ASSETBUILDER, INC.
Adviser information for ASSETBUILDER, INC. last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,759 | $687.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1,759 | $687.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 589 | $216.2M |
| HNW Individuals | 197 | $430.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 2 | $3.6M |
| Charitable organizations | 3 | $36.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $5,476 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-67404 |
|---|---|
| SEC ERA File Number | 801-67404 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 142665 |
| Legal Entity Identifier | None |
Principal Office
1255 WEST 15TH STREETSUITE 1000
PLANO
TX
United States
Monday - Friday, 8:30AM-4:00PM
Tel: 972-535-4040, Fax: 214-556-3848
Chief Compliance Officer
KENNON GROSE
CHIEF EXECUTIVE OFFICER
1255 WEST 15TH STREET
SUITE 1000
PLANO
TX
United States
Tel:
972-535-4040
Fax:
214-556-3848
K******@***************M
(Full email address available in API data)
Regulatory Contact
BRUCE GRIFFITH
PRESIDENT & CHIEF OPERATING OFFICER
1255 WEST 15TH STREET
SUITE 1000
PLANO
TX
United States
Tel:
972-535-4040
Fax:
214-556-3848
B*****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GROSE, KENNON, STEWART | Individual | – | CEO & CHIEF COMPLIANCE OFFICER | 09/2006 | > 75% |
| GRIFFITH, BRUCE, DALLAS | Individual | – | PRESIDENT & CHIEF OPERATING OFFICER | 01/2019 | < 5% |