GEM ASSET MANAGEMENT, LLC
Adviser information for GEM ASSET MANAGEMENT, LLC last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,212 | $461.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1,212 | $461.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 366 | $105.4M |
| HNW Individuals | 93 | $303.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 15 | $47.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $4.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
261 S. MAIN STREETPLYMOUTH
MI
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 734-737-9108, Fax: 734-737-9510
Chief Compliance Officer
STEVE ALEXANDROWSKI
261 S. MAIN STREET
PLYMOUTH
MI
United States
Tel:
734-737-9108
Fax:
734-737-9510
S****@***********T
(Full email address available in API data)
Regulatory Contact
S. TIMOTHY STORY
MEMBER
261 S. MAIN STREET
PLYMOUTH
MI
United States
Tel:
734-737-9108
Fax:
734-737-9510
T**@***********T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALEXANDROWSKI, STEVE, EDWARD | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 11/2001 | 50-75% |
| STORY, STEVEN, TIMOTHY | Individual | – | MEMBER | 07/2003 | 50-75% |