHEALTH GROUP INC | COM | 4M | 8K | – |
| UNIVERSAL HEALTH RLTY INCOME | SH BEN INT | 900K | 23K | – |
| US BANCORP DEL | COM NEW | 1M | 34K | – |
| VALERO ENERGY CORP | COM | 235K | 2K | – |
| VALLEY NATL BANCORP | COM | 244K | 35K | – |
| VANECK ETF TRUST | JUNIOR GOLD MINE | 384K | 9K | – |
| VANGUARD ADMIRAL FDS INC | SMLCP 600 GRTH | 486K | 4K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 563K | 3K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 444K | 2K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 354K | 2K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 559K | 1K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 4M | 15K | – |
| VANGUARD INDEX FDS | VALUE ETF | 425K | 3K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 8M | 17K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 623K | 11K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 333K | 8K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 404K | 2K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 800K | 16K | – |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 273K | 3K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 222K | 2K | – |
| VANGUARD WORLD FD | INF TECH ETF | 781K | 1K | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 291K | 1K | – |
| VERALTO CORP | COM SHS | 1M | 13K | – |
| VERIZON COMMUNICATIONS INC | COM | 1M | 31K | – |
| VERTEX PHARMACEUTICALS INC | COM | 1M | 2K | – |
| VERTIV HOLDINGS CO | COM CL A | 67M | 773K | – |
| VIRNETX HLDG CORP | COM | 193K | 28K | – |
| VISA INC | COM CL A | 6M | 24K | – |
| WALMART INC | COM | 3M | 47K | – |
| WASTE MGMT INC DEL | COM | 1M | 7K | – |
| WATERS CORP | COM | 2M | 7K | – |
| WAYFAIR INC | CL A | 429K | 8K | – |
| WELLS FARGO CO NEW | COM | 824K | 14K | – |
| WHEATON PRECIOUS METALS CORP | COM | 8M | 148K | – |
| WHITE MTNS INS GROUP LTD | COM | 55M | 30K | – |
| WILEY JOHN & SONS INC | CL A | 3M | 73K | – |
| WILEY JOHN & SONS INC | CL B | 819K | 20K | – |
| WILLIAMS COS INC | COM | 1M | 24K | – |
| XENCOR INC | COM | 239K | 13K | – |
| XYLEM INC | COM | 10M | 73K | – |
| YUM BRANDS INC | COM | 405K | 3K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 526K | 5K | – |
| ZOETIS INC | CL A | 276K | 2K | – |