SOUTHERN FINANCIAL GROUP, LLC
Adviser information for SOUTHERN FINANCIAL GROUP, LLC last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Alabama, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,409 | $854.8M |
| Non-Discretionary | 0 | $0 |
| Total | 2,409 | $854.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 845 | $308.9M |
| HNW Individuals | 259 | $544.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $394,720 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1110 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesCONSULTING, TAX PREPARATION, ESTATE SETTLEMENT SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-67489 |
|---|---|
| SEC ERA File Number | 801-67489 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 142644 |
| Legal Entity Identifier | None |
Principal Office
700 CORPORATE PARKWAYBIRMINGHAM
AL
United States
Monday - Friday, 8:00 AM TO 5:00 PM (FRIDAY 8:00 AM TO 3:00 PM)
Tel: 205.383.1415, Fax: 205.383.1416
Websites
Chief Compliance Officer
DAVID FRANKLIN PAINTER
MEMBER
700 CORPORATE PARKWAY
BIRMINGHAM
AL
United States
Tel:
205.383.1415
Fax:
205.383.1416
D****@****************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PAINTER, DAVID, FRANKLIN | Individual | – | MEMBER, CHIEF COMPLIANCE OFFICER | 11/2006 | 25-50% |
| HOLDER, CHRISTOPHER, TODD | Individual | – | MEMBER, CHIEF FINANCIAL OFFICER | 11/2006 | 50-75% |