ASHFIELD CAPITAL PARTNERS
ASHFIELD CAPITAL PARTNERS, LLC Legal Name
Adviser information for ASHFIELD CAPITAL PARTNERS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | FIRM SOLD, ACQUIRED, OR MERGED WITH ANOTHER INVESTMENT ADVISER FIRM. |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
345 CALIFORNIA STREETSUITE 1100
SAN FRANCISCO
CA
United States
Monday - Friday, 8AM - 5PM
Tel: 415-391-4747, Fax: 415-391-1234
Websites
Chief Compliance Officer
ADRIAN FADRHONC
345 CALIFORNIA ST.
SUITE 1100
SAN FRANCISCO
CA
United States
Tel:
415-352-4121
Fax:
415-352-4161
A********@*****************M
(Full email address available in API data)
Regulatory Contact
PETER A. JOHNSON
CEO
345 CALIFORNIA STREET
SUITE 1100
SAN FRANCISCO
CA
United States
Tel:
415-391-4747
Fax:
415-352-4163
P*******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ACO PARTNERS LLC | Domestic Entity | – | 100% CLASS A INTERESTS IN ASHFIELD CAPITAL PARTNERS, LLC | 12/2012 | > 75% |
| JOHNSON, PETER, ANTHONY | Individual | – | CEO | 05/2017 | < 5% |
| FADRHONC, ADRIAN, RICHARD | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2017 | < 5% |
| JOHNSON, PETER, ANTHONY | Individual | ACO PARTNERS LLC | SHAREHOLDER | 12/2016 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 10th, 2022 for period ending September 30th, 2022
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AGILENT TECHNOLOGIES INC | COM | 478 | 4K | – |
| APPLE INC | COM | 134K | 971K | – |
| ABBVIE INC | COM | 10K | 77K | – |
| AIRBNB INC | COM CL A | 6K | 55K | – |
| ABBOTT LABS | COM | 6K | 58K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 17K | 67K | – |
| ADOBE SYSTEMS INCORPORATED | COM | 11K | 39K | – |
| ANALOG DEVICES INC | COM | 21K | 153K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 5K | 23K | – |
| AFLAC INC | COM | 3K | 52K | – |
| ISHARES TR | AGENCY BOND ETF | 1K | 12K | – |
| AKAMAI TECHNOLOGIES INC | COM | 702 | 9K | – |
| ALIGN TECHNOLOGY INC | COM | 17K | 80K | – |
| ADVANCED MICRO DEVICES INC | COM | 1K | 17K | – |
| AMGEN INC | COM | 13K | 56K | – |
| AMERIPRISE FINL INC | COM | 2K | 6K | – |
| AMAZON COM INC | COM | 22K | 193K | – |
| AIR PRODS & CHEMS INC | COM | 2K | 10K | – |
| AVALONBAY CMNTYS INC | COM | 995 | 5K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 5K | 39K | – |
| AMER STATES WTR CO | COM | 880 | 11K | – |
| AMERICAN EXPRESS CO | COM | 2K | 12K | – |
| BOEING CO | COM | 714 | 6K | – |
| INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 773 | 30K | – |
| BCE INC | COM NEW | 348 | 8K | – |
| BECTON DICKINSON & CO | COM | 2K | 7K | – |
| BILL COM HLDGS INC | COM | 238 | 2K | – |
| BOOKING HOLDINGS INC | COM | 1K | 752 | – |
| BLACKROCK INC | COM | 9K | 17K | – |
| BUMBLE INC | COM CL A | 298 | 14K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 6K | 90K | – |
| BANK HAWAII CORP | COM | 916 | 12K | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 553 | 4K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3K | 10K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 CB | 457 | 22K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 CB | 376 | 18K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 400 | 20K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB | 726 | 39K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 776 | 10K | – |
| BLACKSTONE INC | COM | 11K | 129K | – |
| CATERPILLAR INC | COM | 14K | 88K | – |
| CHUBB LIMITED | COM | 266 | 1K | – |
| CROWN CASTLE INC | COM | 19K | 129K | – |
| CIGNA CORP NEW | COM | 384 | 1K | – |
| COLGATE PALMOLIVE CO | COM | 810 | 12K | – |
| CLEAN HARBORS INC | COM | 697 | 6K | – |
| CLOROX CO DEL | COM | 1K | 9K | – |
| COMMERCIAL METALS CO | COM | 922 | 26K | – |
| COMCAST CORP | NEW CL A | 630 | 21K | – |
| CME GROUP INC | COM | 224 | 1K | – |
| COSTCO WHSL CORP NEW | COM | 26K | 56K | – |
| SALESFORCE INC | COM | 6K | 41K | – |
| CROWDSTRIKE HLDGS INC | CL A | 14K | 87K | – |
| CISCO SYS INC | COM | 4K | 111K | – |
| CSX CORP | COM | 300 | 11K | – |
| CINTAS CORP | COM | 1K | 3K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 934 | 16K | – |
| CHEVRON CORP NEW | COM | 16K | 111K | – |
| DOMINION ENERGY INC | COM | 322 | 5K | – |
| DUPONT DE NEMOURS INC | COM | 209 | 4K | – |
| DEERE & CO | COM | 2K | 5K | – |
| QUEST DIAGNOSTICS INC | COM | 626 | 5K | – |
| DANAHER CORPORATION | COM | 29K | 111K | – |
| DISNEY WALT CO | COM | 11K | 116K | – |
| DOXIMITY INC | CL A | 217 | 7K | – |
| DOVER CORP | COM | 3K | 26K | – |
| DUKE ENERGY CORP NEW | COM NEW | 1K | 14K | – |
| DESTINATION XL GROUP INC | COM | 466 | 86K | – |
| EBAY INC. | COM | 366 | 10K | – |
| ECOLAB INC | COM | 235 | 2K | – |
| CONSOLIDATED EDISON INC | COM | 935 | 11K | – |
| ISHARES TR | MSCI EAFE ETF | 2K | 33K | – |
| EDISON INTL | COM | 226 | 4K | – |
| LAUDER ESTEE COS INC | CL A | 8K | 36K | – |
| EMERSON ELEC CO | COM | 668 | 9K | – |
| ENBRIDGE INC | COM | 2K | 67K | – |
| VANGUARD WORLD FD | ESG US STK ETF | 294 | 5K | – |
| EVERGY INC | COM | 248 | 4K | – |
| EXPEDITORS INTL WASH INC | COM | 5K | 57K | – |
| FASTENAL CO | COM | 581 | 13K | – |
| FEDEX CORP | COM | 301 | 2K | – |
| FISERV INC | COM | 4K | 43K | – |
| FMC CORP | COM NEW | 2K | 21K | – |
| FORTINET INC | COM | 17K | 355K | – |
| FORTIVE CORP | COM | 705 | 12K | – |
| GENERAL ELECTRIC CO | COM NEW | 768 | 12K | – |
| GENERAL MLS INC | COM | 2K | 32K | – |
| CORNING INC | COM | 4K | 131K | – |
| GENERAC HLDGS INC | COM | 250 | 1K | – |
| ALPHABET INC | CAP STK CL C | 38K | 398K | – |
| ALPHABET INC | CAP STK CL A | 20K | 208K | – |
| GOLDMAN SACHS ETF TR | EQUAL WEIGHT US | 4K | 72K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 2K | 34K | – |
| HOME DEPOT INC | COM | 23K | 82K | – |
| WISDOMTREE TR | EUROPE HEDGED EQ | 691 | 11K | – |
| HONEYWELL INTL INC | COM | 9K | 52K | – |
| HP INC | COM | 209 | 8K | – |
| BLOCK H & R INC | COM | 1K | 30K | – |
| HORMEL FOODS CORP | COM | 253 | 6K | – |
| HENRY SCHEIN INC | COM | 2K | 24K | – |
| ISHARES TR | IBOXX HI YD ETF | 378 | 5K | – |
| ISHARES TR | ISHARES BIOTECH | 4K | 33K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 1K | 11K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 245 | 3K | – |
| ISHARES TR | GL CLEAN ENE ETF | 962 | 50K | – |
| ISHARES TR | ISHS 5-10YR INVT | 2K | 32K | – |
| ISHARES TR | EXPANDED TECH | 389 | 2K | – |
| INTEL CORP | COM | 5K | 176K | – |
| INTUIT | COM | 11K | 28K | – |
| IQVIA HLDGS INC | COM | 11K | 60K | – |
| IRONSOURCE LTD | CL A ORD SHS | 128 | 37K | – |
| ILLINOIS TOOL WKS INC | COM | 4K | 24K | – |
| ISHARES TR | CORE S&P500 ETF | 2K | 5K | – |
| ISHARES TR | RUS 1000 GRW ETF | 3K | 13K | – |
| JACOBS SOLUTIONS INC | COM | 2K | 16K | – |
| JETBLUE AWYS | CORP COM | 66 | 10K | – |
| JOHNSON & JOHNSON | COM | 16K | 95K | – |
| JPMORGAN CHASE & CO | COM | 2K | 22K | – |
| KKR & CO INC | COM | 216 | 5K | – |
| KLA CORP | COM NEW | 263 | 870 | – |
| KIMBERLY-CLARK CORP | COM | 2K | 14K | – |
| COCA COLA CO | COM | 1K | 20K | – |
| LINDE PLC | SHS | 9K | 33K | – |
| LILLY ELI & CO | COM | 3K | 8K | – |
| LOCKHEED MARTIN CORP | COM | 2K | 5K | – |
| ALLIANT ENERGY CORP | COM | 1K | 24K | – |
| LOWES COS INC | COM | 2K | 10K | – |
| ISHARES TR | IBOXX INV CP ETF | 2K | 16K | – |
| LAM RESEARCH CORP | COM | 1K | 4K | – |
| MCDONALDS CORP | COM | 9K | 40K | – |
| MOODYS CORP | COM | 430 | 2K | – |
| MONDELEZ INTL INC | CL A | 599 | 11K | – |
| MERCADOLIBRE INC | COM | 900 | 1K | – |
| META PLATFORMS INC | CL A | 6K | 41K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 543 | 5K | – |
| MARSH & MCLENNAN COS INC | COM | 839 | 6K | – |
| 3M CO | COM | 4K | 34K | – |
| ALTRIA GROUP INC | COM | 642 | 16K | – |
| MONROE CAP CORP | COM | 237 | 33K | – |
| MERCK & CO INC | COM | 7K | 80K | – |
| MORGAN STANLEY | COM NEW | 8K | 100K | – |
| MICROSOFT CORP | COM | 76K | 327K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 323 | 298 | – |
| NEXTERA ENERGY INC | COM | 2K | 19K | – |
| NETFLIX INC | COM | 362 | 2K | – |
| NIKE INC | CL B | 7K | 89K | – |
| 9 METERS BIOPHARMA INC | COM | 7 | 33K | – |
| NORTHROP GRUMMAN CORP | COM | 221 | 470 | – |
| NORFOLK SOUTHN CORP | COM | 223 | 1K | – |
| NVIDIA CORPORATION | COM | 25K | 209K | – |
| NOVARTIS AG | SPONSORED ADR | 359 | 5K | – |
| ORACLE CORP | COM | 2K | 37K | – |
| PALO ALTO NETWORKS INC | COM | 21K | 131K | – |
| PAYCHEX INC | COM | 545 | 5K | – |
| PEPSICO INC | COM | 2K | 12K | – |
| PFIZER INC | COM | 4K | 99K | – |
| PROCTER AND GAMBLE CO | COM | 11K | 89K | – |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 591 | 39K | – |
| PHILIP MORRIS INTL INC | COM | 1K | 16K | – |
| PIONEER NAT RES CO | COM | 7K | 34K | – |
| PAYPAL HLDGS INC | COM | 3K | 35K | – |
| QUALCOMM INC | COM | 10K | 85K | – |
| INVESCO QQQ TR | UNIT SER 1 | 3K | 10K | – |
| FERRARI N V | COM | 2K | 12K | – |
| ROBERT HALF INTL INC | COM | 290 | 4K | – |
| ROCKWELL AUTOMATION INC | COM | 661 | 3K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 2K | 17K | – |
| RAYTHEON TECHNOLOGIES CORP | COM | 11K | 135K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 1K | 5K | – |
| SAP SE | SPON ADR | 575 | 7K | – |
| STARBUCKS CORP | COM | 4K | 53K | – |
| SPDR SER TR S&P | DIVID ETF | 390 | 4K | – |
| SEI INVTS CO | COM | 483 | 10K | – |
| SWEETGREEN INC | COM CL A | 204 | 11K | – |
| SHELL PLC | SPON ADS | 208 | 4K | – |
| SHERWIN WILLIAMS CO | COM | 7K | 35K | – |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 3K | 39K | – |
| SKYLINE CHAMPION CORPORATION | COM | 370 | 7K | – |
| ISHARES SILVER TR | ISHARES | 228 | 13K | – |
| SNOWFLAKE INC | CL A | 768 | 5K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 1K | 3K | – |
| SPDR SER TR | SPDR S&P 500 ETF | 443 | 5K | – |
| SIMPSON MFG INC | COM | 419 | 5K | – |
| STATE STR CORP | COM | 561 | 9K | – |
| STRYKER CORPORATION | COM | 4K | 19K | – |
| SYSCO CORP | COM | 2K | 25K | – |
| AT&T INC | COM | 446 | 29K | – |
| TORONTO DOMINION BK ONT | COM NEW | 411 | 7K | – |
| TERADYNE INC | COM | 2K | 22K | – |
| TARGET CORP | COM | 417 | 3K | – |
| TJX COS INC NEW | COM | 7K | 108K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 26K | 51K | – |
| TREX CO INC | COM | 5K | 118K | – |
| PRICE T ROWE GROUP INC | COM | 672 | 6K | – |
| TESLA INC | COM | 5K | 18K | – |
| TETRA TECH INC | NEW COM | 13K | 103K | – |
| TELUS CORPORATION | COM | 1K | 53K | – |
| TEXAS INSTRS INC | COM | 3K | 18K | – |
| UNITEDHEALTH GROUP INC | COM | 33K | 65K | – |
| UNION PAC CORP | COM | 19K | 98K | – |
| ISHARES TR | ESG MSCI USA ETF | 1K | 44K | – |
| VISA INC | COM CL A | 22K | 122K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 630 | 4K | – |
| VEEVA SYS INC | CL A COM | 10K | 61K | – |
| V F CORP | COM | 1K | 47K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 12K | 87K | – |
| VMWARE INC | CL A COM | 258 | 2K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 678 | 8K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 582 | 3K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 8K | 44K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 323 | 7K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 615 | 3K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 703 | 4K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 220 | 6K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 3K | 63K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 16K | 167K | – |
| VERIZON COMMUNICATIONS INC | COM | 2K | 44K | – |
| WELLTOWER INC | COM | 5K | 73K | – |
| WELLS FARGO CO | NEW COM | 2K | 62K | – |
| WASTE MGMT INC | DEL COM | 817 | 5K | – |
| WALMART INC | COM | 9K | 69K | – |
| PETCO HEALTH & WELLNESS CO I | COM | 3K | 239K | – |
| WILLIAMS SONOMA INC | COM | 718 | 6K | – |
| SPDR SER TR | S&P BIOTECH | 1K | 16K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 373 | 3K | – |
| EXXON MOBIL CORP | COM | 4K | 45K | – |
| XYLEM INC | COM | 221 | 3K | – |
| ZOETIS INC | CL A | 232 | 2K | – |