MADER & SHANNON WEALTH MANAGEMENT
MADER & SHANNON WEALTH MANAGEMENT, INC. Legal Name
Adviser information for MADER & SHANNON WEALTH MANAGEMENT last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 394 | $228.6M |
| Non-Discretionary | 0 | $0 |
| Total | 394 | $228.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 277 | $58.3M |
| HNW Individuals | 78 | $125.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 20 | $28.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $4.0M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 15 | $12.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
4717 GRAND AVE.STE 800
KANSAS CITY
MO
United States
Monday - Friday, 8:00 A.M. 5:00 P.M.
Tel: 816-751-0585, Fax: 816-343-5997
Chief Compliance Officer
BRET GUILLAUME
PRESIDENT
4717 GRAND AVE.
STE 800
KANSAS CITY
MO
United States
Tel:
816-751-0575
Fax:
816-343-5997
B***@***************M
(Full email address available in API data)
Industry Affiliates
| MADER FINANCIAL GROUP, INC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MADER, JAMES, W | Individual | – | CHAIRMAN AND CEO | 01/2005 | < 5% |
| GUILLAUME, BRET, A. | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 04/2005 | > 75% |
| Sanders, Kyle, Andrew | Individual | – | PORTFOLIO MANAGER | 01/2017 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| CDW CORP | COM | 8M | 34K | – |
| D R HORTON INC | COM | 3M | 24K | – |
| ISHARES GOLD TR | ISHARES NEW | 24M | 550K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 32M | 321K | – |
| ISHARES TR | SHORT TREAS BD | 31M | 282K | – |
| KNIGHT-SWIFT TRANSN HLDGS IN | CL A | 7M | 134K | – |
| MARTIN MARIETTA MATLS INC | COM | 4M | 7K | – |
| SPDR GOLD TR | GOLD SHS | 24M | 113K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 8M | 14K | – |
| UNITEDHEALTH GROUP INC | COM | 7M | 14K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 8M | 235K | – |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 10M | 128K | – |