SIMS CAPITAL MANAGEMENT LLC
Adviser information for SIMS CAPITAL MANAGEMENT LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $49.9M |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $49.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 16 | $7.0M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $42.9M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 17 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companies |
|---|---|
| Compensation | % of AUMMINIMUM ANNUAL FEE |
Identifiers
| SEC RIA File Number | 801-67455 |
|---|---|
| SEC ERA File Number | 801-67455 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 129398 |
| Legal Entity Identifier | None |
Principal Office
225 E. MASON STREETSUITE 802
MILWAUKEE
WI
United States
Monday - Friday, 9:00 A.M. TO 5:00 PM
Tel: (414) 765-1107, Fax: N/A
Websites
Chief Compliance Officer
DAVID C. SIMS
PRESIDENT/MANAGER AND CHIEF COMPLIANCE OFFICER
225 E. MASON STREET
SUITE 802
MILWAUKEE
WI
United States
Tel:
(414) 765-1107
D***@**************M
(Full email address available in API data)
Regulatory Contact
LUKE SIMS
CO-MANAGER
225 E. MASON STREET
SUITE 802
MILWAUKEE
WI
United States
Tel:
(414) 530-5680
L***@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SIMS, DAVID, CARY | Individual | – | PRESIDENT/MANAGER AND CHIEF COMPLIANCE OFFICER | 08/2003 | 50-75% |
| SIMS, LUKE, EDWARD | Individual | – | MANAGER | 08/2003 | 50-75% |