CENTRAL PARK ADVISERS, LLC

Adviser information for CENTRAL PARK ADVISERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 75
Investment Advisory/Research 13
Registered Broker-Dealer Representatives 29
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 25 $4.4B
Non-Discretionary 0 $0
Total 25 $4.4B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 10 $3.8B
Business development companies 0 $0
Pooled investment vehicles 15 $572.2M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-67480
SEC ERA File Number 801-67480
SEC CIK Numbers None
SEC CRD Numbers 141805
Legal Entity Identifier None

Principal Office

125 WEST 55TH STREET
NEW YORK
NY
United States
Monday - Friday, 8:30 A.M. - 6:00 P.M.
Tel: 212-317-9200, Fax: None

Chief Compliance Officer

SETH PEARLSTEIN
125 WEST 55TH STREET
NEW YORK
NY
United States
Tel: 212-317-9200
(Full email address available in API data)

Industry Affiliates

CENTRAL PARK FUND ADMINISTRATION, LLC Sponsor, GP, manager of pooled investment vehicles
DELAWARE DISTRIBUTORS, L.P. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
CENTRAL PARK GROUP ACTIVIST FUND, LLC Hedge Fund $66.9M $0.1M 129
CENTRAL PARK GROUP ALPINVEST CO-INVESTMENT FUND VII, LLC Private Equity Fund $37.3M $0.3M 66
CENTRAL PARK GROUP CARLYLE EQUITY OPPORTUNITY FUND II, LLC Private Equity Fund $90.1M $0.1M 307
CENTRAL PARK GROUP CARLYLE EQUITY OPPORTUNITY FUND, LLC Private Equity Fund $30.0M $0.3M 481
CENTRAL PARK GROUP CARLYLE FUND, LLC Private Equity Fund $19.4M $0.3M 214
CENTRAL PARK GROUP GLOBAL PRIVATE EQUITY FUND, LLC Private Equity Fund $36.5M $0.1M 214
CENTRAL PARK GROUP KKR AMERICAS FUND XII, LLC Private Equity Fund $66.0M $0.3M 118
CENTRAL PARK GROUP LIGHTHOUSE GLOBAL LONG/SHORT FUND, LLC Hedge Fund $9.4M $0.1M 22
CENTRAL PARK GROUP MANAGER ALLIANCE FUND II, LLC Private Equity Fund $19.1M $0.1M 182
CENTRAL PARK GROUP REAL ESTATE OPPORTUNITY FUND, LLC Real Estate Fund $4.9M $0.3M 76
CENTRAL PARK GROUP WP ENERGY FUND, LLC Private Equity Fund $50.2M $0.3M 255
CENTRAL PARK GROUP WP GLOBAL GROWTH, LLC Private Equity Fund $34.9M $0.3M 82
CENTRAL PARK GROUP WP PRIVATE EQUITY XI, LLC Private Equity Fund $48.1M $0.3M 201
CENTRAL PARK GROUP WP PRIVATE EQUITY XII, LLC Private Equity Fund $39.7M $0.1M 163
CPG BROOKFIELD OPPORTUNISTIC REAL ESTATE, LLC Real Estate Fund $19.7M $0.1M 43

Control Persons

Name Type Entity Title Since Ownership
Mascis, Michael Individual CHIEF ADMINISTRATIVE OFFICER OF WEALTH SOLUTIONS (THROUGH MARCH 31, 2024); CO-HEAD OF WEALTH SOLUTIONS (AS OF APRIL 1, 2024) 03/2022 < 5%
BROUSSEAU, GREGORY, PAUL Individual CO-HEAD OF WEALTH SOLUTIONS (THROUGH MARCH 31, 2024) 03/2022 < 5%
TANZMAN, MITCHELL, ALAN Individual CO-HEAD OF WEALTH SOLUTIONS (THROUGH MARCH 31, 2024) 03/2022 < 5%
GOODSTEIN, RUTH, SMITH Individual CHIEF OPERATING OFFICER OF WEALTH SOLUTIONS 03/2022 < 5%
MACQUARIE AFFILIATED MANAGERS (USA) INC. Domestic Entity MACQUARIE MANAGEMENT HOLDINGS, INC. PARENT 01/2010 > 75%
CENTRAL PARK GROUP, LLC Domestic Entity MANAGING MEMBER 08/2006 > 75%
PEARLSTEIN, SETH, LOUIS Individual CHIEF COMPLIANCE OFFICER 10/2015 < 5%
MACQUARIE MANAGEMENT HOLDINGS, INC. Domestic Entity CENTRAL PARK GROUP, LLC PARENT 03/2022 > 75%
MACQUARIE AFFILIATED MANAGERS HOLDINGS (USA) INC. Domestic Entity MACQUARIE AFFILIATED MANAGERS (USA) INC. PARENT 01/2010 > 75%
MACQUARIE FG HOLDINGS INC. Domestic Entity MACQUARIE AFFILIATED MANAGERS HOLDINGS (USA) INC. PARENT 01/2010 > 75%
MACQUARIE ASSET MANAGEMENT US HOLDINGS PTY LIMITED Foreign Entity MACQUARIE FG HOLDINGS INC. PARENT 07/2020 > 75%
MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED Foreign Entity MACQUARIE ASSET MANAGEMENT US HOLDINGS PTY LIMITED PARENT 07/2020 > 75%
MACQUARIE GROUP LIMITED Domestic Entity MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED PARENT 12/2011 > 75%
CONNOR, DAVID, FORRESTER Individual GENERAL COUNSEL, PUBLIC INVESTMENTS AMERICA, MACQUARIE ASSET MANAGEMENT 03/2022 < 5%
LEE, ALEXANDER, HALSEY Individual CO-HEAD OF WEALTH SOLUTIONS (AS OF APRIL 1, 2024) 04/2024 < 5%

No. Employees, Historic

80400201920202021202220232024202536 on 6/28/201938 on 3/30/202038 on 3/1/202138 on 3/30/202136 on 3/30/202236 on 11/4/202262 on 3/30/202362 on 11/15/202375 on 3/28/2024

RAUM, Historic

5B3B020192020202120222023202420252282982378 on 6/28/20192524486151 on 3/30/20202524486151 on 3/1/20212939079332 on 3/30/20214000066443 on 3/30/20224000066443 on 11/4/20224407801145 on 3/30/20234407801145 on 11/15/20234407795692 on 3/28/2024

No. Clients, Historic

30150201920202021202220232024202524 on 6/28/201924 on 3/30/202024 on 3/1/202126 on 3/30/202124 on 3/30/202224 on 11/4/202225 on 3/30/202325 on 11/15/202325 on 3/28/2024