RIDGEWOOD ENERGY CORPORATION

Adviser information for RIDGEWOOD ENERGY CORPORATION last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 68
Investment Advisory/Research 20
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 19 $3.2B
Non-Discretionary 1 $840.6M
Total 20 $4.0B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 18 $3.1B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other <5 $905.5M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation Fixed fees% OF CAPITAL CONTRIBUTION, WORKING CAPITAL AND/OR DISTRIBUTIONS

Chief Compliance Officer

MARIA E HAGGERTY
VP - LEGAL
14 PHILIPS PARKWAY
MONTVALE
NJ
United States
Tel: (201) 447-9000
Fax: (201) 447-0474
(Full email address available in API data)

Industry Affiliates

RIDGEWOOD INFRASTRUCTURE Other investment adviser, including financial planners
RIDGEWOOD PRIVATE EQUITY PARTNERS Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
REOG FUND II COINVEST LP Private Equity Fund $64.9M $10.0M 15
RIDGEWOOD ENERGY OIL & GAS FUND II, LP Private Equity Fund $515.3M $10.0M 67
RIDGEWOOD ENERGY OIL & GAS FUND III, L.P. Private Equity Fund $1,791.6M $10.0M 85
RIDGEWOOD ENERGY OIL & GAS FUND IV, L.P. Private Equity Fund $671.5M $10.0M 47

Control Persons

Name Type Entity Title Since Ownership
MCSHERRY, KATHLEEN, PATRICIA Individual EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER 12/2000 < 5%
GULINO, DANIEL, VINCENT Individual SENIOR VICE PRESIDENT; GENERAL COUNSEL & SECRETARY 08/2000 < 5%
SWANSON FAMILY CONTROL TRUST, MATTHEW E. SWANSON, TRUSTEE Domestic Entity OWNER 11/2006 > 75%
LANG, KENNETH, W Individual PRESIDENT 06/2009 < 5%
SWANSON, MATTHEW, ELIAS Individual EXECUTIVE CHAIRMAN & SR MANAGING DIRECTOR; OWNER 03/2011 10-25%
HAGGERTY, MARIA, EUGENIA Individual VP-LEGAL & CHIEF COMPLIANCE OFFICER 03/2007 < 5%
Shah, Niloy Individual CHIEF OPERATING OFFICER 07/2017 < 5%
HOWE, SPENCER Individual EXECUTIVE VICE PRESIDENT OF EXPLORATION 08/2018 < 5%
LISSNER, SAMUEL, JUREK Individual MANAGING DIRECTOR 03/2021 < 5%

No. Employees, Historic

8040020202021202220232024202573 on 3/30/202073 on 3/31/202173 on 3/31/202173 on 11/5/202173 on 11/11/202157 on 3/31/202258 on 3/31/202358 on 10/4/202368 on 3/29/2024

RAUM, Historic

5B3B02020202120222023202420254876016952 on 3/30/20203481250184 on 3/31/20213481250184 on 3/31/20214046489697 on 11/5/20214046489697 on 11/11/20214712608902 on 3/31/20224817945787 on 3/31/20234817945787 on 10/4/20234037929807 on 3/29/2024

No. Clients, Historic

3015020202021202220232024202521 on 3/30/202022 on 3/31/202122 on 3/31/202122 on 11/5/202122 on 11/11/202121 on 3/31/202221 on 3/31/202321 on 10/4/202320 on 3/29/2024